DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Osaic Fa, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Allan Goldfeder | Osaic Fa, Inc. BD affiliated | The Pinnacle Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2020 | Aug 30, 2021 (399 d) |
| Bard Daniel Malovany | Osaic Fa, Inc. BD affiliated | Almanack Investment Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2020 | Jul 29, 2020 |
| Tyler Shawn Mcardle | Osaic Fa, Inc. BD affiliated | Almanack Investment Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2020 | Jul 29, 2020 |
| Benjamin Thomas Seamans | Osaic Fa, Inc. BD affiliated | Almanack Investment Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2020 | Jul 29, 2020 |
| Lindsey Andrea Vardi | Osaic Fa, Inc. BD affiliated | Almanack Investment Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2020 | Jul 29, 2020 |
| Christopher Lee Bialke | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2020 | Jul 22, 2020 |
| Jeremy Kemp Bateman | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2020 | Jul 22, 2020 |
| Loic Le Mener | Osaic Fa, Inc. BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2020 | Jul 17, 2020 |
| Thomas Gerard Snow | Osaic Fa, Inc. BD affiliated | Righthand Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2020 | Jun 2, 2020 |
| Michael Kautz | Osaic Fa, Inc. BD affiliated | Righthand Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2020 | Jun 2, 2020 |
| Jacob D. Heyser | Osaic Fa, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2020 | Jul 30, 2020 (70 d) |
| Michael Thomas Meehan | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2020 | May 20, 2020 |
| Glenn William Galloway | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2020 | May 13, 2020 |
| Joshua S Melda | Osaic Fa, Inc. BD affiliated | Cleveland Retirement Planning LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 21, 2020 | Apr 24, 2020 |
| David Howard Steinhardt | Osaic Fa, Inc. BD affiliated | Nym Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 2, 2020 | Jul 31, 2026 (2311 d) |
| Krystian Leonard Cieplucha | Osaic Fa, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2020 | Mar 18, 2020 |
| Shunchuan Liu | Osaic Fa, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 12, 2020 | Apr 13, 2020 (32 d) |
| Jeffrey Andrew Nance | Osaic Fa, Inc. BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2020 | Mar 6, 2020 |
| Nicholas S Fisher | Osaic Fa, Inc. BD affiliated | Wealthbridge Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2020 | Feb 27, 2020 |
| Ryan Mclin | Osaic Fa, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 7, 2020 | Apr 9, 2020 (62 d) |
| Paul Catlow Crawford | Osaic Fa, Inc. BD affiliated | Mariner Advisor Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 4, 2020 | Feb 4, 2020 |
| Joseph Dominic Dicriscio | Osaic Fa, Inc. BD affiliated | Wealth Cmt independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2020 | Feb 25, 2020 |
| Joel Sheldon | Osaic Fa, Inc. BD affiliated | Crown Capital Securities, L.P. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2020 | Jan 28, 2020 |
| James Martin | Osaic Fa, Inc. BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2020 | Feb 11, 2020 |
| Jonathan Cory Gimperling | Osaic Fa, Inc. BD affiliated | Kcd Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2020 | Jan 2, 2020 |
| Richard Raymond Brown | Osaic Fa, Inc. BD affiliated | Arete Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2019 | Dec 21, 2025 (2187 d) |
| Maria Luisa Abrams | Osaic Fa, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2019 | Jan 6, 2020 |
| Kevin Stephen Moravek | Osaic Fa, Inc. BD affiliated | October Effect Ltd. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2019 | Jan 14, 2020 |
| Austyn Daniel Whittenburg | Osaic Fa, Inc. BD affiliated | Stratos Wealth Partners, Ltd independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2019 | Dec 4, 2019 |
| Daniel Leroy Whittenburg | Osaic Fa, Inc. BD affiliated | Stratos Wealth Partners, Ltd independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2019 | Dec 4, 2019 |
| Richard Stringham Gallacher | Osaic Fa, Inc. BD affiliated | Stratos Wealth Partners, Ltd independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2019 | Dec 4, 2019 |
| Daniel S. Gianopulos | Osaic Fa, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 20, 2019 | Dec 18, 2019 |
| John Kevin Best | Osaic Fa, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 4, 2019 | Jun 29, 2021 (603 d) |
| Frank Stuart | Osaic Fa, Inc. BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2019 | Sep 20, 2019 |
| Maribeth Bates | Osaic Fa, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 19, 2019 | Aug 28, 2019 |
| William Edward Spinner | Osaic Fa, Inc. BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2019 | Sep 20, 2019 |
| Brice Christopher Eldredge | Osaic Fa, Inc. BD affiliated | Edgehelm Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 10, 2019 | Oct 14, 2025 (2226 d) |
| Michael Vatche Markarian | Osaic Fa, Inc. BD affiliated | Mb3 Consulting LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 9, 2019 | Jul 25, 2019 |
| James Clair Morrow | Osaic Fa, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 29, 2019 | Aug 12, 2019 |
| David Albert Urovsky | Osaic Fa, Inc. BD affiliated | Spire Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2019 | Aug 28, 2019 |
| Daniel Lozano Diaz | Osaic Fa, Inc. BD affiliated | Arete Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2019 | Aug 27, 2019 |
| Alan David Jacobson | Osaic Fa, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2019 | Sep 4, 2019 |
| Lisa Mireles Shinhira | Osaic Fa, Inc. BD affiliated | Cullen Financial Advisors unclassified | Other | Aug 19, 2019 | Aug 21, 2019 |
| Virgilio Benedicto Cristobal | Osaic Fa, Inc. BD affiliated | Cullen Financial Advisors unclassified | Other | Aug 14, 2019 | Aug 13, 2019 |
| Robert E. Quittner | Osaic Fa, Inc. BD affiliated | Brookstone Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2019 | Aug 26, 2019 |
| Gerald Edward Matzke | Osaic Fa, Inc. BD affiliated | Orion Portfolio Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2019 | Sep 4, 2019 |
| James Christopher Landry | Osaic Fa, Inc. BD affiliated | Newedge Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 31, 2019 | Jul 26, 2019 |
| Daniel L Makarevich | Osaic Fa, Inc. BD affiliated | Pgim Investments LLC asset manager | Other | Jul 24, 2019 | Aug 15, 2019 |
| Charles Costa Evangelakos | Osaic Fa, Inc. BD affiliated | Newedge Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2019 | Jul 19, 2019 |
| John Peter Routhier | Osaic Fa, Inc. BD affiliated | Newedge Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2019 | Jul 24, 2019 |
| Andrew John Hackett | Osaic Fa, Inc. BD affiliated | Core Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2019 | Oct 12, 2020 (454 d) |
| David J. Fabos | Osaic Fa, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 1, 2019 | Jul 9, 2019 |
| Rostam Kevon Atefi | Osaic Fa, Inc. BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 20, 2019 | Jun 19, 2019 |
| Jeffrey Paul Mattonelli | Osaic Fa, Inc. BD affiliated | Van Leeuwen & Company, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2019 | Aug 23, 2019 (80 d) |
| Timothy Harry Riis | Osaic Fa, Inc. BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2019 | May 10, 2019 |
| Michael Muniz | Osaic Fa, Inc. BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2019 | May 10, 2019 |
| Michael James Mohr | Osaic Fa, Inc. BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2019 | May 10, 2019 |
| Matthew Edward Roberson | Osaic Fa, Inc. BD affiliated | Arete Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2019 | May 7, 2019 |
| Michael David Johansson | Osaic Fa, Inc. BD affiliated | Missionsquare Retirement institutional | Other | Apr 15, 2019 | Jan 11, 2021 (637 d) |
| John Koshy | Osaic Fa, Inc. BD affiliated | Symphony Retirement Partners LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 4, 2019 | Apr 4, 2019 |
1,675 moves match.