| Charles Michael Fortenberry | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Mar 19, 2012 | Mar 19, 2012 |
| Lynn Jean Crapo | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Mar 19, 2012 | Mar 16, 2012 |
| Charles A Alario | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Mar 19, 2012 | Mar 16, 2012 |
| Mark T Stevanovic | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Mar 15, 2012 | Feb 24, 2012 |
| Blake Robert Karls | Raymond James Financial Services Advisors, Inc other | Robert W. Baird & Co. Incorporated other | Other | Mar 13, 2012 | Aug 15, 2014 (885 d) |
| Paul Douglas Buskey | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Mar 2, 2012 | Mar 12, 2012 |
| Gayle N Logan | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Mar 2, 2012 | Mar 1, 2012 |
| Jane Elizabeth Mcginty | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Mar 2, 2012 | Mar 12, 2012 |
| Beckie Marie Clark | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Mar 2, 2012 | Mar 12, 2012 |
| John Hamilton Allman | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Feb 27, 2012 | Mar 19, 2012 |
| Scott Frederick Young | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Feb 8, 2012 | Feb 3, 2012 |
| Brian Thomas Robinson | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Feb 8, 2012 | Feb 3, 2012 |
| Lewis Robert Zwiebel | Riazzi Asset Management, LLC other | Robert W. Baird & Co. Incorporated other | Other | Jan 27, 2012 | Sep 9, 2015 (1321 d) |
| Scott Loos Woods | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jan 24, 2012 | Jan 20, 2012 |
| Heather Marie Summers | Fiduciary First Advisors, LLC other | Robert W. Baird & Co. Incorporated other | Other | Jan 19, 2012 | Feb 6, 2012 |
| Shawn Brett Smith | Charles Schwab & Co., Inc. national BD | Robert W. Baird & Co. Incorporated other | Other | Jan 9, 2012 | Jan 5, 2012 |
| William Norris | Charles Schwab & Co., Inc. national BD | Robert W. Baird & Co. Incorporated other | Other | Jan 9, 2012 | Jan 3, 2012 |
| Neil Edward Grant | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jan 3, 2012 | Dec 21, 2011 |
| Charu Dayal | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jan 3, 2012 | Dec 9, 2011 |
| Luke Henry Halliday | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jan 3, 2012 | Dec 9, 2011 |
| Matthew Osborne Garrigan | Osborne Investments, LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Dec 31, 2011 | Aug 31, 2011 |
| Nancy Mcilwain Stevens | First Western Investment Advisors, LLC unclassified | Robert W. Baird & Co. Incorporated other | Other | Dec 15, 2011 | Sep 27, 2017 (2113 d) |
| Dale Williams Whitmer | UBS Financial Services Inc. wirehouse | Robert W. Baird & Co. Incorporated other | Other | Dec 15, 2011 | Feb 13, 2012 (60 d) |
| George Vincent Gamez | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Nov 7, 2011 | Nov 2, 2011 |
| Daniel John Cairns | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Nov 1, 2011 | Nov 1, 2011 |
| Georgiana Andersen | Credit Suisse Securities (USA) LLC other | Robert W. Baird & Co. Incorporated other | Other | Oct 26, 2011 | Oct 3, 2011 |
| Russell Patrick Huebschle | Credit Suisse Securities (USA) LLC other | Robert W. Baird & Co. Incorporated other | Other | Oct 26, 2011 | Sep 30, 2011 |
| Alexander Scott Cushner | Credit Suisse Securities (USA) LLC other | Robert W. Baird & Co. Incorporated other | Other | Oct 26, 2011 | Sep 30, 2011 |
| David L Caillier | Credit Suisse Securities (USA) LLC other | Robert W. Baird & Co. Incorporated other | Other | Oct 26, 2011 | Oct 3, 2011 |
| Christopher Jeremy Macfarlane | Alliancebernstein L.P. other | Robert W. Baird & Co. Incorporated other | Other | Oct 24, 2011 | Aug 17, 2011 |
| Graham B Craig | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Sep 22, 2011 | Oct 20, 2011 |
| Jodi Wheeler | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Sep 22, 2011 | Sep 1, 2011 |
| Adam Joseph Gould | Barclays Capital Inc. other | Robert W. Baird & Co. Incorporated other | Other | Sep 20, 2011 | Apr 15, 2013 (573 d) |
| Craig Allen Replogle | Edward Jones national BD | Robert W. Baird & Co. Incorporated other | Other | Sep 19, 2011 | Sep 16, 2011 |
| Drayton Landrum Henderson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Robert W. Baird & Co. Incorporated other | Other | Sep 16, 2011 | Sep 15, 2011 |
| William Travis Mccollum | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Aug 30, 2011 | Aug 26, 2011 |
| Jamie Halbig | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Aug 30, 2011 | Aug 26, 2011 |
| Timothy Marcus Butler | Charles Schwab & Co., Inc. national BD | Robert W. Baird & Co. Incorporated other | Other | Aug 25, 2011 | Aug 11, 2011 |
| Nondo Dominic Capuano | Charles Schwab & Co., Inc. national BD | Robert W. Baird & Co. Incorporated other | Other | Aug 25, 2011 | Aug 11, 2011 |
| Alex S Wheeler | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Aug 17, 2011 | Aug 15, 2011 |
| R Christie Siddoway | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Aug 17, 2011 | Aug 12, 2011 |
| Melissa Renee Clayville | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Aug 17, 2011 | Aug 15, 2011 |
| Jon Jeffrey Pedersen | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jul 29, 2011 | Jul 13, 2011 |
| Thomas J Duffey | M&I Investment Management Corp. other | Robert W. Baird & Co. Incorporated other | Other | Jul 26, 2011 | Oct 4, 2011 (70 d) |
| Jeffrey Matthew Tibbs | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jul 6, 2011 | Sep 2, 2011 (58 d) |
| Noelle Jeannette Cartier | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jul 5, 2011 | Jul 1, 2011 |
| Susan Marie Kelly | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jul 5, 2011 | Jul 1, 2011 |
| Timothy Llewellyn Pearce | Chase Investment Services Corp. other | Robert W. Baird & Co. Incorporated other | Other | Jun 28, 2011 | Jun 30, 2011 |
| David Howard Schwarz | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jun 28, 2011 | Jun 17, 2011 |
| Matthew Duane Bruner | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jun 28, 2011 | Jun 17, 2011 |
| Stephanie Zavos | Centaurus Financial, Inc. other | Robert W. Baird & Co. Incorporated other | Other | Jun 6, 2011 | Jun 9, 2011 |
| Mary Johnson Howard | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jun 3, 2011 | Jun 9, 2011 |
| William Joseph Perry | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated other | Other | Jun 3, 2011 | Jun 9, 2011 |
| John William Diemer | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | May 26, 2011 | May 26, 2011 |
| Nathan Paul Samek | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | May 26, 2011 | May 17, 2011 |
| David Allen Turner | Ameriprise Financial Services, LLC national BD | Robert W. Baird & Co. Incorporated other | Other | May 25, 2011 | May 23, 2011 |
| James William Ritchay | Morgan Stanley wirehouse | Robert W. Baird & Co. Incorporated other | Other | May 20, 2011 | May 13, 2011 |
| Johnathan Lloyd Fitzgibbons | Thinkequity LLC other | Robert W. Baird & Co. Incorporated other | Other | May 16, 2011 | May 13, 2011 |
| Jacquelyn Lee Niedermeier | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated other | Other | May 9, 2011 | May 10, 2011 |
| Peter R Jandric | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | May 9, 2011 | Jul 22, 2019 (2996 d) |