DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Nestwise LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Charles Homan | Nestwise LLC other | Veritat Advisors unclassified | Other | Oct 1, 2013 | Aug 13, 2012 |
| Blair Aden Thompson | Nestwise LLC other | Wells Fargo Advisors wirehouse | Other | Sep 30, 2013 | Dec 19, 2013 (80 d) |
| Christopher Alexander Carracedo | Nestwise LLC other | LPL Financial LLC other | Other | Sep 30, 2013 | Feb 14, 2014 (137 d) |
| Kevin Douglas Beutel | Nestwise LLC other | Federal Prep independent RIA | Other | Sep 30, 2013 | Jul 24, 2021 (2854 d) |
| David Jay Vogel | Nestwise LLC other | Investacorp Advisory Services Inc other | Other | Sep 27, 2013 | Jun 12, 2014 (258 d) |
| Perry Owens Smith | Nestwise LLC other | Morgan Stanley wirehouse | Other | Sep 27, 2013 | Jul 1, 2024 (3930 d) |
| John Paxton Dement | Nestwise LLC other | Esi Financial Advisors other | Other | Sep 27, 2013 | Jun 19, 2014 (265 d) |
| Gregory Phillip Lawrence | Nestwise LLC other | Personal Capital Advisors Corporation other | Other | Sep 27, 2013 | Nov 25, 2013 (59 d) |
| Kevin B Divecha | Nestwise LLC other | Sgl Financial, LLC other | Other | Sep 27, 2013 | May 23, 2014 (238 d) |
| Juling Yang | Nestwise LLC other | Cetera Advisors LLC other | Other | Sep 27, 2013 | Apr 1, 2015 (551 d) |
| Matthew Joseph Miller | Nestwise LLC other | Empower Advisory Group, LLC other | Other | Sep 27, 2013 | Oct 10, 2013 |
| Tae Kyung Seo | Nestwise LLC other | Waddell & Reed other | Other | Sep 26, 2013 | Oct 10, 2013 |
| Wan Shiu Mccormick | Nestwise LLC other | Reliable Alliance Financial state registered | Other | Jul 10, 2013 | Sep 9, 2014 (426 d) |
| Thomas William Mooney | Nestwise LLC no RAUM | Strategic Advisers LLC national BD | Other | Jan 9, 2013 | Feb 25, 2013 (47 d) |
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14 moves match.