DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sofi Wealth LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan Garcia | Citigroup Global Markets Inc. BD affiliated | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2022 | Jul 15, 2022 (86 d) |
| Candice Lee Gilman | Realta Investment Advisors, Inc BD affiliated | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2022 | Mar 23, 2022 |
| Amanda Holder- Williams | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sofi Wealth LLC independent RIA | Wirehouse to independent RIA | Mar 22, 2022 | Jul 22, 2022 (122 d) |
| Michael Maher | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sofi Wealth LLC independent RIA | Wirehouse to independent RIA | Mar 7, 2022 | Mar 22, 2022 |
| Alexander Joseph | Ameriprise Financial Services, LLC national BD | Sofi Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2022 | Oct 21, 2025 (1344 d) |
| Charrissa Christy Wright | First Command Advisory Services BD affiliated | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2022 | Feb 28, 2022 |
| Kenzie Major | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sofi Wealth LLC independent RIA | Wirehouse to independent RIA | Jan 18, 2022 | Feb 3, 2022 |
| Kendall Meade | Robert W. Baird & Co. Incorporated mixed wealth | Sofi Wealth LLC independent RIA | RIA to RIA | Jan 10, 2022 | Jan 31, 2022 |
| Eduardo Alfaro | LPL Financial LLC BD affiliated | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2021 | Apr 28, 2022 (170 d) |
| Christopher Matthew Patzelt-Russo | Equitable Advisors, LLC national BD | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2021 | Sep 17, 2021 |
| Johnny Francesco Mazzeo | Citigroup Global Markets Inc. BD affiliated | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2021 | Sep 17, 2021 (31 d) |
| Adam Duncan | Fidelity Personal And Workplace Advisors BD affiliated | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2021 | Apr 22, 2021 |
| Brandon P Milliken | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sofi Wealth LLC independent RIA | Wirehouse to independent RIA | Apr 19, 2021 | May 3, 2021 |
| Spencer Page | Wells Fargo Advisors wirehouse | Sofi Wealth LLC independent RIA | Wirehouse to independent RIA | Apr 14, 2021 | Apr 20, 2021 |
| Robert Marshall Hill | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sofi Wealth LLC independent RIA | Wirehouse to independent RIA | Apr 12, 2021 | Apr 20, 2021 |
| Jennifer Doherty | LPL Financial LLC BD affiliated | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2021 | Apr 29, 2021 |
| Jackson Levi Leitzinger | Morgan Stanley wirehouse | Sofi Wealth LLC independent RIA | Wirehouse to independent RIA | Apr 6, 2021 | Apr 14, 2021 |
| William Wayne Patterson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sofi Wealth LLC independent RIA | Wirehouse to independent RIA | Mar 30, 2021 | Apr 14, 2021 |
| Robert Gilbert | Commonwealth Financial Network national BD | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2021 | Apr 13, 2021 |
| Stefanie Nicole Swezey | Ameriprise Financial Services, LLC national BD | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2021 | Jul 1, 2021 (97 d) |
| Elizabeth Frances Thomas | Bny Mellon Securities Corporation BD affiliated | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2021 | Apr 12, 2021 |
| Steven D Klatt-Donohoe | Fidelity Personal And Workplace Advisors BD affiliated | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2021 | Dec 13, 2022 (641 d) |
| Alexander Meldrum | Wells Fargo Advisors wirehouse | Sofi Wealth LLC independent RIA | Wirehouse to independent RIA | Mar 5, 2021 | Apr 20, 2021 (46 d) |
| Sami Huseinovic | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sofi Wealth LLC independent RIA | Wirehouse to independent RIA | Feb 22, 2021 | Mar 16, 2021 |
| Christopher Lee Mcgoogin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sofi Wealth LLC independent RIA | Wirehouse to independent RIA | Feb 19, 2021 | Mar 19, 2021 |
| Andrew Adam Evener | Kestra Advisory Services, LLC BD affiliated | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2021 | Mar 16, 2021 (61 d) |
| Joseph Dennis Cowper | Morgan Stanley wirehouse | Sofi Wealth LLC independent RIA | Wirehouse to independent RIA | Dec 21, 2020 | Apr 20, 2021 (120 d) |
| Erin Elizabeth Daniel | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sofi Wealth LLC independent RIA | Wirehouse to independent RIA | Dec 4, 2020 | Mar 28, 2022 (479 d) |
| Gentian Plaku | Pnc Wealth Management BD affiliated | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2020 | Oct 13, 2020 |
| Zachary Pero | E*Trade Capital Management, LLC independent RIA | Sofi Wealth LLC independent RIA | RIA to RIA | Aug 26, 2020 | Feb 18, 2022 (541 d) |
| David Shawn Newsome | Fidelity Personal And Workplace Advisors BD affiliated | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2020 | Aug 21, 2020 |
| Jorge Batista De Oliveira Neto | Wells Fargo Advisors wirehouse | Sofi Wealth LLC independent RIA | Wirehouse to independent RIA | Apr 16, 2020 | May 29, 2020 (43 d) |
| Jeremy Eric Johansen | Kestra Advisory Services, LLC BD affiliated | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2019 | Oct 14, 2020 (399 d) |
| Michael Alexandre | Td Ameritrade, Inc. no RAUM | Sofi Wealth LLC BD affiliated | Other | Jul 19, 2019 | Oct 9, 2025 (2274 d) |
| Theresa Jeanette Combs | Capital Wealth, LLC independent RIA | Sofi Wealth LLC independent RIA | RIA to RIA | May 13, 2019 | Jun 25, 2019 (43 d) |
| Robert Earl Brabson | Affinity Wealth Management LLC independent RIA | Sofi Wealth LLC independent RIA | RIA to RIA | May 7, 2019 | May 10, 2019 |
| Charles R Hall | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sofi Wealth LLC independent RIA | Wirehouse to independent RIA | May 6, 2019 | Apr 27, 2021 (722 d) |
| Justin Aaron Raleigh | Wells Fargo Advisors wirehouse | Sofi Wealth LLC independent RIA | Wirehouse to independent RIA | Mar 26, 2019 | Jul 1, 2019 (97 d) |
| Patrick Domenic Ricci | Capital One Advisors, LLC no RAUM | Sofi Wealth LLC independent RIA | Other | Feb 12, 2019 | Feb 8, 2021 (727 d) |
| Joshua Glenn Clayton | Capital One Advisors, LLC no RAUM | Sofi Wealth LLC independent RIA | Other | Feb 8, 2019 | Aug 4, 2022 (1273 d) |
| Elizabeth Faye Bartlett | Td Ameritrade, Inc. no RAUM | Sofi Wealth LLC independent RIA | Other | Jan 15, 2019 | Aug 22, 2022 (1315 d) |
| Ray Valerio | Morgan Stanley wirehouse | Sofi Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 21, 2018 | Jan 6, 2026 (2603 d) |
| Brian Michael Walsh | Advice And Planning Services BD affiliated | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 20, 2018 | Aug 28, 2018 (69 d) |
| Nikita A Shah | Scottrade Investment Management BD affiliated | Sofi Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2018 | Jan 14, 2020 (677 d) |
| Marcus Minsky | Capital One Advisors, LLC other | Sofi Wealth LLC independent RIA | Other | Mar 6, 2018 | Jan 8, 2020 (673 d) |
| Max Kimball | Morgan Stanley wirehouse | Sofi Wealth LLC independent RIA | Wirehouse to independent RIA | Oct 2, 2017 | Jun 27, 2019 (633 d) |
| Joshua J Hendricks | E*Trade Capital Management, LLC other | Sofi Wealth LLC independent RIA | Other | Sep 19, 2017 | Nov 9, 2018 (416 d) |
| Gregory Matthew Palmieri | Usaa Financial Planning Services no RAUM | Sofi Wealth LLC independent RIA | Other | Aug 7, 2017 | Jan 14, 2020 (890 d) |
| Christopher Dean Bingham | Td Ameritrade, Inc. no RAUM | Sofi Wealth LLC independent RIA | Other | Jul 12, 2017 | Feb 28, 2019 (596 d) |
| Ryan Kent Tuttle | Td Ameritrade Investment Management, LLC other | Sofi Wealth LLC other | Other | Jun 21, 2017 | Jun 22, 2017 |
| Richard Chad Jones | Td Ameritrade, Inc. no RAUM | Sofi Wealth LLC other | Other | Jun 12, 2017 | Jul 6, 2017 |
| Blake Edward Watts | J.P. Morgan Securities LLC wirehouse | Sofi Wealth LLC no RAUM | Other | Feb 22, 2016 | Feb 11, 2016 |
| Elliott Robert Grisham | Citigroup Global Markets Inc. other | Sofi Wealth LLC no RAUM | Other | Sep 18, 2014 | Feb 17, 2016 (517 d) |
| Matthew Allen Taylor | Wells Fargo Investments, LLC unclassified | Sofi Wealth LLC no RAUM | Other | Nov 24, 2010 | Oct 6, 2015 (1777 d) |
Page 2 of 2Previous
114 moves match.