DFX Intelligence
Advisor moves
Departures from UBS Financial Services Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samuel B. Sinclair | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 12, 2025 | Dec 2, 2025 |
| Meghan Ellen Walsh | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 12, 2025 | Dec 2, 2025 |
| Dylan Craig Tirrell | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 12, 2025 | Dec 2, 2025 |
| Stephen Francis Sypek | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 12, 2025 | Dec 2, 2025 |
| Robert Joseph Donovan | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 11, 2025 | Jan 9, 2026 |
| Peter Tryon Landry | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 11, 2025 | Dec 2, 2025 |
| Paula C. Mogan | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 11, 2025 | Dec 8, 2025 |
| William David Jarry | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 11, 2025 | Dec 2, 2025 |
| David John Mogan | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 11, 2025 | Dec 2, 2025 |
| Timothy Francis Mogan | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 11, 2025 | Dec 2, 2025 |
| John Peter Landry | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 11, 2025 | Dec 3, 2025 |
| Cameron Everett Bresciani | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 11, 2025 | Dec 3, 2025 |
| David Paul Lojpersberger | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 9, 2025 | Dec 3, 2025 |
| Brianne Marie Burdzy | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Dec 9, 2025 | Dec 3, 2025 |
| Daniel Hintz | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Dec 8, 2025 | Nov 14, 2025 |
| Denis James Cleary | UBS Financial Services Inc. wirehouse | 71 West Capital Partners no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 8, 2025 | Nov 14, 2025 |
| Matthew Klarman Kirshner | UBS Financial Services Inc. wirehouse | 71 West Capital Partners no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 8, 2025 | Nov 17, 2025 |
| Anthony Georgeadis | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Dec 8, 2025 | Dec 2, 2025 |
| Jonathan Pugach | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 5, 2025 | Nov 12, 2025 |
| Jacob Ryan Whalen | UBS Financial Services Inc. wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 4, 2025 | May 29, 2026 (176 d) |
| Kristin Lee Popovic | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Dec 3, 2025 | Dec 3, 2025 |
| Laura Rubens Hartman | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Dec 3, 2025 | Nov 11, 2025 |
| Alec M Mono | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Dec 3, 2025 | Nov 17, 2025 |
| Walter G Dziedzic | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 2, 2025 | Apr 9, 2026 (128 d) |
| David James Sayler | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Dec 1, 2025 | Nov 20, 2025 |
| Matthew Sharp | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Dec 1, 2025 | Nov 7, 2025 |
| Garret Matthew Ferrara | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 27, 2025 | Nov 17, 2025 |
| Michael Robert Burrows | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 27, 2025 | Nov 17, 2025 |
| Mei-Chen Goodson | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 27, 2025 | Nov 17, 2025 |
| Candace Lynn Kyer | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 27, 2025 | Nov 17, 2025 |
| Michele Antoinette Ferrara | UBS Financial Services Inc. wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 26, 2025 | Nov 17, 2025 |
| William Harvey Corman | UBS Financial Services Inc. wirehouse | 71 West Capital Partners no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 26, 2025 | Nov 17, 2025 |
| Ronald Mathew Shmyr | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Nov 25, 2025 | Nov 13, 2025 |
| Dillon Michael Stuart | UBS Financial Services Inc. wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Nov 25, 2025 | Dec 20, 2025 |
| Spencer Danziger | UBS Financial Services Inc. wirehouse | 71 West Capital Partners no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 25, 2025 | Nov 14, 2025 |
| John Peter Shmyr | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Nov 24, 2025 | Nov 13, 2025 |
| Alvin Chung Hoong Mak | UBS Financial Services Inc. wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Nov 24, 2025 | Jan 21, 2026 (58 d) |
| Joann G Price | UBS Financial Services Inc. wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Nov 24, 2025 | Nov 13, 2025 |
| Chidera Uchechukwu Nwangwu | UBS Financial Services Inc. wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Nov 24, 2025 | Jan 6, 2026 (43 d) |
| Christopher A Pesce | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Nov 21, 2025 | Nov 17, 2025 |
| Debra Ann Bushman | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Nov 21, 2025 | Nov 13, 2025 |
| Mark Morgan | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Nov 19, 2025 | Nov 7, 2025 |
| Kim Sage | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Nov 19, 2025 | Nov 8, 2025 |
| Glenn Depalma | UBS Financial Services Inc. wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 19, 2025 | Nov 14, 2025 |
| Jennifer Coffey | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Nov 19, 2025 | Nov 12, 2025 |
| Francisco Javier Landivar | UBS Financial Services Inc. wirehouse | Stonecrest Advisors, Inc. independent RIA | Wirehouse to independent RIA | Nov 19, 2025 | Nov 17, 2025 |
| Trevor Fahr | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Nov 19, 2025 | Nov 7, 2025 |
| Todd Urowsky | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Nov 19, 2025 | Nov 7, 2025 |
| Kristy Winkles | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Nov 19, 2025 | Nov 8, 2025 |
| Stephanie Tonra | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Nov 19, 2025 | Nov 7, 2025 |
| David Folmnsbee | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Nov 19, 2025 | Nov 7, 2025 |
| Andrew Noone | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Nov 19, 2025 | Nov 7, 2025 |
| Ryan Anderson | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Nov 19, 2025 | Nov 7, 2025 |
| Tyson Rising | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Nov 19, 2025 | Nov 8, 2025 |
| Brian Feldman | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Nov 19, 2025 | Nov 7, 2025 |
| Michael Kennair | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Nov 19, 2025 | Nov 7, 2025 |
| Cody Zweifel | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Nov 19, 2025 | Nov 7, 2025 |
| Trevor Morgan | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Nov 19, 2025 | Nov 7, 2025 |
| Antoine Andre Maurice Lena | UBS Financial Services Inc. wirehouse | Twenty-Five Capital Partners no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 19, 2025 | Jan 9, 2026 (51 d) |
| Jason Halbrooks | UBS Financial Services Inc. wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Nov 19, 2025 | Nov 7, 2025 |
11,772 moves match.