DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cl Wealth Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Eduardo Rafael Iniguez	Workman Securities Corporation unclassified	Cl Wealth Management LLC other	Other	Sep 30, 2011	Oct 4, 2011
John Joseph Wyngaard	Workman Securities Corporation unclassified	Cl Wealth Management LLC other	Other	Sep 30, 2011	Oct 3, 2011
William Joseph Walsh	Workman Securities Corporation unclassified	Cl Wealth Management LLC other	Other	Sep 30, 2011	Oct 3, 2011
Philip Bruce Spear	Workman Securities Corporation unclassified	Cl Wealth Management LLC other	Other	Sep 30, 2011	Oct 3, 2011
Peter Edward Bianchetto	Workman Securities Corporation unclassified	Cl Wealth Management LLC other	Other	Sep 30, 2011	Oct 6, 2011
George Nicholas Yankoupe	Workman Securities Corporation unclassified	Cl Wealth Management LLC other	Other	Sep 30, 2011	Oct 3, 2011
Mark Edward Urban	Workman Securities Corporation unclassified	Cl Wealth Management LLC other	Other	Sep 30, 2011	Nov 4, 2011 (35 d)
Brian Paul Kozak	Workman Securities Corporation unclassified	Cl Wealth Management LLC other	Other	Sep 30, 2011	Oct 11, 2011
Mitchell L Ray	Workman Securities Corporation unclassified	Cl Wealth Management LLC other	Other	Sep 30, 2011	Oct 4, 2011
Scott R Luecke	Workman Securities Corporation unclassified	Cl Wealth Management LLC other	Other	Sep 30, 2011	Oct 3, 2011
Dennis Alan Lipoff	Workman Securities Corporation unclassified	Cl Wealth Management LLC other	Other	Sep 30, 2011	Oct 3, 2011
Samuel Gerald Coccia	Workman Securities Corporation unclassified	Cl Wealth Management LLC other	Other	Sep 30, 2011	Oct 4, 2011
Bryan Joseph Bourgeois	Workman Securities Corporation unclassified	Cl Wealth Management LLC other	Other	Sep 30, 2011	Oct 3, 2011
Paul Beckman	Workman Securities Corporation unclassified	Cl Wealth Management LLC other	Other	Sep 30, 2011	Oct 4, 2011
Travis James Story	Workman Securities Corporation unclassified	Cl Wealth Management LLC other	Other	Sep 30, 2011	Oct 3, 2011
Sterling Christen Jack	Workman Securities Corporation unclassified	Cl Wealth Management LLC other	Other	Sep 30, 2011	Oct 5, 2011
Kim Trzeciak	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Cl Wealth Management LLC other	Other	Sep 12, 2011	Jun 5, 2012 (267 d)
Taren Messenger	Kaiser Wealth Management other	Cl Wealth Management LLC other	Other	Jul 26, 2011	Jan 20, 2012 (178 d)
Andre D Williams	Equitable Advisors, LLC national BD	Cl Wealth Management LLC other	Other	Jul 18, 2011	Feb 1, 2012 (198 d)
Albert Akerman	Andrew Garrett, Inc. other	Cl Wealth Management LLC other	Other	Jul 13, 2011	Feb 10, 2012 (212 d)
Jeffery Adam Hardin	Girard Securities, Inc. other	Cl Wealth Management LLC other	Other	Jun 24, 2011	Aug 3, 2011 (40 d)
Jeffrey Reed Nesseth	Girard Securities, Inc. other	Cl Wealth Management LLC other	Other	Jun 23, 2011	Jul 18, 2011
Dennis Dale Mesward	Girard Securities, Inc. other	Cl Wealth Management LLC other	Other	Jun 23, 2011	Aug 8, 2011 (46 d)
John Earle Redfearn	Girard Securities, Inc. other	Cl Wealth Management LLC other	Other	Jun 23, 2011	Jul 13, 2011
Luke F Baum	Cbiz Wealth Management, LLC unclassified	Cl Wealth Management LLC BD affiliated	Other	Jun 15, 2011	Nov 14, 2019 (3074 d)
James Arnold Hintz	American Beacon Wealth Management, Inc. unclassified	Cl Wealth Management LLC other	Other	Jun 8, 2011	Mar 29, 2011
Shannon Agnes Shehorn	Allied Beacon Partners, Inc. unclassified	Cl Wealth Management LLC other	Other	Apr 8, 2011	Jun 2, 2011 (55 d)
Richard Joseph Augustine	Osaic Wealth, Inc. other	Cl Wealth Management LLC other	Other	May 6, 2010	Aug 12, 2011 (463 d)
Michael Robert Palmisano	Voya Financial Advisors, Inc. other	Cl Wealth Management LLC other	Other	Apr 21, 2010	Mar 23, 2011 (336 d)
Joseph G Doniger	MML Investors Services, LLC other	Cl Wealth Management LLC other	Other	Nov 20, 2009	Oct 20, 2011 (699 d)
Elana Rachel Feigenblatt	Barclays Capital Inc. other	Cl Wealth Management LLC other	Other	Nov 11, 2009	Jul 31, 2012 (993 d)
Shawnee G Anderson	Valic Financial Advisors, Inc. other	Cl Wealth Management LLC other	Other	Jan 27, 2009	Jan 23, 2009
William Hartwell Cox	Voya Financial Advisors, Inc. other	Cl Wealth Management LLC other	Other	Nov 27, 2006	Nov 28, 2006
Mary Frances Martin-Falanga	Legg Mason Wood Walker, Incorporated unclassified	Cl Wealth Management LLC other	Other	Jan 26, 2006	Jan 26, 2006
George Thomas Haskins	Bi Investments, LLC unclassified	Cl Wealth Management LLC other	Other	Sep 16, 2005	Sep 28, 2005
Susan Renee Seitter	Uvest Financial Services Group, Inc. unclassified	Cl Wealth Management LLC other	Other	May 31, 2005	Sep 15, 2005 (107 d)
Mary Ellen Twigg	Uvest Financial Services Group, Inc. unclassified	Cl Wealth Management LLC other	Other	May 31, 2005	Sep 14, 2005 (106 d)
John J Palmatier	RBC Capital Markets, LLC national BD	Cl Wealth Management LLC other	Other	Mar 10, 2004	Mar 12, 2012 (2924 d)
Thomas Winfield Steele	Advantage Capital Corporation unclassified	Cl Wealth Management LLC other	Other	Feb 17, 2004	Feb 14, 2006 (728 d)
Rf Burke Steele	Advantage Capital Corporation unclassified	Cl Wealth Management LLC other	Other	Feb 9, 2004	Feb 9, 2006 (731 d)

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100 moves match.