DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lanark Financial, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Trey Novara	Equitable Advisors, LLC national BD	Lanark Financial, Inc. other	Other	Sep 25, 2013	Sep 23, 2013
Ahmed Y Stephens	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Lanark Financial, Inc. other	Other	Jul 5, 2013	Jul 3, 2013
Sammy Joe Wells	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Lanark Financial, Inc. other	Other	Mar 4, 2013	Mar 11, 2013
Bruce Paul Betz	RBC Capital Markets, LLC national BD	Lanark Financial, Inc. other	Other	Feb 8, 2013	Feb 5, 2013
David Bevier Taylor	RBC Capital Markets, LLC national BD	Lanark Financial, Inc. other	Other	Feb 8, 2013	Feb 5, 2013
Steven Greg Abrams	RBC Capital Markets, LLC national BD	Lanark Financial, Inc. other	Other	Feb 8, 2013	Feb 1, 2013
Patrick Joseph Buffa	RBC Capital Markets, LLC national BD	Lanark Financial, Inc. other	Other	Jul 25, 2012	Jul 16, 2012
William Lincoln Braude	RBC Capital Markets, LLC national BD	Lanark Financial, Inc. other	Other	Jul 16, 2012	Jul 6, 2012
Gary B Hessert	Td Ameritrade Investment Management, LLC other	Lanark Financial, Inc. other	Other	Jun 12, 2012	Nov 15, 2012 (156 d)
James Horace Davis	Davis Reseland, LLC unclassified	Lanark Financial, Inc. other	Other	Mar 30, 2012	Apr 16, 2012
Kyle J Hallman	Raymond James Financial Services Advisors, Inc other	Lanark Financial, Inc. other	Other	Mar 15, 2012	Mar 12, 2012
Timothy Smith Jones	Tca Financial Group, LLC unclassified	Lanark Financial, Inc. other	Other	Feb 7, 2012	Jan 29, 2014 (722 d)
Kerry Jean Kimmel-Geiger	Woodbury Financial Services, Inc. other	Lanark Financial, Inc. other	Other	Jun 10, 2011	Jun 9, 2011
Richard Dale Gant	Osaic Institutions, Inc. other	Lanark Financial, Inc. other	Other	Mar 25, 2011	Apr 13, 2011
Cynthia Megan Tysver	Osaic Institutions, Inc. other	Lanark Financial, Inc. other	Other	Mar 25, 2011	May 26, 2011 (62 d)
Brett Canarelli	Osaic Institutions, Inc. other	Lanark Financial, Inc. other	Other	Mar 25, 2011	Apr 7, 2011
David Edwin Hope	Uvest Financial Services Group, Inc. unclassified	Lanark Financial, Inc. other	Other	Dec 7, 2010	Jan 5, 2011
Charles Wilson Rowell	Morgan Keegan & Company, LLC other	Lanark Financial, Inc. other	Other	Jul 28, 2010	Aug 2, 2010
Cary A Guffey	Colonial Asset Management Inc unclassified	Lanark Financial, Inc. other	Other	Oct 30, 2009	Oct 30, 2009
Hollis Norman Gieger	Brookline Investments, Inc. other	Lanark Financial, Inc. other	Other	Jul 21, 2009	Dec 1, 2004
Andrew Douglass Mullins	Banc Of America Investment Services, Inc. unclassified	Lanark Financial, Inc. other	Other	Mar 26, 2009	Apr 14, 2009
William Watkins Peerman	Peerman Davis LLC unclassified	Lanark Financial, Inc. other	Other	Aug 9, 2007	Feb 9, 2005
Paul William Owen	Uvest Financial Services Group, Inc. unclassified	Lanark Financial, Inc. other	Other	Jun 7, 2007	Jul 5, 2007
Caroline Downing Yeilding	Sterne Agee Asset Management, Inc. other	Lanark Financial, Inc. other	Other	May 11, 2007	May 1, 2007
Brian L. Peterson	Suntrust Investment Services, Inc. other	Lanark Financial, Inc. other	Other	Nov 6, 2006	Nov 22, 2006
Christina Johnson Lane	Wells Fargo Advisors wirehouse	Lanark Financial, Inc. other	Other	Sep 21, 2006	Sep 19, 2006
Matthew Haas Foster	Suntrust Investment Services, Inc. other	Lanark Financial, Inc. other	Other	Jul 24, 2006	Jul 2, 2008 (709 d)
Jeremy Hickey	Wells Fargo Advisors wirehouse	Lanark Financial, Inc. other	Other	Apr 18, 2006	Apr 10, 2006
Montee Allan Sneed	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Lanark Financial, Inc. other	Other	Nov 30, 2005	Nov 28, 2005
Gaye Messmer Pike	J.J.B. Hilliard, W.L. Lyons, LLC other	Lanark Financial, Inc. other	Other	Dec 17, 2004	Apr 14, 2015 (3770 d)
Paul Joseph Vahle	Southtrust Securities, LLC unclassified	Lanark Financial, Inc. other	Other	Dec 13, 2004	Aug 19, 2005 (249 d)
Roxanna Lyn Everett	Osaic Institutions, Inc. other	Lanark Financial, Inc. other	Other	Dec 13, 2004	Jul 20, 2005 (219 d)
Louis Anthony Capezza	Banc Of America Investment Services, Inc. unclassified	Lanark Financial, Inc. other	Other	Aug 19, 2004	Jul 21, 2005 (336 d)
Jeffery Scott Wilkins	Cetera Investment Advisers LLC other	Lanark Financial, Inc. other	Other	Jul 6, 2004	Jul 8, 2004
Ronnie Shannon Shelby	Raymond James Financial Services, Inc. unclassified	Lanark Financial, Inc. other	Other	Nov 25, 2003	Jan 29, 2004 (65 d)
Jonathan Hugh Register	Quintus Asset Management Inc unclassified	Lanark Financial, Inc. other	Other	Oct 2, 2003	Oct 5, 2004 (369 d)
Christian Haas Corts	Quintus Asset Management Inc unclassified	Lanark Financial, Inc. other	Other	Oct 2, 2003	Jan 13, 2004 (103 d)
John R Stone	A. G. Edwards & Sons, Inc. unclassified	Lanark Financial, Inc. other	Other	Jan 21, 2003	Mar 18, 2003 (56 d)
Byron Todd Golden	Amsouth Investment Management Company LLC unclassified	Lanark Financial, Inc. other	Other	Jan 16, 2003	Oct 1, 2003 (258 d)
Harland Ira Jacobs	UBS Financial Services Inc. wirehouse	Lanark Financial, Inc. other	Other	Nov 5, 2002	Oct 24, 2002
Charles Mark Willoughby	Captrust Financial Advisors, LLC unclassified	Lanark Financial, Inc. other	Other	Jun 6, 2002	May 31, 2002
Timothy Jude Pagliara	Captrust Financial Advisors, LLC unclassified	Lanark Financial, Inc. other	Other	Jun 6, 2002	May 31, 2002
Michelle Cook	Amsouth Investment Services, Inc. unclassified	Lanark Financial, Inc. other	Other	Jun 4, 2002	Jun 4, 2002

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103 moves match.