DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Investment Centers Of America, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dawn Marie KalinowskiInvestment Centers Of America, Inc. no RAUMNewedge Advisors independent RIAOtherJun 25, 2018Feb 20, 2019 (240 d)
James Anthony KomoszewskiInvestment Centers Of America, Inc. no RAUMAdvisornet Wealth Partners independent RIAOtherJun 25, 2018Nov 11, 2019 (504 d)
Shana Lynn KeilInvestment Centers Of America, Inc. no RAUMPrivate Client Services, LLC BD affiliatedOtherJun 25, 2018Aug 22, 2018 (58 d)
Jeremy James BurtonInvestment Centers Of America, Inc. no RAUMRaymond James & Associates, Inc. national BDOtherApr 24, 2018May 21, 2018
Jennifer Ann BrunnerInvestment Centers Of America, Inc. no RAUMSecurities America Advisors, Inc. BD affiliatedOtherApr 24, 2018May 22, 2018
Thomas Richard SonnentagInvestment Centers Of America, Inc. no RAUMRaymond James & Associates, Inc. national BDOtherApr 24, 2018Apr 26, 2018
Jennifer Lyn GroholskiInvestment Centers Of America, Inc. no RAUMSecurities America Advisors, Inc. BD affiliatedOtherApr 24, 2018Jul 9, 2018 (76 d)
Bradley Michael ReinkeInvestment Centers Of America, Inc. no RAUMRussell Investments otherOtherApr 24, 2018Jul 1, 2020 (799 d)
Todd Christopher KuenInvestment Centers Of America, Inc. no RAUMF3logic, LLC independent RIAOtherApr 23, 2018Oct 11, 2018 (171 d)
Donn L RutledgeInvestment Centers Of America, Inc. otherSii Investments, Inc. otherOtherMar 19, 2018Oct 21, 2013
Brian Keith PuddyInvestment Centers Of America, Inc. otherMML Investors Services, LLC BD affiliatedOtherMar 19, 2018Apr 4, 2018
Jordan Karl WestphalInvestment Centers Of America, Inc. otherThrivent Investment Management Inc. BD affiliatedOtherMar 19, 2018May 10, 2018 (52 d)
Michael George KitzmanInvestment Centers Of America, Inc. otherAdvisors' Pride Inc. independent RIAOtherFeb 20, 2018Oct 17, 2019 (604 d)
Jennifer BruzasInvestment Centers Of America, Inc. otherRaymond James Financial Services Advisors, Inc BD affiliatedOtherFeb 20, 2018Mar 1, 2018
Paul J GundersonInvestment Centers Of America, Inc. otherPrivate Client Services, LLC otherOtherFeb 20, 2018Mar 23, 2018 (31 d)
Lindsey A. RoehlInvestment Centers Of America, Inc. otherRaymond James Financial Services Advisors, Inc BD affiliatedOtherFeb 20, 2018Mar 9, 2018
Brian HeissInvestment Centers Of America, Inc. otherPrivate Client Services, LLC otherOtherFeb 1, 2018Feb 22, 2018
Jeanann M KramerInvestment Centers Of America, Inc. otherCuso Financial Services, L.P. BD affiliatedOtherJan 8, 2018Jan 16, 2018
Mark Von BrakelInvestment Centers Of America, Inc. otherLPL Financial LLC independent RIAOtherJan 5, 2018Apr 16, 2018 (101 d)
Jaret Clinton MutterInvestment Centers Of America, Inc. otherCetera Advisor Networks LLC otherOtherDec 31, 2017Oct 18, 2017
Eric Christian NeumannInvestment Centers Of America, Inc. otherNewedge Advisors independent RIAOtherDec 6, 2017Feb 20, 2018 (76 d)
Karla Jill BrownInvestment Centers Of America, Inc. otherIca Group Wealth Management, LLC no RAUMOtherDec 6, 2017Mar 15, 2021 (1195 d)
Randy Michael PenkwitzInvestment Centers Of America, Inc. otherNewedge Advisors independent RIAOtherDec 6, 2017Feb 23, 2018 (79 d)
Randy Allen SchmidtInvestment Centers Of America, Inc. otherIca Group Wealth Management, LLC independent RIAOtherDec 6, 2017Oct 29, 2021 (1423 d)
Christopher Michael ReisdorfInvestment Centers Of America, Inc. otherNewedge Advisors independent RIAOtherDec 6, 2017Aug 28, 2018 (265 d)
Nathan Mark NatwickInvestment Centers Of America, Inc. otherNewedge Advisors independent RIAOtherDec 6, 2017Feb 26, 2018 (82 d)
Christopher James SiversonInvestment Centers Of America, Inc. otherIca Group Wealth Management, LLC independent RIAOtherDec 6, 2017Dec 13, 2021 (1468 d)
Thomas Michael GundersonInvestment Centers Of America, Inc. otherNewedge Advisors independent RIAOtherDec 5, 2017Feb 26, 2018 (83 d)
John Russell FiorioInvestment Centers Of America, Inc. otherNewedge Advisors independent RIAOtherDec 5, 2017Feb 20, 2018 (77 d)
Perry Dean BohlInvestment Centers Of America, Inc. otherNewedge Advisors independent RIAOtherDec 5, 2017Feb 26, 2018 (83 d)
Geoffrey Sean HansenInvestment Centers Of America, Inc. otherNewedge Advisors independent RIAOtherDec 5, 2017Feb 20, 2018 (77 d)
Louis Roy HughesInvestment Centers Of America, Inc. otherDovetail Wealth Management, LLC no RAUMOtherDec 5, 2017Jan 8, 2018 (34 d)
James Fred FettigInvestment Centers Of America, Inc. otherNewedge Advisors independent RIAOtherDec 5, 2017Feb 26, 2018 (83 d)
Alissa L AxfordInvestment Centers Of America, Inc. otherIca Group Wealth Management, LLC independent RIAOtherDec 5, 2017Feb 17, 2022 (1535 d)
Casey Norman HandeInvestment Centers Of America, Inc. otherNewedge Advisors independent RIAOtherDec 5, 2017Mar 12, 2019 (462 d)
Darin J BohlInvestment Centers Of America, Inc. otherNewedge Advisors independent RIAOtherDec 5, 2017Feb 26, 2018 (83 d)
Eric Albert AldingerInvestment Centers Of America, Inc. otherNewedge Advisors independent RIAOtherDec 5, 2017Feb 26, 2018 (83 d)
Shawn William DunniganInvestment Centers Of America, Inc. otherIca Group Wealth Management, LLC independent RIAOtherNov 29, 2017Mar 30, 2022 (1582 d)
Darcy Lynn SalterInvestment Centers Of America, Inc. otherNewedge Advisors independent RIAOtherNov 29, 2017May 8, 2018 (160 d)
Julie Christine HinszInvestment Centers Of America, Inc. otherNewedge Advisors independent RIAOtherNov 29, 2017Feb 26, 2018 (89 d)
Teresa Lee HettingerInvestment Centers Of America, Inc. otherDovetail Wealth Management, LLC independent RIAOtherNov 29, 2017May 9, 2023 (1987 d)
John Richard BerryInvestment Centers Of America, Inc. otherIca Group Wealth Management, LLC no RAUMOtherNov 29, 2017Jul 21, 2021 (1330 d)
Kevin Michael FlynnInvestment Centers Of America, Inc. otherNewedge Advisors independent RIAOtherNov 29, 2017Feb 20, 2018 (83 d)
James Patrick BraunInvestment Centers Of America, Inc. otherNewedge Advisors independent RIAOtherNov 29, 2017Feb 26, 2018 (89 d)
Jason Wesley BensonInvestment Centers Of America, Inc. otherCornerstone Wealth Management, LLC independent RIAOtherNov 29, 2017Oct 8, 2025 (2870 d)
Kristie Lynn VoldbergInvestment Centers Of America, Inc. otherNewedge Advisors independent RIAOtherNov 29, 2017Feb 20, 2018 (83 d)
Jonathan Robert DonnawayInvestment Centers Of America, Inc. otherIca Group Wealth Management, LLC independent RIAOtherNov 29, 2017Mar 30, 2022 (1582 d)
Shayla Renae EvinkInvestment Centers Of America, Inc. otherNewedge Advisors independent RIAOtherNov 29, 2017Feb 26, 2018 (89 d)
Robert C GrayInvestment Centers Of America, Inc. otherNewedge Advisors independent RIAOtherNov 29, 2017Feb 16, 2018 (79 d)
Kris Lynn PearsonInvestment Centers Of America, Inc. otherNewedge Advisors independent RIAOtherNov 29, 2017Nov 19, 2018 (355 d)
Courtney Nicole DoerflerInvestment Centers Of America, Inc. otherNewedge Advisors independent RIAOtherNov 29, 2017Feb 20, 2018 (83 d)
Amanda Leah MinterInvestment Centers Of America, Inc. otherDovetail Wealth Management, LLC no RAUMOtherNov 29, 2017Jan 8, 2018 (40 d)
Erin Rose KerberInvestment Centers Of America, Inc. otherNewedge Advisors BD affiliatedOtherNov 29, 2017Oct 6, 2021 (1407 d)
Eugene M. SongyInvestment Centers Of America, Inc. otherNewedge Advisors independent RIAOtherNov 29, 2017Nov 16, 2018 (352 d)
Dane Thomas GleesonInvestment Centers Of America, Inc. otherNewedge Advisors independent RIAOtherNov 29, 2017Feb 20, 2018 (83 d)
Laura Beth WatsonInvestment Centers Of America, Inc. otherIca Group Wealth Management, LLC no RAUMOtherNov 29, 2017Jul 21, 2021 (1330 d)
Carly Jean RottInvestment Centers Of America, Inc. otherNewedge Advisors BD affiliatedOtherNov 29, 2017Jan 1, 2025 (2590 d)
Jeremy Shane WillsonInvestment Centers Of America, Inc. otherIca Group Wealth Management, LLC independent RIAOtherNov 29, 2017Apr 14, 2022 (1597 d)
Scott Allan NeuInvestment Centers Of America, Inc. otherNewedge Advisors independent RIAOtherNov 29, 2017Mar 18, 2020 (840 d)
Matthew D HandInvestment Centers Of America, Inc. otherNewedge Advisors independent RIAOtherNov 29, 2017Feb 20, 2018 (83 d)
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264 moves match.