DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fsc Securities Corporation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jesus Manuel Delgado | Fsc Securities Corporation BD affiliated | Rinaldi Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2022 | May 12, 2022 |
| Nicole Gilbert | Fsc Securities Corporation BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2022 | Jul 26, 2022 (78 d) |
| Eugene Plahotnii | Fsc Securities Corporation BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2022 | May 6, 2022 |
| Sandeep Varma | Fsc Securities Corporation BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2022 | May 5, 2022 |
| Steven Musser | Fsc Securities Corporation BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2022 | May 5, 2022 |
| Phylip Charles Simmons | Fsc Securities Corporation BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2022 | May 5, 2022 |
| Michael David Roach | Fsc Securities Corporation BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2022 | Apr 20, 2022 |
| Eric David Antrobius | Fsc Securities Corporation BD affiliated | Southland Equity Partners, LLC. no RAUM | Other | Mar 8, 2022 | Jul 19, 2010 |
| Luke R Maxwell | Fsc Securities Corporation BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 8, 2022 | May 24, 2022 (77 d) |
| James Blake Miller | Fsc Securities Corporation BD affiliated | Td Ameritrade, Inc. no RAUM | Other | Feb 4, 2022 | Feb 8, 2022 |
| Vipul Braj Varma | Fsc Securities Corporation BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2022 | Jan 18, 2022 |
| Lazarus Joseph Regueiro | Fsc Securities Corporation BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2022 | Jan 31, 2025 (1106 d) |
| Thomas Patrick Hillmeyer | Fsc Securities Corporation BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2022 | Feb 28, 2022 (46 d) |
| Thomas A Walker | Fsc Securities Corporation BD affiliated | Arkos Global Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2022 | Jan 11, 2022 |
| Robyn Marie Krahn | Fsc Securities Corporation BD affiliated | Resource Consulting Group, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 3, 2022 | Aug 31, 2019 |
| Kenneth Francis Galanis | Fsc Securities Corporation BD affiliated | Wmbc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2022 | Mar 18, 2022 (74 d) |
| Dale Robert Terwedo | Fsc Securities Corporation BD affiliated | Tfs Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Aug 26, 2013 |
| Julian Drake Elizondo | Fsc Securities Corporation BD affiliated | Texas Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 21, 2021 | Mar 17, 2021 |
| Brian Frederick Paluso | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2021 | Nov 1, 2021 |
| David Joseph Harper | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2021 | Nov 1, 2021 |
| Colin Scott Harper | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2021 | Nov 1, 2021 |
| Michael Edward Kutch | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2021 | Nov 1, 2021 |
| Laura P Scholz | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2021 | Nov 1, 2021 |
| Kenneth Sherman Holmes | Fsc Securities Corporation BD affiliated | First Advisors National, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2021 | Nov 18, 2021 |
| Steven Russell Deangelis | Fsc Securities Corporation BD affiliated | Verus Capital Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2021 | Oct 15, 2021 |
| Daniel Coffman Hostetler | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2021 | Sep 27, 2021 |
| Kyle James Hickey | Fsc Securities Corporation BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2021 | Nov 18, 2021 (34 d) |
| Linda Rae Bruininga | Fsc Securities Corporation BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2021 | Oct 8, 2021 |
| Jacob Andrew Patrick Howeth | Fsc Securities Corporation BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2021 | Feb 18, 2022 (135 d) |
| Greg Holzer | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2021 | Sep 27, 2021 |
| Stephen Derengowski | Fsc Securities Corporation BD affiliated | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | Sep 21, 2021 | Jan 26, 2022 (127 d) |
| Lourdes Lima-Wallace | Fsc Securities Corporation BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2021 | Mar 21, 2024 (983 d) |
| Rana Chander | Fsc Securities Corporation BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2021 | Feb 10, 2022 (246 d) |
| Michael Jeffery Hardy | Fsc Securities Corporation BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2021 | Jun 4, 2021 |
| Tomika Monique Boudreaux | Fsc Securities Corporation BD affiliated | Cardea Capital Group, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 10, 2021 | May 27, 2021 |
| Becky Wilder Ruthven | Fsc Securities Corporation BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2021 | May 6, 2021 |
| Dorothy Ann Austgen | Fsc Securities Corporation BD affiliated | Eley-Graham-Austgen Financial Advisory Services state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 4, 2021 | Jul 31, 2008 |
| Joel Robert Drake | Fsc Securities Corporation BD affiliated | Diversified Financial Advisory Group, Inc. unclassified | Other | Apr 1, 2021 | Jan 9, 2006 |
| John Robert Triantafelow | Fsc Securities Corporation BD affiliated | Strategic Wealth Advisors Group other | Other | Mar 12, 2021 | Sep 26, 2008 |
| Ronald Joseph Harpootlian | Fsc Securities Corporation BD affiliated | The Retirement Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2021 | Mar 2, 2021 |
| Brooke Shea Mcconahy | Fsc Securities Corporation BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2021 | Mar 22, 2021 (47 d) |
| Paul Richard Mcwilliams | Fsc Securities Corporation BD affiliated | Inspire Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2020 | Dec 23, 2020 |
| James Carl Sexton | Fsc Securities Corporation BD affiliated | Southland Equity Partners, LLC. no RAUM | Other | Dec 21, 2020 | May 3, 2011 |
| Scott Thomas Dewhurst | Fsc Securities Corporation BD affiliated | Diversified Financial Advisory Group, Inc. unclassified | Other | Dec 14, 2020 | Feb 8, 2006 |
| Clare Amelia Ciervo | Fsc Securities Corporation BD affiliated | Mcvittie Financial Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 13, 2020 | Jul 24, 2019 |
| Ralph W Lunt | Fsc Securities Corporation BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2020 | Oct 12, 2022 (715 d) |
| Ronald Joseph Mclane | Fsc Securities Corporation BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2020 | Oct 19, 2020 |
| Joseph Doc Bryson | Fsc Securities Corporation BD affiliated | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | Oct 8, 2020 | Apr 4, 2022 (543 d) |
| Matthew Scott Saltzgaber | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2020 | Sep 25, 2020 |
| Sheila Marie Baker | Fsc Securities Corporation BD affiliated | Neaco Advisory, Inc. unclassified | Other | Sep 15, 2020 | Mar 18, 2010 |
| Shawn Ray Seilback | Fsc Securities Corporation BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2020 | Sep 2, 2020 |
| Jeffrey Stephen Plesser | Fsc Securities Corporation BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2020 | Sep 1, 2020 |
| Peter M. Ferriello | Fsc Securities Corporation BD affiliated | Ashworth Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2020 | Sep 11, 2020 |
| Matthew Edward Mai | Fsc Securities Corporation BD affiliated | Price Financial Group Wealth Management unclassified | Other | Aug 31, 2020 | Aug 28, 2020 |
| Joseph Francis Meylor | Fsc Securities Corporation BD affiliated | Bfs Advisory Group, LLC unclassified | Other | Jul 30, 2020 | Mar 17, 2020 |
| Erich Andulan Castillo | Fsc Securities Corporation BD affiliated | Southland Equity Partners, LLC. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2020 | Jan 22, 2024 (1299 d) |
| Catherine Pinkas | Fsc Securities Corporation BD affiliated | Lifepro Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2020 | Jul 1, 2020 |
| Vincent Charles Montanti | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2020 | May 28, 2020 |
| Daniel Evan Burke | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2020 | May 21, 2020 |
| Michael Ray Webb | Fsc Securities Corporation BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2020 | May 1, 2020 |
903 moves match.