DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Highpoint Advisor Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joel Gray ClousingHighpoint Advisor Group, LLC independent RIALPL Financial LLC otherOtherDec 31, 2021Jun 16, 2016
Alan Frank DelcorseHighpoint Advisor Group, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2021Nov 2, 2021
Russell Lew WaryeHighpoint Advisor Group, LLC independent RIALPL Financial LLC otherOtherDec 31, 2021Feb 26, 2014
William Daniel KelleherHighpoint Advisor Group, LLC independent RIALPL Financial LLC otherOtherDec 31, 2021Jun 21, 2013
Joel Partyka RileyHighpoint Advisor Group, LLC independent RIAPatricia A. Heath & Associates, Inc. otherOtherDec 31, 2021Nov 17, 2014
John M DavilaHighpoint Advisor Group, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2021Sep 9, 2021
Charles Ridgely Pue BrownHighpoint Advisor Group, LLC independent RIACb3 Financial Group, Inc. state registeredRIA to a state-registered adviserDec 31, 2021Jan 2, 2018
David M KujawaHighpoint Advisor Group, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2021Nov 18, 2020
John David DuckworthHighpoint Advisor Group, LLC independent RIAPatricia A. Heath & Associates, Inc. otherOtherDec 31, 2021Nov 17, 2014
Jeffrey Thomas KochanHighpoint Advisor Group, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2021Oct 25, 2021
Alan Richard NadolnaHighpoint Advisor Group, LLC independent RIALasalle St. Investment Advisors, L.L.C. BD affiliatedRIA to affiliated broker-dealer or bankNov 19, 2021Oct 25, 2021
T Dewitt BuchananHighpoint Advisor Group, LLC independent RIAAusdal Financial Partners, Inc. independent RIARIA to RIAJul 7, 2021Jul 7, 2021
James Herman VandiverHighpoint Advisor Group, LLC independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 22, 2021Apr 25, 2023 (733 d)
Randall Thomas BrunsHighpoint Advisor Group, LLC independent RIAModel Wealth no RAUMRIA to a newly registered adviserDec 2, 2019Sep 6, 2019
Alex C OffermanHighpoint Advisor Group, LLC independent RIAModel Wealth no RAUMRIA to a newly registered adviserDec 2, 2019Sep 6, 2019
Lauren Ashleigh RosbergHighpoint Advisor Group, LLC independent RIANadler Financial Group, Inc. independent RIARIA to RIAJun 21, 2019Sep 5, 2019 (76 d)
Duran Fabre AllenHighpoint Advisor Group, LLC independent RIAValic Financial Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 14, 2018Aug 21, 2018
Kyle Matthew LongHighpoint Advisor Group, LLC independent RIAInspire Advisors, LLC no RAUMRIA to a newly registered adviserJul 11, 2018Oct 8, 2019 (454 d)
Kevin Randall MerlingHighpoint Advisor Group, LLC independent RIALPL Financial LLC independent RIARIA to RIAMay 8, 2018May 4, 2018
Kevin Bryan ChupackHighpoint Advisor Group, LLC otherGreenway Financial, LLC independent RIAOtherDec 7, 2017Jul 20, 2017
Laura Lynn ChamnessHighpoint Advisor Group, LLC otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherOct 17, 2016Oct 23, 2017 (371 d)
Brett P RobinsonHighpoint Advisor Group, LLC otherFirst Trust Advisors LP asset managerOtherOct 17, 2016Oct 29, 2025 (3299 d)
Dina Renee WirthHighpoint Advisor Group, LLC otherLighthouse Institute unclassifiedOtherApr 1, 2016Feb 4, 2016
Shireen Elizabeth DanielsHighpoint Advisor Group, LLC otherLighthouse Institute unclassifiedOtherApr 1, 2016Jan 21, 2016
Brett J PawelkiewiczHighpoint Advisor Group, LLC otherLighthouse Institute unclassifiedOtherJan 25, 2016Feb 5, 2016
Kevin Bradford GeigerHighpoint Advisor Group, LLC otherLPL Financial LLC otherOtherMar 18, 2015Mar 30, 2015
Joseph Shane ContornoHighpoint Advisor Group, LLC otherT2 Asset Management, LLC independent RIAOtherAug 6, 2014Jan 2, 2018 (1245 d)
Page 1 of 1
27 moves match.