Advisor moves

Arrivals at Allstate Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Glen HollingsworthSecurities America Advisors, Inc. otherAllstate Financial Advisors, LLC BD affiliatedOtherApr 4, 2007Apr 8, 2026 (6944 d)
Anton Joseph HalkaSagepoint Financial, Inc. otherAllstate Financial Advisors, LLC no RAUMOtherMar 21, 2007Jun 25, 2008 (462 d)
Charles Macdonald KerrFidelity Personal Trust Company, Fsb unclassifiedAllstate Financial Advisors, LLC no RAUMOtherMar 12, 2007Apr 6, 2009 (756 d)
Paul Andrew MuskinFifth Third Securities, Inc. otherAllstate Financial Advisors, LLC no RAUMOtherFeb 9, 2007Jul 16, 2008 (523 d)
Thomas V TetzlaffWells Fargo Investments, LLC unclassifiedAllstate Financial Advisors, LLC BD affiliatedOtherFeb 1, 2007Apr 13, 2023 (5915 d)
John Davitt EifeCommonwealth Financial Network national BDAllstate Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2006Jan 9, 2024 (6218 d)
Dajuan Marcellus MackCountry Trust Bank unclassifiedAllstate Financial Advisors, LLC BD affiliatedOtherOct 13, 2006Oct 20, 2023 (6216 d)
Robert Michael Rollins1717 Capital Management Company unclassifiedAllstate Financial Advisors, LLC no RAUMOtherAug 1, 2006Jun 11, 2008 (680 d)
Elizabeth Ellen SmithCuna Brokerage Services, Inc. otherAllstate Financial Advisors, LLC no RAUMOtherMay 10, 2006Jun 10, 2013 (2588 d)
Joseph Aloysius BrackenHillview Capital Advisors, LLC otherAllstate Financial Advisors, LLC BD affiliatedOtherFeb 27, 2006Feb 16, 2024 (6563 d)
Bruce Allen GekkoWamu Investments, Inc. unclassifiedAllstate Financial Advisors, LLC no RAUMOtherJan 9, 2006Oct 24, 2013 (2845 d)
Gregg Mark DubrocOsaic Fa, Inc. otherAllstate Financial Advisors, LLC no RAUMOtherDec 15, 2005Jun 5, 2012 (2364 d)
Scott Austin CarlsonFirst Command Bank unclassifiedAllstate Financial Advisors, LLC no RAUMOtherSep 2, 2005Jul 8, 2008 (1040 d)
Richard Lee KingAmeriprise Financial Services, LLC national BDAllstate Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 25, 2005May 27, 2026 (7580 d)
Michael Ryan HarmSmith Hayes Advisers Inc otherAllstate Financial Advisors, LLC no RAUMOtherAug 3, 2005Oct 31, 2008 (1185 d)
Thomas William BurhornMsi Financial Services, Inc. otherAllstate Financial Advisors, LLC BD affiliatedOtherJan 4, 2005Oct 13, 2023 (6856 d)
Joel E SalazarThrivent Investment Management Inc. otherAllstate Financial Advisors, LLC no RAUMOtherDec 8, 2004Oct 31, 2011 (2518 d)
Douglas Michael HartwickMML Investors Services, LLC otherAllstate Financial Advisors, LLC BD affiliatedOtherOct 15, 2003Sep 14, 2023 (7274 d)
Brandon Chad Rainey1st Global Advisors Inc otherAllstate Financial Advisors, LLC no RAUMOtherJul 30, 2003Feb 5, 2013 (3478 d)
Max John UmbergerHornor, Townsend & Kent, LLC otherAllstate Financial Advisors, LLC BD affiliatedOtherJul 9, 2003Jul 24, 2023 (7320 d)
Donn George SharerMsi Financial Services, Inc. otherAllstate Financial Advisors, LLC BD affiliatedOtherJun 2, 2003Apr 12, 2023 (7254 d)
Pratibha K KatariyaUBS Financial Services Inc. wirehouseAllstate Financial Advisors, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)May 14, 2003May 9, 2011 (2917 d)
Gregg Gilman RencherMsi Financial Services, Inc. otherAllstate Financial Advisors, LLC no RAUMOtherMar 24, 2003Feb 1, 2017 (5063 d)
Nicholas Robinson NaveA. G. Edwards & Sons, Inc. unclassifiedAllstate Financial Advisors, LLC BD affiliatedOtherFeb 25, 2003Sep 13, 2022 (7140 d)
Murray Edward HornsbyCommonwealth Financial Network national BDAllstate Financial Advisors, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserNov 19, 2002May 13, 2013 (3828 d)
Jason Bradley JonesEquitable Advisors, LLC national BDAllstate Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 8, 2002Oct 8, 2018 (5813 d)
Sean McmullinAmeriprise Financial Services, LLC national BDAllstate Financial Advisors, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 11, 2002Feb 9, 2023 (7518 d)
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627 moves match.