DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Capital Group Private Client Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Julia Leahy MilburyCapital Group Private Client Services, Inc. independent RIAScs Capital Management LLC independent RIARIA to RIAJul 2, 2026Aug 12, 2026 (41 d)
Nicholis BowserCapital Group Private Client Services, Inc. independent RIAKestra Private Wealth Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 5, 2025Sep 3, 2025
Tracey Melissa RinaldiCapital Group Private Client Services, Inc. independent RIANerdwallet Wealth Partners, LLC independent RIARIA to RIAAug 18, 2025Aug 13, 2025
Nathan Zebadiah O'ConnellCapital Group Private Client Services, Inc. independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJul 24, 2025Mar 24, 2026 (243 d)
Grant Robert WithersCapital Group Private Client Services, Inc. independent RIAKestra Private Wealth Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 13, 2025Jun 2, 2025
Keith Alan PikenCapital Group Private Client Services, Inc. independent RIACapital Client Group, Inc. no RAUMOtherDec 17, 2024Jan 2, 2025
Joseph William GalunasCapital Group Private Client Services, Inc. independent RIACreative Planning independent RIARIA to RIAJun 11, 2024Jun 17, 2024
Hays EvansCapital Group Private Client Services, Inc. independent RIAArkadios Wealth Advisors BD affiliatedRIA to affiliated broker-dealer or bankSep 15, 2023Oct 4, 2023
Mary Patricia TupperCapital Group Private Client Services, Inc. independent RIABison Wealth, LLC independent RIARIA to RIAJul 17, 2023Jul 14, 2023
Junia Pan LiCapital Group Private Client Services, Inc. independent RIAHsbc Securities (USA) Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 25, 2023Dec 13, 2023 (322 d)
Joshua JogweCapital Group Private Client Services, Inc. independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJan 18, 2023Jan 13, 2023
Carina Alexandra BerlinCapital Group Private Client Services, Inc. independent RIAKayne Anderson Rudnick Investment Management, LLC otherOtherMar 24, 2022Jan 1, 2025 (1014 d)
Xavier PeoplesCapital Group Private Client Services, Inc. independent RIANeuberger Berman Bd LLC no RAUMOtherJan 7, 2022Jun 20, 2022 (164 d)
Scott Andrew SandeeCapital Group Private Client Services, Inc. no RAUMOxford Financial Group, Ltd independent RIAOtherJul 20, 2021Jul 28, 2021
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14 moves match.