DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Northrock Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Cooney | Northrock Partners, LLC independent RIA | Calamos Wealth Management LLC independent RIA | RIA to RIA | Jun 1, 2026 | Jun 2, 2026 |
| Sean Patrick Hanson | Northrock Partners, LLC independent RIA | Empirical Wealth Management independent RIA | RIA to RIA | May 19, 2026 | Jun 23, 2026 (35 d) |
| Rael Rubin | Northrock Partners, LLC independent RIA | Seia BD affiliated | RIA to affiliated broker-dealer or bank | Aug 28, 2025 | Oct 1, 2025 (34 d) |
| Anthony David Mlachnik | Northrock Partners, LLC independent RIA | Annex Wealth Management, LLC independent RIA | RIA to RIA | May 19, 2025 | Jul 9, 2025 (51 d) |
| Joshua John Timblin | Northrock Partners, LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 19, 2025 | Jun 27, 2025 (39 d) |
| Austin James Righeimer | Northrock Partners, LLC independent RIA | Beacon Pointe Advisors, LLC independent RIA | RIA to RIA | Mar 14, 2025 | Mar 31, 2025 |
| Colton F Higgins | Northrock Partners, LLC independent RIA | Creative Planning independent RIA | RIA to RIA | Aug 22, 2024 | Aug 19, 2024 |
| Daniel Basinger | Northrock Partners, LLC independent RIA | Victory Wealth Management, LLC state registered | RIA to a state-registered adviser | Aug 25, 2022 | Aug 24, 2022 |
| Linda Kay Winkelman | Northrock Partners, LLC independent RIA | Bcu Wealth Advisors, LLC independent RIA | RIA to RIA | May 31, 2022 | Jan 10, 2023 (224 d) |
| Sumit Mehta | Northrock Partners, LLC independent RIA | Pure Financial Advisors, LLC independent RIA | RIA to RIA | Apr 21, 2022 | Mar 7, 2023 (320 d) |
| Craig James Bartlett | Northrock Partners, LLC independent RIA | Wipfli Financial Advisors, LLC independent RIA | RIA to RIA | Oct 12, 2021 | Nov 16, 2021 (35 d) |
| Craig James Morcos | Northrock Partners, LLC independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Apr 1, 2021 | Aug 16, 2021 (137 d) |
| Genevieve Grace Bajaj | Northrock Partners, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Mar 17, 2021 | May 19, 2021 (63 d) |
| Dominic Jon Knauf | Northrock Partners, LLC independent RIA | Pure Financial Advisors, LLC independent RIA | RIA to RIA | Jan 19, 2021 | Sep 27, 2021 (251 d) |
| Mark J Sommerville | Northrock Partners, LLC independent RIA | Hsbc Securities (USA) Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2020 | Jul 3, 2020 (50 d) |
| Dawn Deborah Jurkovich | Northrock Partners, LLC other | Releve Financial Group independent RIA | Other | Jan 3, 2017 | May 10, 2018 (492 d) |
| Todd David Witcraft | Northrock Partners, LLC other | Kestra Advisory Services, LLC other | Other | May 12, 2016 | May 13, 2016 |
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17 moves match.