DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Oneamerica Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Alain Bahram Brown	Oneamerica Securities, Inc. other	Natcity Investments, Inc. unclassified	Other	Feb 6, 2007	Feb 1, 2007
Christopher Ross	Oneamerica Securities, Inc. other	Chase Investment Services Corp. other	Other	Nov 8, 2006	Jun 18, 2010 (1318 d)
Gregory Nondas Roumpos	Oneamerica Securities, Inc. other	Transamerica Financial Advisors, LLC other	Other	Sep 8, 2006	Oct 25, 2006 (47 d)
Devin B Pope	Oneamerica Securities, Inc. other	Albion Financial Group other	Other	Jul 10, 2006	Oct 3, 2006 (85 d)
Jeffrey Gerard Meyers	Oneamerica Securities, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jun 15, 2006	Jun 6, 2006
Byron Beene Boyd	Oneamerica Securities, Inc. other	Boyd Investments unclassified	Other	Mar 10, 2006	May 7, 2004
Chad Justin Sepulvado	Oneamerica Securities, Inc. other	Cambridge Investment Research Advisors, Inc. BD affiliated	Other	Jan 27, 2006	Apr 28, 2023 (6300 d)
Alan Martin Molnar	Oneamerica Securities, Inc. other	Principal Securities, Inc. other	Other	Sep 14, 2005	Nov 2, 2005 (49 d)
Gladys A Allam	Oneamerica Securities, Inc. other	Investment Advisors International, Inc. unclassified	Other	Apr 8, 2005	Feb 2, 2010 (1761 d)
Kerry Vaun Poulson	Oneamerica Securities, Inc. other	USA Financial Securities LLC other	Other	Jan 8, 2005	Jan 5, 2005
Ryan Christopher White	Oneamerica Securities, Inc. other	Concourse Financial Group Advisors other	Other	Oct 26, 2004	Jul 21, 2006 (633 d)
Kyle Francis Quinn	Oneamerica Securities, Inc. other	Tower Square Securities, Inc. other	Other	Aug 6, 2004	Aug 23, 2004
Howard Leon Dingle	Oneamerica Securities, Inc. other	J P Turner & Company Capital Management, LLC other	Other	Jun 21, 2004	Sep 24, 2007 (1190 d)
Gary Frank Klaric	Oneamerica Securities, Inc. other	J P Turner & Company Capital Management, LLC other	Other	May 20, 2004	Jun 18, 2004
Darrin Stuart Cohen	Oneamerica Securities, Inc. other	Resource Horizons Group LLC unclassified	Other	Apr 3, 2004	Mar 30, 2004
Corey Michael Magliolo	Oneamerica Securities, Inc. other	Woodbury Financial Services, Inc. other	Other	Dec 19, 2003	Feb 25, 2004 (68 d)
Elaine Margaret Straub	Oneamerica Securities, Inc. other	Osaic Fa, Inc. other	Other	Apr 25, 2003	Apr 30, 2003
Marc Alexander Bregman	Oneamerica Securities, Inc. other	Eagle Strategies LLC other	Other	Apr 7, 2003	Jul 7, 2004 (457 d)
Jim D. Duncan	Oneamerica Securities, Inc. other	Ameritas Advisory Services other	Other	Aug 27, 2002	Sep 30, 2002 (34 d)
Robert Bradley Knowles	Oneamerica Securities, Inc. other	Concourse Financial Group Advisors other	Other	Jul 15, 2002	Mar 27, 2003 (255 d)
Drew Didrick Cullum	Oneamerica Securities, Inc. other	Securian Financial Services, Inc. other	Other	May 1, 2002	May 10, 2002

Page 10 of 10Previous

561 moves match.