DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Manulife Investment Management (US) LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Allan DietzlerJohn Hancock Investment Management LLC otherManulife Investment Management (US) LLC otherOtherApr 25, 2007Oct 13, 2006
Matthew T HildingVan Kampen Advisors Inc unclassifiedManulife Investment Management (US) LLC otherOtherMar 12, 2007Mar 22, 2007
James Hawes CaslerMorgan Keegan & Company, LLC otherManulife Investment Management (US) LLC otherOtherFeb 1, 2007May 4, 2012 (1919 d)
Francis Joseph McnamaraJohn Hancock Investment Management LLC otherManulife Investment Management (US) LLC otherOtherJan 25, 2007Nov 14, 2005
Mary Beth MassillonJohn Hancock Distributors LLC unclassifiedManulife Investment Management (US) LLC otherOtherDec 31, 2006Jun 21, 2013 (2364 d)
Peter Crawford WaitkunAmeriprise Financial Services, LLC national BDManulife Investment Management (US) LLC otherOtherDec 20, 2006Sep 27, 2017 (3934 d)
Christopher Anthony GillBny Mellon Securities Corporation otherManulife Investment Management (US) LLC otherOtherOct 31, 2006Feb 25, 2008 (482 d)
Daniel R ChambersJohn Hancock Investment Management LLC otherManulife Investment Management (US) LLC otherOtherOct 10, 2006Sep 13, 2003
Douglas Hugh ThompsonShaker Investments otherManulife Investment Management (US) LLC otherOtherOct 3, 2006Oct 26, 2011 (1849 d)
Lisa Celeste HallaianJohn Hancock Investment Management LLC otherManulife Investment Management (US) LLC otherOtherJun 5, 2006Sep 11, 2003
Dennis Gerald MckinneyJohn Hancock Investment Management LLC otherManulife Investment Management (US) LLC otherOtherSep 23, 2005Apr 22, 2003
Robert Russell BrouthersJohn Hancock Investment Management LLC otherManulife Investment Management (US) LLC otherOtherSep 9, 2005Jun 13, 2003
Bradley Wayne LarsonJohn Hancock Investment Management LLC otherManulife Investment Management (US) LLC otherOtherAug 11, 2005Dec 12, 2002
Joseph John KosinskiJohn Hancock Investment Management LLC otherManulife Investment Management (US) LLC otherOtherJul 29, 2005Dec 15, 2004
Gregory Jason McleanJohn Hancock Investment Management LLC otherManulife Investment Management (US) LLC otherOtherMar 11, 2005May 8, 2003
Nichol StimacCitigroup Global Markets Inc. otherManulife Investment Management (US) LLC otherOtherSep 10, 2004Nov 18, 2010 (2260 d)
Melissa Joy NordabyJohn Hancock Investment Management LLC otherManulife Investment Management (US) LLC otherOtherJun 8, 2004Jun 13, 2003
David Quinn WhiteJohn Hancock Investment Management LLC otherManulife Investment Management (US) LLC otherOtherApr 29, 2004Sep 11, 2003
Brian HaggertyJohn Hancock Investment Management LLC otherManulife Investment Management (US) LLC otherOtherNov 24, 2003Sep 11, 2003
Peter Joseph DeavanJohn Hancock Investment Management LLC otherManulife Investment Management (US) LLC otherOtherOct 22, 2003Jul 10, 2001
William Lee FriebelJohn Hancock Investment Management LLC otherManulife Investment Management (US) LLC otherOtherSep 9, 2003Jun 22, 2001
Eric Michael KellarJohn Hancock Investment Management LLC otherManulife Investment Management (US) LLC otherOtherSep 9, 2003Aug 22, 2001
Matthew Patrick DoyleJohn Hancock Investment Management LLC otherManulife Investment Management (US) LLC otherOtherJul 10, 2002Sep 14, 2001
James Bradley BakerLegg Mason Wood Walker, Incorporated unclassifiedManulife Investment Management (US) LLC otherOtherJul 9, 2002Aug 9, 2002 (31 d)
Ryan H BodenJohn Hancock Investment Management LLC otherManulife Investment Management (US) LLC otherOtherMay 30, 2002Jun 5, 2001
Romolo Dominick RotturaJohn Hancock Investment Management LLC otherManulife Investment Management (US) LLC otherOtherMay 3, 2002Jul 30, 2001
Page 2 of 2Previous
86 moves match.