DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Oxford Wealth Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jerry Lee Sylvester | Oxford Wealth Group, LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Jun 29, 2026 | Jul 8, 2026 |
| Dane Carpenter Spencer | Oxford Wealth Group, LLC independent RIA | Foundations Investment Advisors LLC independent RIA | RIA to RIA | Jun 29, 2026 | Jul 7, 2026 |
| Jacob Andrew Stinson | Oxford Wealth Group, LLC independent RIA | Thrive Capital Management, LLC independent RIA | RIA to RIA | May 14, 2026 | Jun 25, 2026 (42 d) |
| Brian Yannaccone | Oxford Wealth Group, LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | May 1, 2026 | Jun 9, 2026 (39 d) |
| John Mills | Oxford Wealth Group, LLC independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 28, 2026 | Jul 29, 2026 (92 d) |
| Zachary Phoenix Roman | Oxford Wealth Group, LLC independent RIA | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 17, 2026 | Jun 26, 2026 (129 d) |
| Jeffrey M Patten | Oxford Wealth Group, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Jan 12, 2026 | Jul 31, 2026 (200 d) |
| Trevor Michael Richards | Oxford Wealth Group, LLC independent RIA | Lord And Richards independent RIA | RIA to RIA | Nov 24, 2025 | Dec 12, 2025 |
| Ronald E Loyo | Oxford Wealth Group, LLC independent RIA | Expressive Wealth LLC independent RIA | RIA to RIA | Jul 30, 2025 | Aug 14, 2025 |
| Luke W Mutchie | Oxford Wealth Group, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | May 28, 2025 | May 13, 2025 |
| Tyler Nowotny | Oxford Wealth Group, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | May 2, 2024 | Jun 7, 2024 (36 d) |
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11 moves match.