DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from M&I Financial Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Michael Miroballi	M&I Financial Advisors, Inc. other	Huntington Financial Advisors other	Other	Aug 31, 2012	Mar 16, 2017 (1658 d)
Steven M Josephson	M&I Financial Advisors, Inc. other	Bankers Life Advisory Services, Inc. other	Other	Aug 31, 2012	Aug 29, 2017 (1824 d)
Alberta Stephens Roberts	M&I Financial Advisors, Inc. other	Bankers Life Advisory Services, Inc. no RAUM	Other	Aug 31, 2012	Mar 28, 2016 (1305 d)
Nancy Anne Szymula	M&I Financial Advisors, Inc. other	Charles Schwab & Co., Inc. national BD	Other	Aug 17, 2012	Oct 31, 2012 (75 d)
Lisa Faith Bonner	M&I Financial Advisors, Inc. no RAUM	Allstate Financial Advisors, LLC no RAUM	Other	Jul 18, 2012	Feb 13, 2013 (210 d)
Nicholas Edward Huss	M&I Financial Advisors, Inc. no RAUM	Sii Investments, Inc. other	Other	Jul 12, 2012	Jun 7, 2012
Pasquale Evangelista	M&I Financial Advisors, Inc. no RAUM	Raymond James & Associates, Inc. national BD	Other	Mar 31, 2010	Mar 22, 2010
Patrick Terrence Mcmahon	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Mar 31, 2010	Apr 28, 2010
Merry Kay Mingle	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Mar 31, 2010	Apr 29, 2010
Lori Lynn Rhyner	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Mar 31, 2010	Apr 29, 2010
Melva Lynn Austin	M&I Financial Advisors, Inc. no RAUM	Fifth Third Securities, Inc. other	Other	Mar 31, 2010	Dec 18, 2013 (1358 d)
Coreen Marie Mills	M&I Financial Advisors, Inc. no RAUM	Northwestern Mutual Investment Services,LLC other	Other	Mar 31, 2010	Oct 24, 2011 (572 d)
David Tuttle	M&I Financial Advisors, Inc. no RAUM	Chase Investment Services Corp. other	Other	Mar 30, 2010	Apr 8, 2010
David William Chadwick	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Mar 30, 2010	Mar 24, 2011 (359 d)
Christopher Brent Williams	M&I Financial Advisors, Inc. no RAUM	Vista Finance, LLC no RAUM	Other	Mar 30, 2010	Mar 1, 2021 (3989 d)
Cari Lynn Henning	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Mar 30, 2010	Apr 28, 2010
Paul Nicholas Behnke	M&I Financial Advisors, Inc. no RAUM	Landolt Securities, Inc. independent RIA	Other	Mar 30, 2010	Apr 5, 2010
Kevin W Breckenfelder	M&I Financial Advisors, Inc. no RAUM	Chase Investment Services Corp. other	Other	Mar 30, 2010	Apr 7, 2010
Lucas A Hogsett	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Mar 30, 2010	Apr 29, 2010
James Steven Dennik	M&I Financial Advisors, Inc. no RAUM	U.S. Bancorp Investments, Inc. other	Other	Mar 29, 2010	Mar 3, 2010
Alan S Sternberg	M&I Financial Advisors, Inc. no RAUM	U.S. Bancorp Investments, Inc. other	Other	Mar 29, 2010	Mar 2, 2010
James Daniel Longe	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Mar 26, 2010	Apr 29, 2010 (34 d)
Kurt R Koehler	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Mar 26, 2010	Apr 29, 2010 (34 d)
Esther Ezekiel Inyang	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Mar 26, 2010	Apr 28, 2010 (33 d)
Jeffrey Joseph Moore	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Mar 26, 2010	Apr 29, 2010 (34 d)
Alina Bromund Gray	M&I Financial Advisors, Inc. no RAUM	Truist Advisory Services, Inc. no RAUM	Other	Mar 26, 2010	Aug 24, 2016 (2343 d)
Jon-David Bowe	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Mar 25, 2010	Jul 9, 2009
Jeff Olbina	M&I Financial Advisors, Inc. no RAUM	Key Investment Services LLC other	Other	Feb 24, 2010	Feb 18, 2010
Clinton Lee Bauch	M&I Financial Advisors, Inc. no RAUM	Cambridge Investment Research Advisors, Inc. other	Other	Aug 28, 2009	Aug 21, 2009
Paul Nicholas Behnke	M&I Financial Advisors, Inc. no RAUM	U.S. Bancorp Investments, Inc. other	Other	Aug 6, 2009	Aug 7, 2009
Nicholas Henry Kochanski	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Jul 17, 2008	Jul 17, 2008
James Matthew Wood	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Feb 8, 2008	Jul 18, 2008 (161 d)
Paul Henry Barlow	M&I Financial Advisors, Inc. no RAUM	Northern Trust Securities, Inc no RAUM	Other	Oct 16, 2007	Apr 21, 2008 (188 d)
Curt C Edwards	M&I Financial Advisors, Inc. no RAUM	J.P. Morgan Securities Inc. unclassified	Other	May 8, 2006	Feb 22, 2008 (655 d)
Frank Anthony Mularz III	M&I Financial Advisors, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Sep 23, 2005	Dec 1, 2005 (69 d)
Gregg William George	M&I Financial Advisors, Inc. no RAUM	M&I Investment Management Corp. other	Other	Sep 16, 2005	Jul 21, 2008 (1039 d)
Scott Matthew Grenier	M&I Financial Advisors, Inc. no RAUM	Cleary Gull Inc. other	Other	Sep 15, 2005	Jan 11, 2006 (118 d)

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37 moves match.