DFX Intelligence
Advisor moves
Arrivals at Diversify Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Mccabe | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2024 | Oct 12, 2023 |
| Richard Kim | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2024 | Sep 13, 2023 |
| Tyler Haskell | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2024 | Sep 15, 2023 |
| Hyung Jin Kim | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2023 | Sep 13, 2023 |
| James Anthony Serratelli | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2023 | Dec 8, 2023 |
| Layne Curtis Jensen | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2023 | Dec 18, 2023 |
| Robert Anthony Sale | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2023 | Dec 14, 2023 |
| Matthew Robert Argyle | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2023 | Dec 19, 2023 |
| Anthony Al Nasser | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2023 | Dec 22, 2023 |
| Adilene Calixtro | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2023 | Oct 3, 2023 |
| Tommy Call Jensen | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2023 | Dec 18, 2023 |
| Conor James Gum | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2023 | Dec 8, 2023 |
| Dorian Michael Grady | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 22, 2023 | Dec 22, 2023 |
| Sara Ellen Hadad-Dembs | Edward Jones national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2023 | Dec 12, 2023 |
| John Kiem Liong Kwee | Osaic Wealth, Inc. BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2023 | Nov 30, 2023 |
| Karl Sadanaga | Osaic Wealth, Inc. BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Nov 17, 2023 |
| Kyle H Shimoda | Osaic Wealth, Inc. BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Aug 7, 2024 (260 d) |
| Jason Kiyosaki | Osaic Wealth, Inc. BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Nov 19, 2023 |
| Enrique Manuel Che | Osaic Wealth, Inc. BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Nov 17, 2023 |
| Troy Taku Wada | Osaic Wealth, Inc. BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2023 | Nov 17, 2023 |
| Stuart Bradshaw Matheson | Olympus Wealth Management, LLC mixed wealth | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 26, 2023 | Oct 25, 2023 |
| Michael Douglas Collins | Wells Fargo Advisors wirehouse | Diversify Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 25, 2023 | Oct 16, 2023 |
| Keith Larsen | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 6, 2023 | Sep 15, 2023 |
| Stephen Francis Patterson | Tlg Advisors, Inc. BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2023 | Oct 3, 2023 |
| Gary Curtis Warnica | Transamerica Financial Advisors, LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2023 | Dec 18, 2023 (193 d) |
| Cole D Tyler Einerson | Diversify Wealth Management LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 14, 2023 | Sep 6, 2023 (145 d) |
| Mitchell George Plant | Fidelity Personal And Workplace Advisors BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2023 | Jan 12, 2024 (358 d) |
| Alex Michael Deck | Hornor, Townsend & Kent, LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2022 | Dec 15, 2023 (367 d) |
| Steven Dean Ahlmer | Cetera Advisor Networks LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2022 | Jan 12, 2024 (431 d) |
| William Carroll Parente | Wells Fargo Advisors wirehouse | Diversify Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 3, 2022 | Oct 3, 2023 (334 d) |
| Lauren Parente Stapleton | Wells Fargo Advisors wirehouse | Diversify Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 3, 2022 | Oct 3, 2023 (334 d) |
| Marc J Bernstein | Hornor, Townsend & Kent, LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2022 | Dec 18, 2023 (417 d) |
| Andrew Richard Hauber | Hornor, Townsend & Kent, LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2022 | Dec 19, 2023 (418 d) |
| Kevin David Crowley | Hornor, Townsend & Kent, LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2022 | Dec 19, 2023 (418 d) |
| Barry William Wong | U.S. Bancorp Investments, Inc. BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2022 | Oct 3, 2023 (370 d) |
| Matthew Gage Hunstock | Ameriprise Financial Services, LLC national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2022 | Oct 3, 2023 (396 d) |
| Jason Anderson | Fidelity Personal And Workplace Advisors BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2022 | Sep 15, 2023 (417 d) |
| Christopher Charles Truscello | Hornor, Townsend & Kent, LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2022 | Dec 19, 2023 (588 d) |
| Todd Hills | Edward Jones national BD | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2022 | Sep 15, 2023 (511 d) |
| Matthew John Kohler | Concorde Asset Management, LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2021 | Dec 12, 2023 (722 d) |
| Kye Daniel Moser | E*Trade Capital Management, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 25, 2021 | Sep 15, 2023 (904 d) |
| Wayne Cook Clark | Ars Investment Advisors, Inc. independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 17, 2021 | Dec 19, 2023 (1035 d) |
| Kenneth Michael Kladouris | Crown Capital Securities, L.P. independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 10, 2020 | Dec 19, 2023 (1379 d) |
| Justin Charles Lowy | Crown Capital Securities, L.P. independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 9, 2020 | Dec 19, 2023 (1380 d) |
| Robert Martin Cheney | First Allied Advisory Services, Inc. BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2019 | Dec 19, 2023 (1744 d) |
| Colton Austin Jensen | Fidelity Personal And Workplace Advisors BD affiliated | Diversify Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2018 | Sep 15, 2023 (1785 d) |
| Craig Robert Watanabe | American Financial Network Advisory Services, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 2, 2018 | Sep 5, 2023 (1891 d) |
| Martin Sam Wasser | American Financial Network Advisory Services, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 25, 2018 | Sep 5, 2023 (1898 d) |
| Taylor Desmond Ashland | Spc other | Diversify Advisory Services, LLC BD affiliated | Other | Oct 20, 2017 | Jan 6, 2025 (2635 d) |
| Curtis Tibbs Ladd | Vsr Advisory Services other | Diversify Advisory Services, LLC BD affiliated | Other | Aug 1, 2016 | Dec 19, 2023 (2696 d) |
| John Terrell Lady | Vsr Advisory Services other | Diversify Advisory Services, LLC BD affiliated | Other | Jul 29, 2016 | Dec 26, 2023 (2706 d) |
| Loay S Naser | First Allied Advisory Services, Inc. other | Diversify Advisory Services, LLC BD affiliated | Other | Dec 21, 2015 | Dec 22, 2023 (2923 d) |
| Anton Nicola Nijmeh | First Allied Advisory Services, Inc. other | Diversify Advisory Services, LLC BD affiliated | Other | Dec 21, 2015 | Dec 22, 2023 (2923 d) |
| Brian Ashley King | First Allied Advisory Services, Inc. other | Diversify Advisory Services, LLC BD affiliated | Other | Dec 21, 2015 | Dec 22, 2023 (2923 d) |
| Maxwell P Keltner | First Allied Advisory Services, Inc. other | Diversify Advisory Services, LLC BD affiliated | Other | Dec 21, 2015 | Dec 22, 2023 (2923 d) |
| Joseph H Langlois | First Allied Advisory Services, Inc. other | Diversify Advisory Services, LLC BD affiliated | Other | Dec 21, 2015 | Dec 22, 2023 (2923 d) |
| Colin Martin Mansfield | First Allied Advisory Services, Inc. other | Diversify Advisory Services, LLC BD affiliated | Other | Dec 21, 2015 | Dec 22, 2023 (2923 d) |
| Jason P. Connolly | First Allied Advisory Services, Inc. other | Diversify Advisory Services, LLC BD affiliated | Other | Dec 21, 2015 | Dec 22, 2023 (2923 d) |
| Darren Paul Speight | First Allied Advisory Services, Inc. other | Diversify Advisory Services, LLC BD affiliated | Other | Dec 21, 2015 | Jan 1, 2025 (3299 d) |
| Joseph Ellis | Securities America Advisors, Inc. other | Diversify Advisory Services, LLC BD affiliated | Other | Dec 18, 2015 | Dec 22, 2023 (2926 d) |
126 moves match.