DFX Intelligence
Advisor moves
Arrivals at Osaic Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kirk Francis Henderson | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Dec 6, 2024 (56 d) |
| Anthony Leo Ritter | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| James C. Leo | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| Theodore Robert Taddei | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 23, 2024 |
| Xavier Clemente Felipe | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 14, 2024 |
| Lynn Marie Bianco | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Ronit Rogoszinski | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Connie Louise Stein Neff | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Larry Bernard Hughes | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 16, 2024 |
| Louis Thomas Nazzaro | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Jubin Keyvan | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Nov 5, 2024 |
| Joseph Patrick Cain | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Mark David Lea | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 14, 2024 |
| Juan Carlos Benedeti | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 14, 2024 |
| George Peter Bellucci | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| Patrick Christian Mcgovern | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Joseph Leo Rooyakkers | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Alan M Kirschenbaum | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Brett David Shofner | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| Joseph John Messina | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Matthew P Kondrath | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Armando Fernandez | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 14, 2024 |
| Richard Anthony Russo | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Rabin Kaydanian | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Louis Robert Hery | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| Steven Bruce Baker | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Mark A Cirelli | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| William Clifford Hanf | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Craig A. Ciszewski | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| John L Costello | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| Ryan R Weier | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| James B. Costello | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Jan 16, 2025 (97 d) |
| Erica Michelle Smith | Osaic Wealth, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| Conner Hartman | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 15, 2024 |
| Stanley Alterman | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Lawrence Todd Larmer | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 12, 2024 |
| Gary Blayde Davis | American Portfolios Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Oct 14, 2024 |
| James Andrew Michaels | Everest Financial Group independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 8, 2024 | Sep 4, 2024 |
| Jason Harris Gerb | Triad Advisors, LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2024 | Sep 20, 2021 |
| Theresa A Labadie | Triad Advisors, LLC BD affiliated | Osaic Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2024 | Mar 7, 2018 |
| Josh Schechter | Triad Advisors, LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2024 | May 2, 2022 |
| Scott Rothbort | Kingswood Wealth Advisors, LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2024 | Jul 1, 2024 |
| Carly Rothbort | Kingswood Wealth Advisors, LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2024 | Jul 1, 2024 |
| Kyle Sean Jobin | Spc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2024 | Jun 18, 2024 |
| Justin Russo | Spc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2024 | Jun 14, 2024 |
| Johnnie Lee Chestnut | Spc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2024 | May 31, 2024 |
| Cameron Nicholas Chestnut | Spc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2024 | May 31, 2024 |
| David C Michalk | Waterway Wealth Management, L.L.C. independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 15, 2024 | Mar 7, 2024 |
| Michael Thomas Parrott | Waterway Wealth Management, L.L.C. independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 15, 2024 | Mar 7, 2024 |
| Karl Anthony Moore | Moore Wealth Management L.L.C. unclassified | Osaic Advisory Services, LLC BD affiliated | Other | Mar 12, 2024 | Dec 11, 2023 |
| Derek Parsons | Moore Wealth Management L.L.C. unclassified | Osaic Advisory Services, LLC BD affiliated | Other | Mar 12, 2024 | Dec 11, 2023 |
| Cory Underwood | B. Riley Wealth Advisors, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2024 | Feb 26, 2024 |
| Joann Fontanez | Raymond James Financial Services Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2024 | Mar 15, 2024 |
| Timothy Giampetroni | Cetera Investment Advisers LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2024 | Jan 19, 2024 |
| Paul Daniel Franco | Ameriprise Financial Services, LLC national BD | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2024 | Jan 12, 2024 |
| Roberta Frances Daugherty | Ameriprise Financial Services, LLC national BD | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2024 | Jan 12, 2024 |
| Joseph Benjamin Strike | Ameriprise Financial Services, LLC national BD | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2024 | Jan 12, 2024 |
| Kimberly A Cavaliere | Ameriprise Financial Services, LLC national BD | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Jan 16, 2024 |
| Mary Grace Ales | Cetera Advisors LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2024 | Jan 10, 2024 |
| Brett Matthew Bollaert | Cetera Investment Advisers LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2024 | Jan 10, 2024 |
271 moves match.