DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Valley Forge Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Francis SwallowValley Forge Asset Management, LLC otherBb&T Securities, LLC otherOtherMay 20, 2016Mar 1, 2016
James Edward GibsonValley Forge Asset Management, LLC otherWidmann, Siff & Co., Inc. unclassifiedOtherMar 30, 2016May 5, 2008
Jason Thomas PepeValley Forge Asset Management, LLC otherBb&T Securities, LLC otherOtherMar 30, 2016Mar 1, 2016
Daniel Patrick RodanValley Forge Asset Management, LLC otherBb&T Securities, LLC otherOtherMar 30, 2016Mar 1, 2016
David Michael KillianValley Forge Asset Management, LLC otherBb&T Securities, LLC otherOtherMar 30, 2016Mar 1, 2016
Kim Marie DavisValley Forge Asset Management, LLC otherBb&T Securities, LLC otherOtherMar 30, 2016Mar 1, 2016
Denise Kathleen MerinarValley Forge Asset Management, LLC otherTruist Advisory Services, Inc. BD affiliatedOtherMar 11, 2016Mar 2, 2021 (1817 d)
Stephen Robert GeggValley Forge Asset Management, LLC otherBb&T Institutional Investment Advisers, Inc. otherOtherMar 11, 2016Jul 12, 2016 (123 d)
James Todd VogtValley Forge Asset Management, LLC otherTower Bridge Advisors independent RIAOtherJan 27, 2016Oct 24, 2019 (1366 d)
Christopher Robert StaufferValley Forge Asset Management, LLC otherBb&T Institutional Investment Advisers, Inc. otherOtherDec 8, 2015Jan 20, 2016 (43 d)
Gregory Charles BenderValley Forge Asset Management, LLC otherLincoln Investment otherOtherNov 18, 2015Nov 3, 2015
Ellis Howard Dale GallimoreValley Forge Asset Management, LLC otherCetera Investment Advisers LLC otherOtherMar 12, 2014Mar 7, 2014
Ronald Vincent DonatoValley Forge Asset Management, LLC other1st Global Advisors Inc otherOtherJan 29, 2014Feb 26, 2014
Tiiffany Mah MacleanValley Forge Asset Management, LLC otherHornor, Townsend & Kent, LLC otherOtherJan 9, 2014Mar 25, 2014 (75 d)
Brendan MoleskiValley Forge Asset Management, LLC otherLincoln Investment otherOtherJun 21, 2013Jul 11, 2013
Sean Patrick KilcoyneValley Forge Asset Management, LLC otherT. Rowe Price Advisory Services, Inc. no RAUMOtherOct 25, 2012May 9, 2014 (561 d)
Matthew Cole BeardwoodValley Forge Asset Management, LLC otherWestover Capital Advisors, LLC otherOtherJan 3, 2012Jan 11, 2017 (1835 d)
Theodore QuillenValley Forge Asset Management, LLC otherInvest Financial Corporation otherOtherMar 19, 2008Oct 30, 2009 (590 d)
Bradley Patrick WarnerValley Forge Asset Management, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 14, 2008May 1, 2008 (48 d)
Theodore William RhinehartValley Forge Asset Management, LLC otherStancorp Investment Advisers, Inc. otherOtherDec 31, 2007Jan 16, 2008
Gary Bruce BerdoffValley Forge Asset Management, LLC otherLincoln Investment otherOtherJan 17, 2007Jan 4, 2010 (1083 d)
Paul J CookValley Forge Asset Management, LLC otherStancorp Investment Advisers, Inc. otherOtherOct 4, 2005Mar 19, 2007 (531 d)
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22 moves match.