DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from United Planners' Financial Services Of America A Limited Partner

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Andrew WiacekUnited Planners' Financial Services Of America A Limited Partner otherJ P Turner & Company Capital Management, LLC otherOtherMar 26, 2010Apr 1, 2010
Brandon William BoydUnited Planners' Financial Services Of America A Limited Partner otherJ P Turner & Company Capital Management, LLC otherOtherMar 26, 2010Apr 5, 2010
Nicholas Creed TrappeyUnited Planners' Financial Services Of America A Limited Partner otherChase Investment Services Corp. otherOtherMar 24, 2010Apr 15, 2010
Sandra Ann SutterUnited Planners' Financial Services Of America A Limited Partner otherLPL Financial LLC otherOtherDec 31, 2009Apr 13, 2015 (1929 d)
Daniel Dean BussoneUnited Planners' Financial Services Of America A Limited Partner otherDean Financial Advisory, LLC. state registeredOtherDec 31, 2009Jan 4, 2010
Robert Ashley WhiteUnited Planners' Financial Services Of America A Limited Partner otherMoney Concepts Advisory Service otherOtherSep 23, 2009Sep 24, 2009
Richard J DempseyUnited Planners' Financial Services Of America A Limited Partner otherCambridge Investment Research Advisors, Inc. otherOtherSep 3, 2009Sep 24, 2009
David Clay RouseUnited Planners' Financial Services Of America A Limited Partner otherCross Financial Services Corporation otherOtherDec 31, 2008Jul 1, 2008
Kimberly Ann NourieUnited Planners' Financial Services Of America A Limited Partner otherCross Financial Services Corporation otherOtherDec 31, 2008Jul 1, 2008
Jason Lee BarneyUnited Planners' Financial Services Of America A Limited Partner otherCrosswind Advisory LLC unclassifiedOtherNov 14, 2008Nov 24, 2008
Joshua Mark JohnsonUnited Planners' Financial Services Of America A Limited Partner otherLifeplan Financial Group, Inc. otherOtherJun 3, 2008Jun 21, 2011 (1113 d)
Kirk Warren FrancisUnited Planners' Financial Services Of America A Limited Partner otherFinancial Life Advisors otherOtherApr 28, 2008Mar 2, 2017 (3230 d)
David Fairfield Pratt GuyettUnited Planners' Financial Services Of America A Limited Partner otherSpc otherOtherDec 31, 2007Jan 2, 2008
Charles Brooker BlantonUnited Planners' Financial Services Of America A Limited Partner otherEcm Advisors unclassifiedOtherDec 31, 2007May 2, 2003
David Del FinnestadUnited Planners' Financial Services Of America A Limited Partner otherFinnestad Financial state registeredOtherNov 6, 2007Jun 6, 2007
Chad Eric HassingerUnited Planners' Financial Services Of America A Limited Partner otherStrategiq Financial Group, LLC otherOtherOct 22, 2007Oct 8, 2007
Stephen Joseph BarrettUnited Planners' Financial Services Of America A Limited Partner otherStrategiq Financial Group, LLC otherOtherOct 22, 2007Sep 28, 2007
Doug Justin HooverUnited Planners' Financial Services Of America A Limited Partner otherStrategiq Financial Group, LLC otherOtherOct 22, 2007Sep 28, 2007
Steven Michael GronceskiUnited Planners' Financial Services Of America A Limited Partner otherStrategiq Financial Group, LLC otherOtherOct 22, 2007Oct 8, 2007
Rena Lynn NoeUnited Planners' Financial Services Of America A Limited Partner otherStrategiq Financial Group, LLC otherOtherOct 22, 2007Sep 28, 2007
Nicole Marie ClarkeUnited Planners' Financial Services Of America A Limited Partner otherStrategiq Financial Group, LLC otherOtherOct 22, 2007Sep 28, 2007
Hans HerrUnited Planners' Financial Services Of America A Limited Partner otherStrategiq Financial Group, LLC otherOtherOct 12, 2007Sep 28, 2007
Matthew James BerryUnited Planners' Financial Services Of America A Limited Partner otherStrategiq Financial Group, LLC otherOtherOct 12, 2007Sep 28, 2007
Julie GebertUnited Planners' Financial Services Of America A Limited Partner otherCoordinated Capital Securities, Inc. otherOtherMay 17, 2007May 23, 2007
Susanna Joiner SchlangenUnited Planners' Financial Services Of America A Limited Partner otherNext Financial Group, Inc. otherOtherMay 4, 2007Jun 25, 2007 (52 d)
Robert Philip SchlangenUnited Planners' Financial Services Of America A Limited Partner otherNext Financial Group, Inc. otherOtherMay 4, 2007Jun 25, 2007 (52 d)
David Duncan CarrollUnited Planners' Financial Services Of America A Limited Partner otherTrek Financial otherOtherApr 2, 2007Apr 3, 2008 (367 d)
Joseph William HarowskiUnited Planners' Financial Services Of America A Limited Partner otherSmart Choice Financial Planning, Inc. state registeredOtherMay 3, 2006Apr 26, 2006
Jennifer Melissa DesantoUnited Planners' Financial Services Of America A Limited Partner otherCiticorp Investment Services unclassifiedOtherFeb 28, 2006Mar 7, 2006
Joshua Mark BarronUnited Planners' Financial Services Of America A Limited Partner otherLPL Financial LLC otherOtherFeb 7, 2006Apr 15, 2010 (1528 d)
Steven Lee FloydUnited Planners' Financial Services Of America A Limited Partner otherBrookstreet Securities Corporation unclassifiedOtherJan 3, 2005Jan 26, 2005
Robert Leroy GardnerUnited Planners' Financial Services Of America A Limited Partner otherSsn Advisory, Inc. otherOtherSep 30, 2004Sep 30, 2004
John Scott CostaUnited Planners' Financial Services Of America A Limited Partner otherOsaic Wealth, Inc. otherOtherJul 21, 2004Oct 13, 2004 (84 d)
Gerald Irwin KalishUnited Planners' Financial Services Of America A Limited Partner otherErisa Advisers, LLC unclassifiedOtherFeb 4, 2003May 13, 2011 (3020 d)
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274 moves match.