DFX Intelligence
Advisor moves
Arrivals at MarinerWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
886 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kenneth M Hodges | Avantax Advisory Services BD affiliated | Mariner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 9, 2018 | Jul 9, 2018 |
| Patrick Joseph Howley | Mariner Wealth Advisors independent RIA | Mariner other | Other | Jul 3, 2018 | Jun 22, 2015 |
| Robert Lee Woodard | Mariner Institutional Consulting, LLC no RAUM | Mariner independent RIA | Other | Jul 3, 2018 | Jun 28, 2018 |
| Betsy E Dow | Mariner Wealth Advisors independent RIA | Mariner other | Other | Jul 3, 2018 | Jun 22, 2015 |
| David Kent Stofer | Mariner Retirement Advisors, LLC institutional | Mariner independent RIA | Other | Jul 3, 2018 | Jun 29, 2018 |
| Jeremy Todd Welther | Mariner Wealth Advisors independent RIA | Mariner other | Other | Jul 3, 2018 | Jan 5, 2017 |
| Stephen C Dolan | Mariner Wealth Advisors independent RIA | Mariner other | Other | Jul 3, 2018 | Nov 5, 2015 |
| Jana Lee Shoulders | Mariner Wealth Advisors mixed wealth | Mariner other | Other | Jul 3, 2018 | Sep 23, 2016 |
| Debra J Light | Mariner Wealth Advisors independent RIA | Mariner other | Other | Jul 3, 2018 | Sep 23, 2016 |
| David Michael Hill | Mariner Wealth Advisors independent RIA | Mariner other | Other | Jul 3, 2018 | Nov 29, 2016 |
| Angelyn Rosson | Mariner Retirement Advisors, LLC institutional | Mariner independent RIA | Other | Jul 3, 2018 | Jun 29, 2018 |
| Suzanne Christine Wheeler | Mariner Wealth Advisors mixed wealth | Mariner other | Other | Jul 3, 2018 | Sep 23, 2016 |
| Timothy Shepard Duncan | Mariner Retirement Advisors, LLC institutional | Mariner independent RIA | Other | Jul 3, 2018 | Jun 28, 2018 |
| Mark Louis Nothnagel | Mariner Retirement Advisors, LLC institutional | Mariner independent RIA | Other | Jul 3, 2018 | Jun 29, 2018 |
| Matthew Douglas Fisher | Mariner Wealth Advisors independent RIA | Mariner other | Other | Jul 3, 2018 | Sep 23, 2016 |
| Matthew Scott Diquollo | Mariner Wealth Advisors independent RIA | Mariner other | Other | Jul 3, 2018 | Nov 29, 2016 |
| Robert John Diquollo | Mariner Wealth Advisors independent RIA | Mariner other | Other | Jul 3, 2018 | Nov 30, 2016 |
| Megan Mcconnell Brozowski | Mariner Wealth Advisors independent RIA | Mariner other | Other | Jul 3, 2018 | Nov 22, 2016 |
| Thomas Charles Hardy | Mariner Retirement Advisors, LLC institutional | Mariner independent RIA | Other | Jul 3, 2018 | Jun 29, 2018 |
| Lindsey Hart Mccool | Mariner Wealth Advisors mixed wealth | Mariner other | Other | Jul 3, 2018 | Sep 23, 2016 |
| James Knight Cooper III | Mariner Wealth Advisors mixed wealth | Mariner other | Other | Jul 3, 2018 | Sep 23, 2016 |
| Valerie Elizabeth Escobar | Mariner Wealth Advisors mixed wealth | Mariner other | Other | Jul 3, 2018 | Dec 24, 2014 |
| Jeffrey Alan Couch | Mariner Wealth Advisors mixed wealth | Mariner other | Other | Jul 3, 2018 | Sep 23, 2016 |
| Scott Austin Eggers | Mariner Retirement Advisors, LLC institutional | Mariner independent RIA | Other | Jul 3, 2018 | Jun 28, 2018 |
| Bradley Duane Rollins | Mariner Wealth Advisors mixed wealth | Mariner other | Other | Jul 3, 2018 | Sep 27, 2016 |
| Julie B Smith | Mariner Wealth Advisors mixed wealth | Mariner other | Other | Jul 3, 2018 | Sep 23, 2016 |
| Adam Jacob Lodge | Mariner Wealth Advisors mixed wealth | Mariner other | Other | Jul 3, 2018 | Sep 27, 2016 |
| Tami Lynn Ledger | Mariner Retirement Advisors, LLC institutional | Mariner independent RIA | Other | Jul 3, 2018 | Jun 29, 2018 |
| Jeffrey Michael Rainwater | Mariner Wealth Advisors independent RIA | Mariner other | Other | Jul 3, 2018 | Sep 23, 2016 |
| Natalie Lamb Haggard | Mariner Wealth Advisors mixed wealth | Mariner other | Other | Jul 3, 2018 | Mar 12, 2018 |
| John Aylward Fletcher | Mariner Retirement Advisors, LLC institutional | Mariner independent RIA | Other | Jul 3, 2018 | Jun 28, 2018 |
| Francisco Javier Iglesias | Mariner Wealth Advisors independent RIA | Mariner other | Other | Jul 3, 2018 | Dec 5, 2017 |
| Michael Kenneth Mcandrews | Mariner Wealth Advisors mixed wealth | Mariner other | Other | Jul 3, 2018 | Sep 27, 2016 |
| Sonia Karla Morales Rodriguez | Mariner Wealth Advisors independent RIA | Mariner other | Other | Jul 3, 2018 | Jan 30, 2017 |
| Joseph William Hendrix | Mariner Wealth Advisors mixed wealth | Mariner other | Other | Jul 3, 2018 | Sep 23, 2016 |
| Brodie Andrew Hinkle | Mariner Wealth Advisors mixed wealth | Mariner other | Other | Jul 3, 2018 | Aug 3, 2017 |
| Lauren Michele Maher | Mariner Wealth Advisors independent RIA | Mariner other | Other | Jul 3, 2018 | Mar 16, 2018 |
| Ralayna D Kennedy | Mariner Wealth Advisors mixed wealth | Mariner other | Other | Jul 3, 2018 | Mar 12, 2018 |
| Amy Jeneth Gordon | Mariner Wealth Advisors mixed wealth | Mariner other | Other | Jul 3, 2018 | Nov 3, 2017 |
| Leigh Alexandra Higgins | Mariner Wealth Advisors mixed wealth | Mariner other | Other | Jul 3, 2018 | Mar 12, 2018 |
| Brian Stephen Schiazzano | Seia independent RIA | Mariner independent RIA | RIA to RIA | Jun 1, 2018 | Sep 19, 2018 (110 d) |
| Bradley Michael Howe | Filbrandt Wealth Management, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2018 | Apr 14, 2025 (2510 d) |
| Michael David Guerrero | LPL Financial LLC independent RIA | Mariner independent RIA | RIA to RIA | May 30, 2018 | Jun 4, 2018 |
| Benjamin John Coffaro | Putnam Investment Management, LLC asset manager | Mariner independent RIA | Other | May 29, 2018 | Jul 9, 2018 (41 d) |
| Erica Jan Weiser | Edelman Financial Services, LLC BD affiliated | Mariner independent RIA | Affiliated broker-dealer or bank to independent RIA | May 17, 2018 | Jul 5, 2018 (49 d) |
| Justin Clay Richardson | Securian Financial Services, Inc. BD affiliated | Mariner independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2018 | Aug 30, 2018 (108 d) |
| Robert Geroge Horton | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Mariner independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2018 | May 7, 2018 |
| Nilesh Imanuel Christian | Creative Planning independent RIA | Mariner independent RIA | RIA to RIA | Apr 9, 2018 | Apr 12, 2018 |
| Sean Matthew Meagher | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mariner BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 9, 2018 | Dec 6, 2022 (1702 d) |
| Jeffrey Gerard Maher | Mariner Wealth Advisors other | Mariner other | Other | Mar 31, 2018 | Sep 21, 2016 |
| Daniel Allen Tucker | Mariner Wealth Advisors other | Mariner other | Other | Mar 31, 2018 | Sep 30, 2016 |
| James Paul Siemonsma | Mariner Wealth Advisors other | Mariner other | Other | Mar 31, 2018 | Oct 16, 2017 |
| Edward Joseph Meekins | Mariner Wealth Advisors other | Mariner other | Other | Mar 31, 2018 | Oct 16, 2017 |
| Mark Richard Vlasic | Mariner Wealth Advisors other | Mariner other | Other | Mar 31, 2018 | Sep 23, 2016 |
| Michael Austin Mcginty | Mariner Wealth Advisors other | Mariner BD affiliated | Other | Mar 31, 2018 | Jun 21, 2021 (1178 d) |
| Rosario Joseph Ruffino | Mariner Wealth Advisors other | Mariner BD affiliated | Other | Mar 31, 2018 | Oct 5, 2020 (919 d) |
| Jamie Christopher Cinotto | 440 Investment Group, LLC other | Mariner other | Other | Mar 31, 2018 | Mar 12, 2018 |
| Keith Andrew Plywaczynski | Mariner Wealth Advisors other | Mariner other | Other | Mar 31, 2018 | Jul 22, 2016 |
| Richard Alan Rosenberg | Mariner Wealth Advisors other | Mariner BD affiliated | Other | Mar 31, 2018 | Jun 10, 2021 (1167 d) |
| Elizabeth Harding | Mariner Wealth Advisors other | Mariner other | Other | Mar 31, 2018 | Mar 12, 2018 |