DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Householder Group Estate & Retirement Specialists

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brandon Tyler WannHouseholder Group Estate & Retirement Specialists independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 30, 2020Feb 7, 2020
Kendle Francom SmithHouseholder Group Estate & Retirement Specialists independent RIAPure Financial Advisors, LLC independent RIARIA to RIADec 24, 2019Feb 11, 2020 (49 d)
Michael Richard MazzellaHouseholder Group Estate & Retirement Specialists independent RIAMazzella Estate & Asset Management, LLC unclassifiedOtherJul 24, 2019Jun 17, 2019
David Ray SimsHouseholder Group Estate & Retirement Specialists independent RIAPrincipal Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 1, 2019May 15, 2019
Robert Andrew KoppHouseholder Group Estate & Retirement Specialists independent RIAJ. W. Cole Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 25, 2019May 3, 2019
David Lemoyne BarnesHouseholder Group Estate & Retirement Specialists independent RIASsn Advisory, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 21, 2019Jan 22, 2019
Robert Angus GuyHouseholder Group Estate & Retirement Specialists otherScf Investment Advisors, Inc. otherOtherMar 27, 2018Mar 30, 2018
James Jacob McdonaldHouseholder Group Estate & Retirement Specialists otherWise Wealth Management, LLC independent RIAOtherMar 27, 2018Apr 1, 2022 (1466 d)
Alexander Gibran KouryHouseholder Group Estate & Retirement Specialists otherCommonwealth Financial Network national BDOtherDec 14, 2017Jul 21, 2017
Crystal BeinekeHouseholder Group Estate & Retirement Specialists otherFinancial Advocates Investment Management otherOtherDec 9, 2016Dec 15, 2016
Jerry Ernest ToddHouseholder Group Estate & Retirement Specialists otherLPL Financial LLC otherOtherOct 4, 2016Dec 19, 2013
Spiros VassilakosHouseholder Group Estate & Retirement Specialists otherLPL Financial LLC otherOtherJun 13, 2016Jun 20, 2016
Alana Margaret MacyHouseholder Group Estate & Retirement Specialists otherStrategic Advisers LLC national BDOtherMay 26, 2016Jun 14, 2016
Raj ShekarHouseholder Group Estate & Retirement Specialists otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 8, 2014Nov 4, 2015 (392 d)
Peter GirgisHouseholder Group Estate & Retirement Specialists otherLPL Financial LLC otherOtherAug 27, 2014Oct 17, 2014 (51 d)
Kathryn Ellen EmlingHouseholder Group Estate & Retirement Specialists no RAUMSecurities America Advisors, Inc. BD affiliatedOtherNov 20, 2013Sep 18, 2020 (2494 d)
Randolph Stephen MooreHouseholder Group Estate & Retirement Specialists no RAUMSsn Advisory, Inc. otherOtherNov 20, 2013Nov 29, 2013
Lori Marceil BaroneHouseholder Group Estate & Retirement Specialists no RAUMSecurities America Advisors, Inc. BD affiliatedOtherNov 20, 2013Sep 18, 2020 (2494 d)
Scott David VinebergHouseholder Group Estate & Retirement Specialists no RAUMFinancial Roadmap, Inc. unclassifiedOtherNov 20, 2013Feb 25, 2014 (97 d)
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79 moves match.