DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Stonex Advisors Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Alison J Brown	Three Chopt Financial Planning, LLC unclassified	Stonex Advisors Inc. BD affiliated	Other	Jul 3, 2018	Sep 16, 2022 (1536 d)
Brett Alan Kuykendall	Pnc Wealth Management BD affiliated	Stonex Advisors Inc. BD affiliated	Affiliated broker-dealer or bank to another	Jun 15, 2018	Jun 11, 2018
James Graves	Td Ameritrade, Inc. no RAUM	Stonex Advisors Inc. BD affiliated	Other	Mar 7, 2018	Mar 20, 2019 (378 d)
Nathan Collins	Planmember Securities Corporation other	Stonex Advisors Inc. BD affiliated	Other	Mar 6, 2018	Mar 14, 2018
Ty Ray Keenum	Morgan Stanley wirehouse	Stonex Advisors Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	Feb 23, 2018	Jul 2, 2018 (129 d)
Frank Stephen Sparger	Capital Guardian Wealth Management, LLC other	Stonex Advisors Inc. other	Other	Dec 31, 2017	Aug 5, 2017
Albert A Velez	Quest Capital Strategies, Inc. other	Stonex Advisors Inc. BD affiliated	Other	Dec 31, 2017	Mar 19, 2021 (1174 d)
Jillianne Wilkinson	Bts Asset Management, Inc. other	Stonex Advisors Inc. other	Other	Oct 26, 2017	Aug 14, 2017
Ernest Lino Jordan	First Allied Advisory Services, Inc. other	Stonex Advisors Inc. other	Other	Oct 10, 2017	Oct 6, 2017
Daniel Woodrow Bird	Wells Fargo Advisors wirehouse	Stonex Advisors Inc. other	Other	Jun 27, 2017	Jun 23, 2017
Mitchell Nelson	Cetera Advisors LLC other	Stonex Advisors Inc. other	Other	Apr 5, 2017	Apr 5, 2017
John F Porrecca	Msi Financial Services, Inc. other	Stonex Advisors Inc. other	Other	Feb 23, 2017	Feb 24, 2017
Alvaro Torres	Citigroup Global Markets Inc. other	Stonex Advisors Inc. BD affiliated	Other	Feb 3, 2017	Nov 23, 2020 (1389 d)
Kevin Arthur Rhodes	Private Advisor Group, LLC other	Stonex Advisors Inc. other	Other	Oct 13, 2016	Sep 30, 2016
Robert Edward Lyles	Pnc Wealth Management other	Stonex Advisors Inc. other	Other	Aug 23, 2016	Jan 5, 2017 (135 d)
Jesse Gordon Parks	Sterne Agee Asset Management, Inc. other	Stonex Advisors Inc. other	Other	Jul 5, 2016	Jul 1, 2016
Millard Bland Morrison	Sterne Agee Asset Management, Inc. other	Stonex Advisors Inc. other	Other	Jul 5, 2016	Jul 1, 2016
David William Allen	Sterne Agee Asset Management, Inc. other	Stonex Advisors Inc. other	Other	Jul 5, 2016	Jul 1, 2016
Beverly Greene Surles	Sterne Agee Asset Management, Inc. other	Stonex Advisors Inc. other	Other	Jul 5, 2016	Jul 5, 2016
Shane Jason Neal	Sterne Agee Asset Management, Inc. other	Stonex Advisors Inc. other	Other	Jul 5, 2016	Jul 1, 2016
Andrew Dixon Wade	Sterne Agee Asset Management, Inc. other	Stonex Advisors Inc. other	Other	Jul 5, 2016	Jul 5, 2016
Bradley Allan Brown	Sterne Agee Asset Management, Inc. other	Stonex Advisors Inc. other	Other	Jul 5, 2016	Jul 5, 2016
Candice Adkinson Burton Parker	Stifel, Nicolaus & Company, Incorporated national BD	Stonex Advisors Inc. other	Other	Jun 30, 2016	Jul 5, 2016
Shane Otto	Stifel, Nicolaus & Company, Incorporated national BD	Stonex Advisors Inc. BD affiliated	Affiliated broker-dealer or bank to another	Apr 8, 2016	Jan 16, 2018 (648 d)
Joseph Scott Hudock	Sterne Agee Asset Management, Inc. other	Stonex Advisors Inc. BD affiliated	Other	Jan 11, 2016	Jun 29, 2018 (900 d)
Andre Luiz Reno Monteiro	Citigroup Global Markets Inc. other	Stonex Advisors Inc. BD affiliated	Other	Dec 7, 2015	Aug 19, 2026 (3908 d)
Timothy Brian Walls	Cetera Investment Advisers LLC other	Stonex Advisors Inc. other	Other	Nov 18, 2015	Sep 13, 2016 (300 d)
Anthony Eric Kromer	B Riley Wealth Management other	Stonex Advisors Inc. other	Other	Jun 5, 2015	Oct 6, 2015 (123 d)
Patrick Edward O'Connor	Cambridge Investment Research Advisors, Inc. other	Stonex Advisors Inc. other	Other	Apr 7, 2015	Mar 30, 2015
Ethan Allen Cox	Cambridge Investment Research Advisors, Inc. other	Stonex Advisors Inc. other	Other	Apr 7, 2015	Mar 31, 2015
Edward Allen Maynard	Cambridge Investment Research Advisors, Inc. other	Stonex Advisors Inc. other	Other	Apr 6, 2015	Mar 30, 2015
Michael Louis Perkins	Cambridge Investment Research Advisors, Inc. other	Stonex Advisors Inc. other	Other	Apr 6, 2015	Mar 30, 2015
Eric Cohen	Msi Financial Services, Inc. other	Stonex Advisors Inc. other	Other	Mar 16, 2015	Mar 11, 2015
Milind Jagdish Shah	Msi Financial Services, Inc. other	Stonex Advisors Inc. other	Other	Mar 16, 2015	Mar 6, 2015
William Edward Walker	Sterne Agee Investment Advisor Services, Inc. other	Stonex Advisors Inc. BD affiliated	Other	Oct 30, 2013	Nov 10, 2020 (2568 d)
Stephen Michael Ference	Cetera Advisor Networks LLC other	Stonex Advisors Inc. BD affiliated	Other	Nov 15, 2011	Apr 9, 2018 (2337 d)
Eric Michael Luckey	LPL Financial LLC other	Stonex Advisors Inc. other	Other	Oct 31, 2011	Jun 15, 2017 (2054 d)
Dustin Hoffman Sturm	Waddell & Reed other	Stonex Advisors Inc. BD affiliated	Other	Nov 24, 2010	Aug 18, 2021 (3920 d)
Mark Thomas Kollar	True Wealth Design, LLC independent RIA	Stonex Advisors Inc. other	Other	Sep 22, 2010	Feb 23, 2017 (2346 d)
Steven Paul Cook	Questar Capital Corporation unclassified	Stonex Advisors Inc. BD affiliated	Other	Nov 3, 2003	Jan 17, 2026 (8111 d)

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100 moves match.