DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ballentine Partners
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Lyoung Ong | Ballentine Partners independent RIA | Savvy independent RIA | RIA to RIA | Apr 30, 2026 | May 20, 2026 |
| Rachel A Frame | Ballentine Partners independent RIA | Wealthspire Advisors independent RIA | RIA to RIA | Mar 13, 2026 | May 12, 2026 (60 d) |
| Austen David Clark | Ballentine Partners independent RIA | Northrock Partners, LLC independent RIA | RIA to RIA | Feb 14, 2025 | Feb 12, 2026 (363 d) |
| Tara N Oconnell | Ballentine Partners independent RIA | Brighton Jones LLC independent RIA | RIA to RIA | Jan 24, 2025 | Apr 10, 2025 (76 d) |
| Isaiah Langa | Ballentine Partners independent RIA | Fidelity Institutional Wealth Adviser LLC mixed wealth | RIA to RIA | Jan 10, 2025 | Jun 9, 2025 (150 d) |
| Genevieve Elizabeth George | Ballentine Partners independent RIA | Hamilton Capital independent RIA | RIA to RIA | Oct 13, 2023 | Nov 27, 2023 (45 d) |
| Michelle Silvermen Harrison | Ballentine Partners independent RIA | Single Point Partners independent RIA | RIA to RIA | Aug 4, 2023 | Aug 9, 2023 |
| Diana Cheung Ng | Ballentine Partners independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Jul 26, 2023 | Oct 25, 2023 (91 d) |
| Albin George Scaria | Ballentine Partners independent RIA | Drawingboard Wealth Advisors state registered | RIA to a state-registered adviser | Mar 17, 2023 | May 10, 2024 (420 d) |
| Claire Noel Hawkes | Ballentine Partners independent RIA | Single Point Partners independent RIA | RIA to RIA | Jan 3, 2023 | Jan 20, 2023 |
| Michael Joseph Mccarthy | Ballentine Partners independent RIA | Savvy no RAUM | RIA to a newly registered adviser | Jun 30, 2022 | Jul 19, 2022 |
| David Ulrich Sullivan | Ballentine Partners independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Mar 4, 2022 | Aug 16, 2022 (165 d) |
| Leah Warren | Ballentine Partners independent RIA | Single Point Partners independent RIA | RIA to RIA | Jul 15, 2021 | Apr 11, 2022 (270 d) |
| Michael Norris | Ballentine Partners independent RIA | Iconiq Capital, LLC other | Other | Jun 28, 2021 | Aug 19, 2021 (52 d) |
| Meredith Grace Coffey | Ballentine Partners independent RIA | Hub International Investment Services Inc. unclassified | Other | Jan 15, 2021 | Jan 26, 2022 (376 d) |
| John Williams Northrup | Ballentine Partners independent RIA | Experience Your Wealth, LLC independent RIA | RIA to RIA | Aug 23, 2019 | Dec 10, 2019 (109 d) |
| Daniela Savova Truver | Ballentine Partners independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Apr 1, 2019 | Apr 28, 2023 (1488 d) |
| Lori Sue Stanger | Ballentine Partners independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Dec 17, 2018 | Nov 3, 2020 (687 d) |
| Janie Marie Monroe | Ballentine Partners independent RIA | Daintree Advisors LLC independent RIA | RIA to RIA | Nov 9, 2018 | Mar 16, 2021 (858 d) |
| Jennifer Dowling Dougherty | Ballentine Partners independent RIA | Broadwealth LLC independent RIA | RIA to RIA | Oct 3, 2018 | Aug 21, 2019 (322 d) |
| Brian Kelleher | Ballentine Partners independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Apr 13, 2018 | Apr 30, 2018 |
| Kelly Gamble Mills | Ballentine Partners other | Rgt Wealth Advisors independent RIA | Other | Sep 9, 2016 | Apr 29, 2022 (2058 d) |
| Alexander Nathan Knapp | Ballentine Partners other | Aviva Investors Americas other | Other | Aug 23, 2016 | Jan 9, 2017 (139 d) |
| Gregory Lambros Peterson | Ballentine Partners other | Zevin Asset Management, LLC other | Other | Jul 17, 2015 | Oct 19, 2015 (94 d) |
| Nicholas Ferbert | Ballentine Partners other | Edelman Financial Engines other | Other | Nov 7, 2014 | Jan 16, 2015 (70 d) |
| Lisa Jeanne Lamb | Ballentine Partners other | Commonwealth Financial Network national BD | Other | Aug 22, 2014 | Oct 6, 2014 (45 d) |
| Lorne A Adrain | Ballentine Partners other | Northwestern Mutual Investment Services,LLC other | Other | Apr 30, 2014 | Nov 2, 2015 (551 d) |
| Brian Harlan Waldner | Ballentine Partners other | O'Brien Wealth Partners LLC other | Other | Nov 19, 2013 | Oct 27, 2014 (342 d) |
| Kyle Joseph Tracey | Ballentine Partners other | Scs Capital Management LLC independent RIA | Other | Nov 9, 2011 | May 29, 2019 (2758 d) |
| Christopher Robert Macbean | Ballentine Partners other | Colman Knight Advisory Group, LLC other | Other | Oct 28, 2011 | Dec 13, 2012 (412 d) |
| Adam M Grossman | Ballentine Partners other | Middleton & Company Inc. other | Other | Dec 13, 2010 | Nov 24, 2015 (1807 d) |
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31 moves match.