DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cg Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Brent Neal Bruggink	Fifth Third Securities, Inc. other	Cg Advisory Services independent RIA	Other	Oct 19, 2015	May 12, 2023 (2762 d)
Donald A Mcleod	Invest Financial Corporation other	Cg Advisory Services other	Other	Oct 6, 2015	Dec 23, 2015 (78 d)
Paul Edgar Erickson	Invest Financial Corporation other	Cg Advisory Services other	Other	Jul 21, 2015	Jun 1, 2011
James Brendahl Westwood	Invest Financial Corporation other	Cg Advisory Services other	Other	Jul 20, 2015	Jun 1, 2011
David Dennis Peters	Invest Financial Corporation other	Cg Advisory Services other	Other	Jun 23, 2015	Sep 12, 2012
Jonathan Lee Cohen	Invest Financial Corporation other	Cg Advisory Services other	Other	May 18, 2015	Sep 24, 2010
Kenneth Patrick Evangelista	Invest Financial Corporation other	Cg Advisory Services other	Other	May 18, 2015	Jan 13, 2011
Scott Christopher Brady	Invest Financial Corporation other	Cg Advisory Services other	Other	May 18, 2015	Sep 24, 2010
Eric T Fritz	Invest Financial Corporation other	Cg Advisory Services other	Other	Mar 25, 2015	Oct 4, 2016 (559 d)
Debra Adair Rosenthal-Ritter	Integrity Alliance, LLC other	Cg Advisory Services other	Other	Dec 31, 2014	Jan 2, 2015
Oliver Paul Gooden	Ameriprise Financial Services, LLC national BD	Cg Advisory Services independent RIA	Affiliated broker-dealer or bank to independent RIA	Dec 5, 2014	Apr 22, 2019 (1599 d)
Jacob Kelly Sanders	Financial Network Associates, Inc. unclassified	Cg Advisory Services other	Other	Jan 20, 2014	Mar 17, 2014 (56 d)
Cody James Lewis	Spc other	Cg Advisory Services other	Other	Nov 18, 2013	Feb 19, 2013
David Parker Hughes	Hornor, Townsend & Kent, LLC other	Cg Advisory Services other	Other	Aug 29, 2013	Aug 27, 2013
Faye Michael Sykes	Hornor, Townsend & Kent, LLC other	Cg Advisory Services other	Other	Aug 29, 2013	Aug 27, 2013
Stuart Sommerville Canzeri	Hornor, Townsend & Kent, LLC other	Cg Advisory Services other	Other	Aug 29, 2013	Aug 27, 2013
Pedro L Torres	Hsbc Securities (USA) Inc. other	Cg Advisory Services other	Other	Jun 7, 2013	Jun 30, 2015 (753 d)
Randolph Thomas Redmond	Concorde Asset Management, LLC other	Cg Advisory Services other	Other	May 23, 2013	Nov 19, 2013 (180 d)
Richard Allen Bean	American Investment Services other	Cg Advisory Services other	Other	Dec 31, 2012	Jan 4, 2013
Shannon Scott Carson	American Investment Services other	Cg Advisory Services other	Other	Dec 31, 2012	Jan 8, 2013
Krista Dawn Mcbeath	American Investment Services other	Cg Advisory Services other	Other	Dec 31, 2012	Oct 15, 2012
Michael Joseph Alimo	American Investment Services other	Cg Advisory Services other	Other	Dec 31, 2012	Dec 17, 2012
Lauren Ashleigh Rosberg	American Investment Services other	Cg Advisory Services other	Other	Dec 31, 2012	Oct 10, 2012
Victor Gabriel Boltniew	American Investment Services other	Cg Advisory Services other	Other	Dec 31, 2012	Oct 11, 2012
Gary Robert Komarek	American Investment Services other	Cg Advisory Services other	Other	Dec 31, 2012	Oct 10, 2012
David Michael Teroller	Invest Financial Corporation other	Cg Advisory Services other	Other	Dec 7, 2012	Nov 8, 2012
Ryan Joseph Mccarty	American Investment Services other	Cg Advisory Services other	Other	Nov 9, 2012	Jul 9, 2013 (242 d)
Thomas Frederick Austin	American Investment Services other	Cg Advisory Services other	Other	Nov 9, 2012	Aug 3, 2012
Timothy Roy Loving	Poterack Capital Advisory, Inc. other	Cg Advisory Services other	Other	Aug 20, 2012	May 24, 2012
Ryan Richard Poterack	Poterack Capital Advisory, Inc. other	Cg Advisory Services other	Other	Aug 20, 2012	Aug 17, 2012
David Andrew Brooks	J. W. Cole Advisors, Inc. other	Cg Advisory Services other	Other	Jun 13, 2012	Jun 28, 2012
Jay William Greer	Wealth Creation & Preservation, LLC unclassified	Cg Advisory Services other	Other	Apr 27, 2012	Feb 3, 2012
Jeffrey Alan Imber	Horizons Planning Corporation state registered	Cg Advisory Services other	Other	Mar 26, 2012	Jun 10, 2011
Michael John Granbois	Invest Financial Corporation other	Cg Advisory Services other	Other	Mar 7, 2012	Mar 14, 2012
Dennis James Prout	Prout Financial Design unclassified	Cg Advisory Services other	Other	May 31, 2011	Feb 9, 2011
William Kevin Jenkins	Invest Financial Corporation other	Cg Advisory Services independent RIA	Other	Feb 11, 2011	Jan 1, 2025 (5073 d)
Anthony Joseph Mazzali	Invest Financial Corporation other	Cg Advisory Services other	Other	Feb 11, 2011	Sep 24, 2010
Keith Motusesky	Invest Financial Corporation other	Cg Advisory Services other	Other	Feb 11, 2011	Feb 9, 2011
Thomas Bernard Doran	Invest Financial Corporation other	Cg Advisory Services other	Other	Feb 11, 2011	Sep 24, 2010
Adam Patrick Lesperance	Invest Financial Corporation other	Cg Advisory Services other	Other	Feb 11, 2011	Sep 24, 2010
Karen Joy Fritz	Invest Financial Corporation other	Cg Advisory Services other	Other	Feb 11, 2011	Sep 24, 2010
Parke Grant Petersen	Invest Financial Corporation other	Cg Advisory Services other	Other	Feb 11, 2011	Oct 20, 2010
David Michael Robinson	Invest Financial Corporation other	Cg Advisory Services other	Other	Feb 9, 2011	Sep 2, 2010
Ryan Riley	Invest Financial Corporation other	Cg Advisory Services other	Other	Dec 9, 2010	Sep 24, 2010

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104 moves match.