DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Capital Investment Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffery Alan HannaSouthbridge otherCapital Investment Advisory Services, LLC BD affiliatedOtherOct 1, 2015Sep 1, 2020 (1797 d)
Richard Elwood RoseMML Investors Services, LLC otherCapital Investment Advisory Services, LLC otherOtherSep 22, 2015Jan 21, 2016 (121 d)
Angela Sue DiehlCape Fear Securities, Inc. unclassifiedCapital Investment Advisory Services, LLC otherOtherSep 18, 2015Oct 9, 2015
Sumner M ParhamCape Fear Securities, Inc. unclassifiedCapital Investment Advisory Services, LLC otherOtherSep 18, 2015Sep 18, 2015
Murray Odom DugginsCape Fear Securities, Inc. unclassifiedCapital Investment Advisory Services, LLC otherOtherSep 10, 2015Jun 13, 2017 (642 d)
Michelle D OnorioForesters Advisory Services, LLC otherCapital Investment Advisory Services, LLC otherOtherAug 25, 2015Nov 16, 2015 (83 d)
Victor Anthony BanksFirst American Securities, Inc. unclassifiedCapital Investment Advisory Services, LLC otherOtherOct 20, 2014Dec 5, 2014 (46 d)
Matthew L MowlesWells Fargo Advisors wirehouseCapital Investment Advisory Services, LLC otherOtherSep 11, 2014Sep 5, 2014
Don Pratt FergusonVoya Financial Advisors, Inc. otherCapital Investment Advisory Services, LLC otherOtherMay 20, 2014May 20, 2014
William Francis SimpsonVoya Financial Advisors, Inc. otherCapital Investment Advisory Services, LLC otherOtherMay 20, 2014May 20, 2014
Gerald Roger OwensVoya Financial Advisors, Inc. otherCapital Investment Advisory Services, LLC otherOtherMay 20, 2014May 20, 2014
Eugene Cebron ThompsonWells Fargo Advisors wirehouseCapital Investment Advisory Services, LLC otherOtherFeb 14, 2014Feb 13, 2014
Preston Neal MahanWells Fargo Advisors wirehouseCapital Investment Advisory Services, LLC otherOtherDec 16, 2013Nov 5, 2015 (689 d)
Patrick James TuiteWells Fargo Advisors wirehouseCapital Investment Advisory Services, LLC otherOtherNov 29, 2013Dec 3, 2013
Gavin Marshall LangleyLPL Financial LLC otherCapital Investment Advisory Services, LLC otherOtherSep 12, 2013Sep 6, 2013
Allen Ryan BurtonWells Fargo Advisors wirehouseCapital Investment Advisory Services, LLC otherOtherAug 12, 2013Aug 9, 2013
Jonathan Andrew IngramFirst Citizens Investor Services, Inc. otherCapital Investment Advisory Services, LLC otherOtherJul 15, 2013Oct 24, 2013 (101 d)
Tammie Lyn FarrellWells Fargo Advisors wirehouseCapital Investment Advisory Services, LLC otherOtherOct 9, 2012Oct 9, 2012
Paul Edgerton CranfillCapital Investment Counsel Inc otherCapital Investment Advisory Services, LLC otherOtherFeb 17, 2012Mar 16, 2012
Sarah Louise GrayBb&T Investment Services, Inc. no RAUMCapital Investment Advisory Services, LLC otherOtherNov 1, 2011Nov 3, 2011
David Blair ThompsonPark Avenue Securities LLC otherCapital Investment Advisory Services, LLC otherOtherAug 17, 2011Aug 15, 2011
Charles William PendergraftMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCapital Investment Advisory Services, LLC otherOtherJun 17, 2011Jul 24, 2011 (37 d)
Jamie David SledgeCic Advisers, LLC unclassifiedCapital Investment Advisory Services, LLC otherOtherMay 2, 2011Apr 1, 2009
Michael Sheridan YorkWells Fargo Advisors wirehouseCapital Investment Advisory Services, LLC otherOtherJan 19, 2011Jan 18, 2011
Melissa Godwin ScottCapital Guardian Wealth Management, LLC otherCapital Investment Advisory Services, LLC otherOtherDec 17, 2010Dec 20, 2010
Douglas William GowEsi Financial Advisors otherCapital Investment Advisory Services, LLC otherOtherSep 21, 2010Sep 13, 2010
Eric Rogers GaddyFirst Citizens Investor Services, Inc. otherCapital Investment Advisory Services, LLC otherOtherJul 21, 2010Sep 8, 2010 (49 d)
Robert Cline WilliamsEsi Financial Advisors otherCapital Investment Advisory Services, LLC otherOtherDec 31, 2009Jan 15, 2010
Craig Murchison McdanielCic Advisers, LLC unclassifiedCapital Investment Advisory Services, LLC otherOtherSep 25, 2009Sep 29, 2009
Elizabeth Watts RogersWells Fargo Advisors wirehouseCapital Investment Advisory Services, LLC otherOtherJul 6, 2009Jul 2, 2009
Ryan Anthony MumyWells Fargo Advisors wirehouseCapital Investment Advisory Services, LLC otherOtherJul 6, 2009Jul 2, 2009
Dante Perron McdowellEsi Financial Advisors otherCapital Investment Advisory Services, LLC otherOtherJun 12, 2009Jun 10, 2009
James Russell BeamMorgan Stanley Dw Inc. unclassifiedCapital Investment Advisory Services, LLC BD affiliatedOtherOct 6, 2004May 17, 2023 (6797 d)
Lawrence Roger AllenBb&T Investment Services, Inc. no RAUMCapital Investment Advisory Services, LLC BD affiliatedOtherJul 18, 2003Feb 11, 2026 (8244 d)
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94 moves match.