DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from New England Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Bryan Douglas Becotte	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Apr 11, 2014
Michael L Miley	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Apr 23, 2013
Walter J Timby	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Aug 29, 2011
John David Ashley	New England Securities Corporation other	MML Investors Services, LLC other	Other	Jan 2, 2015	Mar 25, 2017 (813 d)
Brad Lee Martin	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Apr 24, 2012
Troy V Zerveskes	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Oct 1, 2010
John Thomas Lian	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Apr 20, 2011
John Jerome Buckley	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Dec 13, 2010
Paul Gregory Evans	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Oct 29, 2010
Jonathan Wayne Hiltz	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Apr 5, 2011
Tom Alex Goodman	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Jan 2, 2014
Mark Andrew Kirsch	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Aug 31, 2011
David Joseph Watson	New England Securities Corporation other	MML Investors Services, LLC other	Other	Jan 2, 2015	Mar 25, 2017 (813 d)
Stephen Andrew Cassidy	New England Securities Corporation other	MML Investors Services, LLC other	Other	Jan 2, 2015	Mar 25, 2017 (813 d)
Raymond E Moore	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Apr 23, 2013
Thomas Neal O'Connor	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Feb 11, 2010
David A. Broll	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Oct 19, 2010
John Joseph Serrecchia	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Sep 7, 2010
Ian Graham Essling	New England Securities Corporation other	Ifs Planning Strategies, LLC unclassified	Other	Jan 2, 2015	Apr 18, 2012
Christopher Martin Williams	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Jul 9, 2013
Donna Turcotte Caccia	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Jan 19, 2012
Delores Nuamah	New England Securities Corporation other	MML Investors Services, LLC other	Other	Jan 2, 2015	Mar 25, 2017 (813 d)
Christopher Michael Riffle	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Feb 4, 2013
James Robert Veit	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Sep 10, 2013
Levi Allen Lamfers	New England Securities Corporation other	Advice And Planning Services other	Other	Jan 2, 2015	Apr 15, 2016 (469 d)
Daniel J Cappucci	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Jul 11, 2011
William Benton Pyles	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Jul 9, 2014
Troy Allen Aarthun	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Jul 3, 2012
Christopher B Soltis	New England Securities Corporation other	LPL Financial LLC independent RIA	Other	Jan 2, 2015	Dec 11, 2017 (1074 d)
Michael Curran	New England Securities Corporation other	MML Investors Services, LLC other	Other	Jan 2, 2015	Mar 25, 2017 (813 d)
Matthew David Phillips	New England Securities Corporation other	Walnut Street Securities, Inc. other	Other	Jan 2, 2015	Sep 18, 2008
Kerri A Melley	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Apr 12, 2011
Colin Hamilton Smith	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Jan 29, 2013
Caitlin Alicia Desoye	New England Securities Corporation other	Tower Square Securities, Inc. other	Other	Jan 2, 2015	Oct 6, 2008
William Donaldson Root	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Mar 13, 2013
William Ryan	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Sep 9, 2014
Steven Matthew Kaplan	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Aug 23, 2011
Louis Anthony Cardinale	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Sep 8, 2010
Karen Melo Ticas	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Mar 28, 2011
Brent Harrison Sheppard	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Sep 10, 2013
Michael James Dimaggio	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Feb 11, 2010
John Hoogenboom	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Dec 7, 2010
Mark Andrew Uzzell	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Feb 22, 2012
Gerard Benedict	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Oct 29, 2010
David J Macdonald	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Dec 7, 2012
Daniel Scott Pfeiffer	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Mar 12, 2013
Michael I Guertin	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Aug 9, 2011
James Harold Ross	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Oct 22, 2013
Christopher L. Eklund	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	May 16, 2011
Christopher R. Perry	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Feb 1, 2012
Alexander Aldrich Krisak	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Aug 15, 2013
Carl Kaliszewski	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Sep 23, 2013
Gary Earl Daniels	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	Oct 29, 2010
Hunter Scott Trotter	New England Securities Corporation other	Newsquare Capital, LLC other	Other	Jan 2, 2015	May 2, 2013
Michael Everett Genetti	New England Securities Corporation other	Mariner other	Other	Jan 2, 2015	Feb 18, 2014
John Edward Burdett	New England Securities Corporation other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 31, 2014	Jan 2, 2015
Daniel Scott Lengyel	New England Securities Corporation other	Msi Financial Services, Inc. other	Other	Dec 31, 2014	Jun 19, 2014
Stephen Michael Cunha	New England Securities Corporation other	Global Retirement Partners LLC institutional	Other	Dec 31, 2014	Jul 16, 2020 (2024 d)
Stuart Weinel Long	New England Securities Corporation other	Mariner other	Other	Dec 31, 2014	Jul 18, 2011
Donn Sandy Levine	New England Securities Corporation other	Securian Financial Services, Inc. other	Other	Dec 31, 2014	Feb 11, 2015 (42 d)

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1,041 moves match.