DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Woodstock Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kenneth Alan O'LearyWoodstock Financial Group, Inc. otherSurepath Financial Services, LLC state registeredOtherNov 14, 2017Nov 14, 2017
Dennis John MojaresWoodstock Financial Group, Inc. otherM Holdings Securities, Inc. otherOtherMay 6, 2016May 9, 2016
Dale Conrad WeltyWoodstock Financial Group, Inc. otherArbordale Wealth Management, LLC state registeredOtherFeb 29, 2016Sep 1, 2016 (185 d)
Michael Vincent MililloWoodstock Financial Group, Inc. otherMsi Financial Services, Inc. otherOtherFeb 19, 2016Feb 12, 2016
Michael KoganWoodstock Financial Group, Inc. otherCetera Advisor Networks LLC otherOtherOct 19, 2015Sep 20, 2017 (702 d)
Claire Delaney HartWoodstock Financial Group, Inc. otherMsi Financial Services, Inc. otherOtherJun 29, 2015Sep 18, 2015 (81 d)
Stephen Mark KirontWoodstock Financial Group, Inc. otherCraft Wealth Management LLC otherOtherMar 31, 2015Oct 13, 2016 (562 d)
Barry Michael KirontWoodstock Financial Group, Inc. otherCraft Wealth Management LLC no RAUMOtherMar 31, 2015May 14, 2015 (44 d)
Kevin James BirknerWoodstock Financial Group, Inc. otherUBS Financial Services Inc. wirehouseOtherNov 4, 2014Nov 3, 2014
John Thomas DrawdyWoodstock Financial Group, Inc. otherAvantax Advisory Services otherOtherSep 5, 2013Sep 9, 2015 (734 d)
Ernest SalganWoodstock Financial Group, Inc. otherEquitable Advisors, LLC national BDOtherDec 18, 2012Jan 27, 2014 (405 d)
John Gerard LindquistWoodstock Financial Group, Inc. otherInternational Assets Investment Management, LLC otherOtherMay 23, 2012May 21, 2012
Michael Dean JanakWoodstock Financial Group, Inc. otherInternational Assets Investment Management, LLC otherOtherMay 3, 2012May 21, 2012
Steven Paul SuttonWoodstock Financial Group, Inc. otherInternational Assets Investment Management, LLC otherOtherApr 27, 2012May 21, 2012
Frank Warner AndersonWoodstock Financial Group, Inc. otherPeak Wealth Group LLC state registeredOtherDec 31, 2011Mar 5, 2012 (65 d)
Gulam Amir FazelWoodstock Financial Group, Inc. otherCetera Investment Advisers LLC otherOtherFeb 16, 2011Mar 14, 2011
Christopher Thomas RuggieroWoodstock Financial Group, Inc. otherTd Ameritrade, Inc. no RAUMOtherOct 5, 2010Oct 26, 2010
Dylan Edward BondWoodstock Financial Group, Inc. otherKalos Management otherOtherJun 29, 2010Jul 2, 2010
Andrew Joseph MasseoWoodstock Financial Group, Inc. otherAmeriprise Financial Services, LLC national BDOtherJun 29, 2010Mar 8, 2012 (618 d)
Christopher B SoltisWoodstock Financial Group, Inc. otherMsi Financial Services, Inc. otherOtherApr 14, 2009May 4, 2009
John Edward MccartinWoodstock Financial Group, Inc. otherInvestment Advisors Corp otherOtherNov 10, 2008Sep 17, 2009 (311 d)
Jeffrey Allen BarnardWoodstock Financial Group, Inc. otherBrookstone Capital Management LLC otherOtherOct 24, 2008Jan 7, 2009 (75 d)
Michael Lee CrifasiWoodstock Financial Group, Inc. otherResource Horizons Investment Advisory, Inc. otherOtherSep 25, 2008Sep 22, 2008
Jonathan Shawn MaxsonWoodstock Financial Group, Inc. otherMadison Avenue Advisors, Inc. unclassifiedOtherJul 26, 2008Jul 24, 2008
Michael Joseph CarlucciWoodstock Financial Group, Inc. otherUsallianz Securities, Inc. unclassifiedOtherDec 6, 2005Dec 2, 2005
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25 moves match.