DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Securian Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Spencer Ross SchmitzSecurian Financial Services, Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 26, 2024Aug 10, 2023
Elijah Steven MillerSecurian Financial Services, Inc. independent RIAGradient Advisors, LLC independent RIARIA to RIAAug 11, 2023Sep 21, 2023 (41 d)
Anthony John GizzarelliSecurian Financial Services, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 11, 2023Aug 1, 2023
Paul Stanislaus ThomasSecurian Financial Services, Inc. independent RIASlgg Financial And Insurance Services, LLC unclassifiedOtherAug 10, 2023Apr 2, 2003
Steven Joseph GordonSecurian Financial Services, Inc. independent RIARenaissance Financial Corporate Education LLC unclassifiedOtherAug 10, 2023May 26, 1998
John Thomas SiefertSecurian Financial Services, Inc. independent RIARenaissance Financial Corporate Education LLC unclassifiedOtherAug 10, 2023Apr 27, 2005
Phillip Shaun McduffeeSecurian Financial Services, Inc. independent RIACri Securities, LLC otherOtherAug 10, 2023Aug 9, 2007
Anthony MartinsSecurian Financial Services, Inc. independent RIACri Securities, LLC otherOtherAug 10, 2023Jan 15, 2014
Edward George DeutschlanderSecurian Financial Services, Inc. independent RIACri Securities, LLC otherOtherAug 10, 2023Aug 7, 2009
David Samuel ObedinSecurian Financial Services, Inc. independent RIARenaissance Financial Corporate Education LLC unclassifiedOtherAug 10, 2023Apr 27, 2005
Craig Gerald WaltersSecurian Financial Services, Inc. independent RIACri Securities, LLC otherOtherAug 10, 2023Dec 23, 2013
Jeff Randolph LandtSecurian Financial Services, Inc. independent RIACri Securities, LLC otherOtherAug 10, 2023Dec 23, 2013
Aaron James MartinSecurian Financial Services, Inc. independent RIARenaissance Financial Corporate Education LLC unclassifiedOtherAug 10, 2023Apr 27, 2005
Joshua Clinton EvensonSecurian Financial Services, Inc. independent RIACri Securities, LLC otherOtherAug 10, 2023Nov 7, 2003
Richard Jerome ShasserreSecurian Financial Services, Inc. independent RIARenaissance Financial Corporate Education LLC unclassifiedOtherAug 10, 2023Apr 27, 2005
James Hardin ShoemakerSecurian Financial Services, Inc. independent RIAShoemaker Advisory Corporation unclassifiedOtherAug 10, 2023Jun 3, 2005
David Alan SaltzmanSecurian Financial Services, Inc. independent RIACri Securities, LLC otherOtherAug 10, 2023Feb 18, 2016
Ross KronholmSecurian Financial Services, Inc. independent RIACri Securities, LLC otherOtherAug 10, 2023Mar 18, 2014
Annemarie Rose BookSecurian Financial Services, Inc. independent RIAMarathon Advisors, Inc unclassifiedOtherAug 10, 2023Sep 9, 2005
Jeffrey Thomas TurtonSecurian Financial Services, Inc. independent RIACri Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 10, 2023Dec 13, 2018
Patrick Mogen OlsonSecurian Financial Services, Inc. independent RIACri Securities, LLC otherOtherAug 10, 2023Jan 16, 2014
Justin Dean BerrySecurian Financial Services, Inc. independent RIACri Securities, LLC otherOtherAug 10, 2023May 17, 2010
Michael David PaulusSecurian Financial Services, Inc. independent RIACri Securities, LLC otherOtherAug 10, 2023Aug 28, 2013
James Erik JaderborgSecurian Financial Services, Inc. independent RIACri Securities, LLC otherOtherAug 10, 2023Sep 13, 2013
Jenna Catherine SiversonSecurian Financial Services, Inc. independent RIACri Securities, LLC otherOtherAug 10, 2023Jan 7, 2014
Lloyd Lucas StrodeSecurian Financial Services, Inc. independent RIACri Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 10, 2023Dec 5, 2019
Michael James JostSecurian Financial Services, Inc. independent RIACri Securities, LLC otherOtherAug 10, 2023Apr 4, 2012
Rosario Matthew CamerattaSecurian Financial Services, Inc. independent RIACri Securities, LLC otherOtherAug 10, 2023Sep 12, 2013
Garrett Malcolm CulwellSecurian Financial Services, Inc. independent RIACri Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 10, 2023Aug 9, 2018
Katherine M TerlindenSecurian Financial Services, Inc. independent RIACri Securities, LLC otherOtherAug 10, 2023Feb 9, 2016
Eric Thomas HoebbelSecurian Financial Services, Inc. independent RIACri Securities, LLC otherOtherAug 10, 2023Jan 23, 2018
Michael Gabriel FoleySecurian Financial Services, Inc. independent RIACri Securities, LLC otherOtherAug 10, 2023Oct 18, 2016
Kayla Ann NikulaSecurian Financial Services, Inc. independent RIACri Securities, LLC otherOtherAug 10, 2023Jan 9, 2018
Stephen Alan FinnSecurian Financial Services, Inc. independent RIACri Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 10, 2023Feb 7, 2020
Glenn Robert RyanSecurian Financial Services, Inc. independent RIACri Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 10, 2023Nov 27, 2019
Maxwell Jay DowdySecurian Financial Services, Inc. independent RIACri Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 10, 2023Oct 14, 2020
John Tyler ShamblinSecurian Financial Services, Inc. independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 8, 2023Jul 28, 2023
Ryan Joseph PinkertonSecurian Financial Services, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 4, 2023Aug 3, 2023
Kevin Clayton KeilSecurian Financial Services, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 4, 2023Aug 3, 2023
Jeremy Cole HillSecurian Financial Services, Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 26, 2023Jun 20, 2023
William Joseph O'BrienSecurian Financial Services, Inc. independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 21, 2023Jul 20, 2023
Carlos OrtegaSecurian Financial Services, Inc. independent RIATowneley Capital Management, Inc. mixed wealthRIA to RIAJul 11, 2023Jul 17, 2023
Bailey SmithSecurian Financial Services, Inc. independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJul 7, 2023Jul 26, 2023
Andrew Fortunato ClemenzaSecurian Financial Services, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 3, 2023Jun 30, 2023
Darren Scott MasonSecurian Financial Services, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 26, 2023Jun 26, 2023
Jerry Allan KanterSecurian Financial Services, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 26, 2023Jun 26, 2023
Edward James FoySecurian Financial Services, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 23, 2023Jun 12, 2023
David Taylor HillSecurian Financial Services, Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 22, 2023Jan 18, 2024 (210 d)
John M MoranSecurian Financial Services, Inc. independent RIAEquitable Advisors, LLC national BDRIA to affiliated broker-dealer or bankJun 21, 2023Jun 21, 2023
Eric T AllenSecurian Financial Services, Inc. independent RIARegional Investment Advisors, LLC unclassifiedOtherJun 14, 2023Aug 2, 2023 (49 d)
David James SchelhornSecurian Financial Services, Inc. independent RIAPrivate Advisor Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 14, 2023Jun 15, 2023
Keith MuthSecurian Financial Services, Inc. independent RIAMariner Advisor Network BD affiliatedRIA to affiliated broker-dealer or bankJun 9, 2023Jun 5, 2023
Ronald Travis HodgeSecurian Financial Services, Inc. independent RIAEversource Wealth Advisors, LLC independent RIARIA to RIAJun 7, 2023Jan 1, 2025 (574 d)
Steven Keith TannerSecurian Financial Services, Inc. independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 6, 2023Jun 5, 2023
James Allen VandenheuvelSecurian Financial Services, Inc. independent RIAEversource Wealth Advisors, LLC independent RIARIA to RIAJun 6, 2023Jun 14, 2023
Grant DowisSecurian Financial Services, Inc. independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJun 6, 2023Oct 31, 2023 (147 d)
Keith Lavern MuthSecurian Financial Services, Inc. independent RIAMariner Advisor Network BD affiliatedRIA to affiliated broker-dealer or bankJun 5, 2023Jun 5, 2023
Michael Arthur PughSecurian Financial Services, Inc. independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 5, 2023Jun 7, 2023
Eric Spencer OwenSecurian Financial Services, Inc. independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 5, 2023Jun 5, 2023
John Francis AmendolaSecurian Financial Services, Inc. independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 5, 2023Jun 5, 2023
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1,362 moves match.