DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Signal Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jon Dana JohnsonSignal Securities, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 8, 2019Oct 9, 2019
Olin Blayne RagsdaleSignal Securities, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 1, 2019Apr 1, 2019
Jamey Carl GrahamSignal Securities, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIADec 12, 2018Jan 7, 2019
Richard James GrygierSignal Securities, Inc. otherUSA Financial Securities LLC otherOtherJun 16, 2016Jun 16, 2016
Camilla Marie FullerSignal Securities, Inc. otherWells Fargo Advisors wirehouseOtherJun 1, 2016Jun 23, 2016
Morey Wayne TrupeSignal Securities, Inc. otherQuestar Asset Management, Inc. otherOtherOct 20, 2014Oct 22, 2014
John Richard AcevedoSignal Securities, Inc. otherSantander Securities otherOtherAug 5, 2013Aug 23, 2013
Susan Bowden GomezSignal Securities, Inc. otherKonnect Health And Wealth state registeredOtherMar 5, 2013Mar 4, 2013
Olin Blayne RagsdaleSignal Securities, Inc. otherRhodes Investment Advisors, Inc. independent RIAOtherAug 21, 2012Aug 22, 2012
Brian Wayne EckebergerSignal Securities, Inc. otherLPL Financial LLC otherOtherDec 6, 2011Dec 5, 2011
Tandy Kay ErvinSignal Securities, Inc. otherLPL Financial LLC otherOtherDec 6, 2011Dec 5, 2011
Daniel Keith StricklandSignal Securities, Inc. otherSutterfield Financial Group, Inc. otherOtherMay 6, 2011Jun 1, 2011
Kasey Luv DavisSignal Securities, Inc. otherCentaurus Financial, Inc. otherOtherDec 31, 2008Apr 26, 2013 (1577 d)
David Wayne BarnettSignal Securities, Inc. otherGrand Arbor Advisors state registeredOtherDec 31, 2008Mar 19, 2009 (78 d)
Richard Timothy EstesSignal Securities, Inc. otherTriad Advisors, LLC otherOtherDec 31, 2006Jan 3, 2007
Neil ShortSignal Securities, Inc. otherChase Investment Services Corp. otherOtherNov 16, 2006Dec 8, 2006
Robert Rankin SchulzSignal Securities, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherOct 2, 2006Oct 3, 2006
Barry P TooleSignal Securities, Inc. otherInvest Financial Corporation otherOtherAug 29, 2006Sep 6, 2006
Christopher Brian ThomSignal Securities, Inc. otherUsaa Financial Planning Services no RAUMOtherMar 28, 2006Apr 5, 2006
Keith Wayne CampbellSignal Securities, Inc. otherInvestors Resources Group, Inc. unclassifiedOtherSep 7, 2005Sep 21, 2005
Bryan Leslie SatterfieldSignal Securities, Inc. otherFisher\Smb institutionalOtherJul 29, 2005Jul 27, 2026 (7668 d)
Judith Mechiel LakeSignal Securities, Inc. otherMML Investors Services, LLC otherOtherSep 17, 2004Jul 11, 2006 (662 d)
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22 moves match.