| Lydia Capcarova Lescht | Lasalle Financial Services, Inc. unclassified | Northwestern Mutual Investment Services,LLC other | Other | Jan 31, 2005 | Apr 5, 2005 (64 d) |
| Brady Jon Flugaur | Banc One Securities Corporation unclassified | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 18, 2005 | Jan 1, 2025 (7288 d) |
| Maria Dianne Aprill Ergas | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Dec 13, 2004 | Dec 23, 2008 (1471 d) |
| Jon S Ogren | Mmc Securities LLC no RAUM | Northwestern Mutual Investment Services,LLC other | Other | Dec 3, 2004 | Nov 14, 2005 (346 d) |
| Lynn S Bruno | Associated Planners Investment Advisory Inc unclassified | Northwestern Mutual Investment Services,LLC other | Other | Nov 15, 2004 | Jul 18, 2005 (245 d) |
| Hugo Miguel Alves | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Nov 2, 2004 | Mar 1, 2012 (2676 d) |
| Erik Alan Swenson | Innovative Investment Advisory, Inc. unclassified | Northwestern Mutual Investment Services,LLC other | Other | Oct 11, 2004 | Oct 18, 2004 |
| Robert Charles Carty | Sentra Securities Corporation unclassified | Northwestern Mutual Investment Services,LLC other | Other | Sep 13, 2004 | Oct 14, 2004 (31 d) |
| Richard Joseph Braun | Banc One Securities Corporation unclassified | Northwestern Mutual Investment Services,LLC other | Other | Sep 13, 2004 | Oct 7, 2004 |
| Ellen Louise Hopper | Strong Capital Management Inc unclassified | Northwestern Mutual Investment Services,LLC other | Other | Sep 2, 2004 | Sep 30, 2004 |
| Heather Simon Sevillano | Asset & Financial Planning, Ltd other | Northwestern Mutual Investment Services,LLC other | Other | Aug 25, 2004 | Nov 1, 2004 (68 d) |
| Tracy Hope Harlow | Amsouth Asset Management, Inc. unclassified | Northwestern Mutual Investment Services,LLC other | Other | Aug 20, 2004 | Apr 19, 2007 (972 d) |
| Tracy Hope Harlow | Amsouth Investment Management Company LLC unclassified | Northwestern Mutual Investment Services,LLC other | Other | Aug 20, 2004 | Apr 19, 2007 (972 d) |
| Susan Willey Pintuff | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Aug 4, 2004 | Feb 6, 2006 (551 d) |
| Sherrie M Pasko | Robert W. Baird & Co. Incorporated other | Northwestern Mutual Investment Services,LLC other | Other | Jul 28, 2004 | May 1, 2006 (642 d) |
| Douglas Hume Miller | Dws Investment Management Americas, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Jul 16, 2004 | Jun 7, 2011 (2517 d) |
| Mark Stephen Georg | Strong Capital Management Inc unclassified | Northwestern Mutual Investment Services,LLC other | Other | Jun 24, 2004 | Jul 19, 2004 |
| Matthew Brent Lytell | Raymond James & Associates, Inc. national BD | Northwestern Mutual Investment Services,LLC other | Other | Jun 21, 2004 | Jan 27, 2005 (220 d) |
| William Ward Allen | Davenport & Company LLC other | Northwestern Mutual Investment Services,LLC other | Other | Jun 3, 2004 | Aug 9, 2004 (67 d) |
| Wendy Dawn Turowski | Strong Capital Management Inc unclassified | Northwestern Mutual Investment Services,LLC other | Other | May 11, 2004 | Jun 15, 2004 (35 d) |
| Karen Patricia Scinto | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC other | Other | May 10, 2004 | Jul 25, 2006 (806 d) |
| Christopher Ford Wendland | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC other | Other | May 5, 2004 | Mar 9, 2006 (673 d) |
| Robert Michael Hughes | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | Apr 6, 2004 | Feb 4, 2008 (1399 d) |
| Amber Quagliaroli | Strategic Advisers LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | Jan 22, 2004 | Dec 2, 2005 (680 d) |
| Amy Marie Gibson | Pruco Securities, LLC other | Northwestern Mutual Investment Services,LLC other | Other | Jan 20, 2004 | Jul 1, 2005 (528 d) |
| Steven H Domsky | MML Investors Services, LLC other | Northwestern Mutual Investment Services,LLC other | Other | Jan 5, 2004 | Jan 4, 2007 (1095 d) |
| Joseph Patrick Meyer | Strong Capital Management Inc unclassified | Northwestern Mutual Investment Services,LLC other | Other | Dec 31, 2003 | Aug 13, 2007 (1321 d) |
| Heather Dempsey | Charles Schwab & Co., Inc. national BD | Northwestern Mutual Investment Services,LLC other | Other | Dec 2, 2003 | Dec 15, 2003 |
| Robert Angus Macarthur | Walnut Street Securities, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Nov 18, 2003 | May 8, 2009 (1998 d) |
| Scott Patrick Cork | Td Ameritrade, Inc. no RAUM | Northwestern Mutual Investment Services,LLC other | Other | Nov 11, 2003 | May 24, 2005 (560 d) |
| Brett Damian Lauinger | Citigroup Global Markets Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Aug 29, 2003 | Dec 3, 2025 (8132 d) |
| Francis Thomas Campbell | Ameriprise Advisor Services, Inc. unclassified | Northwestern Mutual Investment Services,LLC other | Other | Aug 12, 2003 | Apr 12, 2005 (609 d) |
| James Kelly Houston | Msi Financial Services, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Jul 23, 2003 | May 24, 2006 (1036 d) |
| Benjamin Neilson Moen | Strong Capital Management Inc unclassified | Northwestern Mutual Investment Services,LLC other | Other | Jul 14, 2003 | Aug 6, 2003 |
| Susan Walker Rapier | Morgan Stanley Dw Inc. unclassified | Northwestern Mutual Investment Services,LLC other | Other | Jun 10, 2003 | Jul 20, 2004 (406 d) |
| Eric Maher | Sentra Securities Corporation unclassified | Northwestern Mutual Investment Services,LLC other | Other | Apr 29, 2003 | Oct 29, 2009 (2375 d) |
| Jonathan George Breit | Robert W. Baird & Co. Incorporated other | Northwestern Mutual Investment Services,LLC other | Other | Apr 29, 2003 | May 2, 2005 (734 d) |
| Adam James Horning | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | Mar 27, 2003 | Apr 9, 2007 (1474 d) |
| Jeremy Perry Blaine | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | Jan 13, 2003 | Apr 11, 2013 (3741 d) |
| Denise Ann Tolle | Strong Capital Management Inc unclassified | Northwestern Mutual Investment Services,LLC other | Other | Jan 9, 2003 | Nov 26, 2004 (687 d) |
| Paul Joseph Mcnellis | Cibc World Markets Corp. unclassified | Northwestern Mutual Investment Services,LLC other | Other | Nov 19, 2002 | Jul 29, 2010 (2809 d) |
| John Francis Baker | Tower Square Securities, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Nov 7, 2002 | Mar 16, 2004 (495 d) |
| Thomas Kirby Garner | Citigroup Global Markets Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Oct 22, 2002 | Feb 23, 2005 (855 d) |
| Douglas Charles Mogck | Robert W. Baird & Co. Incorporated other | Northwestern Mutual Investment Services,LLC other | Other | Oct 17, 2002 | Apr 19, 2005 (915 d) |
| David J Monk | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Sep 17, 2002 | Sep 13, 2002 |
| John Brian Lee | Morgan Stanley Dw Inc. unclassified | Northwestern Mutual Investment Services,LLC other | Other | Jul 26, 2002 | Feb 11, 2005 (931 d) |
| Monica G Trinidad-Lui | Morgan Stanley Dw Inc. unclassified | Northwestern Mutual Investment Services,LLC other | Other | Jun 20, 2002 | Jun 3, 2009 (2540 d) |