DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sunset Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alan Hiroshi NishimotoSunset Financial Services, Inc. otherSecurities America Advisors, Inc. otherOtherFeb 20, 2007Feb 22, 2007
Richard Lee FangenSunset Financial Services, Inc. otherR & L Advisory Services, LLC unclassifiedOtherFeb 8, 2007May 29, 2007 (110 d)
Kirk Nicholas WilsonSunset Financial Services, Inc. otherGeneos Wealth Management, Inc. otherOtherJan 12, 2007Jan 23, 2007
Michael Vincent WebbSunset Financial Services, Inc. otherOn Investment Management Co otherOtherDec 12, 2006Jan 9, 2007
Dax James WelsheimerSunset Financial Services, Inc. otherFsc Securities Corporation otherOtherOct 7, 2005Oct 18, 2005
John Douglas WarrenSunset Financial Services, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 19, 2005Sep 16, 2005
Robert Kendall HahnSunset Financial Services, Inc. otherDynamic Wealth Strategies, LLC unclassifiedOtherJul 1, 2005Feb 4, 2013 (2775 d)
John Joseph AguileraSunset Financial Services, Inc. otherSunamerica Securities, Inc. unclassifiedOtherJan 19, 2005Feb 11, 2005
Sarvey Garcia CanellaSunset Financial Services, Inc. otherNext Financial Group, Inc. otherOtherNov 19, 2004Nov 23, 2004
Seann Jeremy SchallerSunset Financial Services, Inc. otherPark Avenue Securities LLC otherOtherOct 7, 2004Jan 8, 2007 (823 d)
James E SpainhowerSunset Financial Services, Inc. otherVoya Financial Advisors, Inc. otherOtherAug 25, 2004Sep 13, 2004
Rodney Dale DirSunset Financial Services, Inc. otherCommonwealth Financial Network national BDOtherMar 17, 2004Mar 18, 2004
Lisa Rae LabooSunset Financial Services, Inc. otherSecurities America Advisors, Inc. BD affiliatedOtherDec 31, 2003May 3, 2019 (5602 d)
Lucinda Lynn RicheySunset Financial Services, Inc. otherVestax Securities Corporation unclassifiedOtherNov 22, 2002Nov 26, 2002
Scott Matthew FrielSunset Financial Services, Inc. otherQa3 Financial LLC unclassifiedOtherNov 18, 2002Jul 2, 2004 (592 d)
Scott Christopher AdamsSunset Financial Services, Inc. otherNew England Securities Corporation otherOtherAug 1, 2002Aug 16, 2002
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76 moves match.