DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at New York Life Investment Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Meredith Rae Kitson	Eagle Strategies LLC other	New York Life Investment Management LLC other	Other	Feb 11, 2008	Feb 13, 2008
Ellen Peloquin	Investors Capital Advisory other	New York Life Investment Management LLC other	Other	Nov 20, 2007	Nov 27, 2007
Sebastian Matthew Zacharias	Ast Investment Services, Inc. other	New York Life Investment Management LLC other	Other	Nov 9, 2007	Nov 15, 2007
Robert Emmet Coyne	Lord, Abbett & Co. LLC other	New York Life Investment Management LLC other	Other	May 17, 2007	Jun 27, 2007 (41 d)
Robert Lawrence Pancrazi	Blackrock Financial Management, Inc other	New York Life Investment Management LLC other	Other	Feb 1, 2007	Jan 9, 2007
Rajesh Roodal Singh	Bny Mellon Securities Corporation other	New York Life Investment Management LLC other	Other	Aug 24, 2006	Oct 2, 2006 (39 d)
Harvey Patrick Steele	Lord, Abbett & Co. LLC other	New York Life Investment Management LLC other	Other	Aug 11, 2006	Apr 30, 2007 (262 d)
Alicia Rose Fryc	Touchstone Advisors Inc other	New York Life Investment Management LLC other	Other	Jul 18, 2006	Jan 3, 2007 (169 d)
Keith William Mcdonald	LPL Financial LLC other	New York Life Investment Management LLC other	Other	Jun 29, 2006	Jun 29, 2006
Jason Scott Alicea	Chase Investment Services Corp. other	New York Life Investment Management LLC other	Other	Jun 2, 2006	Jun 14, 2006
Joseph Anthony Simmons	Manning & Napier Advisors, LLC other	New York Life Investment Management LLC other	Other	May 4, 2006	Jun 19, 2006 (46 d)
Jeffrey Michael Findling	Suntrust Investment Services, Inc. other	New York Life Investment Management LLC other	Other	Apr 24, 2006	May 8, 2006
Annmarie Woods	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	New York Life Investment Management LLC other	Other	Jul 22, 2005	Aug 8, 2005
Jason Robert Friday	Strategicpoint Investment Advisors LLC other	New York Life Investment Management LLC other	Other	Jan 20, 2005	Apr 3, 2013 (2995 d)
Jamie M Laboska	Bny Mellon Securities Corporation other	New York Life Investment Management LLC other	Other	Jan 14, 2005	Mar 7, 2006 (417 d)
Andrew William Capaccio	Avatar Associates other	New York Life Investment Management LLC other	Other	Jan 10, 2005	May 12, 2006 (487 d)
Thomas Andrew Lucash	Morgan Stanley Dw Inc. unclassified	New York Life Investment Management LLC other	Other	Oct 29, 2004	Jul 18, 2005 (262 d)
David Russell Lamb	Valic Financial Advisors, Inc. other	New York Life Investment Management LLC other	Other	Sep 10, 2004	Sep 13, 2004
Francis Jacobs	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	New York Life Investment Management LLC other	Other	Aug 30, 2004	Sep 3, 2008 (1465 d)
Michael Thomas Miller	Victory Capital Management Inc. other	New York Life Investment Management LLC other	Other	Jun 21, 2004	Jun 29, 2004
Christopher Paul Prien	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	New York Life Investment Management LLC other	Other	Apr 1, 2004	Apr 11, 2005 (375 d)
Lawrence Louis Ricci	Avatar Associates other	New York Life Investment Management LLC asset manager	Other	Jan 5, 2004	Oct 26, 2021 (6504 d)
Kurt Mihelich	Robert W. Baird & Co. Incorporated other	New York Life Investment Management LLC other	Other	Mar 31, 2003	Apr 14, 2003
Cheryl L. Casey	Putnam Investment Management, LLC other	New York Life Investment Management LLC other	Other	Mar 10, 2003	Apr 14, 2004 (401 d)
Elliott Ross Miller	Pgim Investments LLC other	New York Life Investment Management LLC other	Other	Mar 7, 2003	Mar 10, 2003
Patricia Ann Jorgen	UBS Financial Services Inc. wirehouse	New York Life Investment Management LLC other	Other	Dec 17, 2002	Jul 25, 2005 (951 d)
William Francis Phillips III	Raymond James & Associates, Inc. national BD	New York Life Investment Management LLC other	Other	Aug 19, 2002	Sep 10, 2009 (2579 d)

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147 moves match.