DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from 1st Discount Brokerage, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Duane William Sunby1st Discount Brokerage, Inc. otherLPL Financial LLC BD affiliatedOtherJul 1, 2021Jun 30, 2021
Desiree Elaine Batiste1st Discount Brokerage, Inc. otherNext Financial Group, Inc. otherOtherJul 1, 2015Sep 1, 2015 (62 d)
Donald Lee Boivin1st Discount Brokerage, Inc. otherWells Fargo Advisors wirehouseOtherOct 21, 2013Jun 26, 2014 (248 d)
James Edward Wheeler1st Discount Brokerage, Inc. otherCreativeone Wealth, LLC independent RIAOtherApr 9, 2013Sep 18, 2018 (1988 d)
Alec Edward Hoke1st Discount Brokerage, Inc. otherFirst Allied Advisory Services, Inc. otherOtherJun 29, 2012Jul 17, 2012
Judson William Ames1st Discount Brokerage, Inc. otherDark Horse Wealth LLC independent RIAOtherDec 20, 2011Oct 26, 2021 (3598 d)
Ned Joseph Pascucci1st Discount Brokerage, Inc. otherUBS Financial Services Inc. wirehouseOtherSep 30, 2010Sep 30, 2010
Edward Francis Wright1st Discount Brokerage, Inc. otherCadaret Grant & Co Inc BD affiliatedOtherAug 30, 2010Feb 1, 2022 (4173 d)
Neeta Balani1st Discount Brokerage, Inc. otherSun Creek Holdings LLC state registeredOtherMay 17, 2010Jun 3, 2015 (1843 d)
Kenneth Cassius Butterfield1st Discount Brokerage, Inc. otherSummit Financial Group Inc otherOtherFeb 3, 2010Feb 26, 2010
David Carl Sabo1st Discount Brokerage, Inc. otherIndependence Capital Co., Inc. independent RIAOtherDec 31, 2009Feb 1, 2011 (397 d)
Jane M Hyland1st Discount Brokerage, Inc. otherQuestar Asset Management, Inc. otherOtherMar 24, 2009Sep 29, 2015 (2380 d)
Bipin Patel1st Discount Brokerage, Inc. otherWorld Investment Advisors, LLC otherOtherDec 31, 2008Jan 1, 2026 (6210 d)
Jenny Alice Duncan1st Discount Brokerage, Inc. otherBonds.Com Wealth Management, LLC unclassifiedOtherOct 23, 2008Dec 11, 2008 (49 d)
Michael Patrick Remedi1st Discount Brokerage, Inc. otherAusdal Financial Partners, Inc. otherOtherJul 15, 2008Jun 16, 2008
Amanda Lea Arthur1st Discount Brokerage, Inc. otherFinancial Telesis, Inc. otherOtherJun 30, 2008Jun 10, 2008
Robert Layton1st Discount Brokerage, Inc. otherBrookstone Investment Advisory Services otherOtherMay 22, 2008Jun 2, 2008
Scott Kendall Branson1st Discount Brokerage, Inc. otherSsn Advisory, Inc. otherOtherApr 9, 2008Apr 18, 2008
Jason P Bradford1st Discount Brokerage, Inc. otherNatcity Investments, Inc. unclassifiedOtherMar 11, 2008Jul 10, 2008 (121 d)
Stephen Russell Stanford1st Discount Brokerage, Inc. otherPortsmouth Financial Services unclassifiedOtherFeb 25, 2005Jul 25, 2019 (5263 d)
Jeffrey Douglas Thomas1st Discount Brokerage, Inc. otherResource Horizons Group LLC unclassifiedOtherDec 9, 2004May 2, 2006 (509 d)
Jeffrey Lloyd Gibbens1st Discount Brokerage, Inc. otherPmg Asset Management Inc unclassifiedOtherOct 14, 2003Oct 14, 2003
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22 moves match.