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RIA Intelligence
Advisor moves
Arrivals at Benjamin F. Edwards & Company, Incorporated
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Marc Eugene Apgar | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 6, 2021 | Dec 21, 2021 |
| James Clay Mcconnell | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 15, 2021 | Nov 12, 2021 |
| James Russell Fitch | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 14, 2021 | Oct 1, 2021 |
| Joshua Nathanial Pauli | U.S. Bancorp Investments, Inc. BD affiliated | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2021 | Sep 13, 2021 |
| Danielle Lee Schwandtner | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 18, 2021 | Aug 10, 2021 |
| Jessica Lauren Chambers | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 9, 2021 | Aug 3, 2021 |
| Kathleen Woods | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 28, 2021 | Jul 12, 2021 |
| Eric Estelle | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2021 | Jun 15, 2021 |
| Christopher John Ogle | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 3, 2021 | May 28, 2021 |
| Mark Stephen Jackson | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 2, 2021 | Jun 1, 2021 |
| Monica Nicole Clevenger | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 12, 2021 | May 7, 2021 |
| Jodie Lynn Krueger | Oppenheimer & Co. Inc. BD affiliated | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2021 | May 4, 2021 |
| Andrew E. Saab | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 15, 2021 | Apr 20, 2021 |
| Joann Patricia Mcdevitt | Steward Partners Investment Advisory, LLC independent RIA | Benjamin F. Edwards & Company, Incorporated BD affiliated | RIA to affiliated broker-dealer or bank | Apr 5, 2021 | Apr 6, 2021 |
| Scott Paul Mcpheeters | Edward Jones national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2021 | Feb 26, 2021 |
| Ilija Matoski | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 24, 2021 | Apr 18, 2021 (53 d) |
| Brian Patrick Randall | Larson Financial Group, LLC independent RIA | Benjamin F. Edwards & Company, Incorporated BD affiliated | RIA to affiliated broker-dealer or bank | Feb 23, 2021 | Dec 14, 2020 |
| Keith Anthony Robben | Stifel, Nicolaus & Company, Incorporated national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2021 | May 18, 2021 (88 d) |
| Robert Alan Strobel | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 17, 2021 | Feb 12, 2021 |
| Keith Arnold Schlingheyde | Astor Investment Management LLC mixed wealth | Benjamin F. Edwards & Company, Incorporated BD affiliated | RIA to affiliated broker-dealer or bank | Feb 17, 2021 | Mar 10, 2021 |
| Andrea Dale Ehle | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 17, 2021 | Feb 17, 2021 |
| Jim Burns Ford | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 19, 2021 | Jan 15, 2021 |
| James Michael Rooker | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 19, 2021 | Jan 15, 2021 |
| Alan James Spilker | Raymond James & Associates, Inc. national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2020 | Dec 1, 2020 |
| Angela Denise Waits | Raymond James & Associates, Inc. national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2020 | Dec 1, 2020 |
| Donald Carl Rasweiler | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 7, 2020 | Dec 11, 2020 |
| Benjamin Aaron Norris | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 2, 2020 | Dec 1, 2020 |
| Richard Allan Heleen | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 18, 2020 | Nov 16, 2020 |
| John Kraft | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 27, 2020 | Oct 26, 2020 |
| Crampton Harris Helms | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 21, 2020 | Oct 16, 2020 |
| Joyce Ann Taylor | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 21, 2020 | Oct 16, 2020 |
| Aimee A Helms | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 21, 2020 | Oct 16, 2020 |
| Andrew Joy Benton | RBC Capital Markets, LLC national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2020 | Sep 18, 2020 |
| Susan Elizabeth Benton | RBC Capital Markets, LLC national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2020 | Sep 18, 2020 |
| Andrew Joy Benton | RBC Capital Markets, LLC national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2020 | Sep 18, 2020 |
| Arthur Clifford Laine | Nbt Capital Management, Inc. other | Benjamin F. Edwards & Company, Incorporated BD affiliated | Other | Sep 18, 2020 | Aug 25, 2020 |
| Jason Ariston | Raymond James & Associates, Inc. national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Sep 2, 2020 | Sep 1, 2020 |
| William Allen Hornbarger | Moneta Group Investment Advisors, LLC independent RIA | Benjamin F. Edwards & Company, Incorporated BD affiliated | RIA to affiliated broker-dealer or bank | Aug 28, 2020 | Sep 8, 2020 |
| James Rork Williams | Robert W. Baird & Co. Incorporated mixed wealth | Benjamin F. Edwards & Company, Incorporated BD affiliated | RIA to affiliated broker-dealer or bank | Jul 31, 2020 | Jul 8, 2020 |
| Timothy Joseph Cunningham | J.P. Morgan Securities LLC wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 29, 2020 | Nov 19, 2020 (143 d) |
| Melissa G Browning | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 20, 2020 | Mar 6, 2020 |
| Timothy Saunders March | First Trust Advisors LP asset manager | Benjamin F. Edwards & Company, Incorporated BD affiliated | Other | Mar 16, 2020 | Apr 6, 2020 |
| Peter Daniel Murphy | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 11, 2020 | Mar 6, 2020 |
| William Davis Harris | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 11, 2020 | Mar 6, 2020 |
| Shelley A Fromm | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 11, 2020 | Mar 9, 2020 |
| Jeremy Richard Watson | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 11, 2020 | Mar 6, 2020 |
| Debasish Hajra | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 18, 2019 | Jan 3, 2020 |
| Diane Sue Cipriano | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 12, 2019 | Apr 15, 2020 (155 d) |
| Lauretta Carlene Moell | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 29, 2019 | Oct 25, 2019 |
| Janie Lynn Nelson | Morgan Stanley wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 17, 2019 | Oct 17, 2019 |
| Steven Warren Cooke | Morgan Stanley wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 16, 2019 | Oct 9, 2019 |
| Robert E Simmons | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 11, 2019 | Sep 6, 2019 |
| Robert Edward Kollar | Wells Fargo Advisors wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 20, 2019 | Aug 19, 2019 |
| Steven Cole Duke | Edward Jones national BD | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2019 | Jun 19, 2019 |
| Kathryn Kettenhofen | Nuveen Asset Management, LLC mixed wealth | Benjamin F. Edwards & Company, Incorporated BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2019 | Jun 3, 2019 |
| Thomas Charles Kahl | Morgan Stanley wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 23, 2019 | Apr 22, 2019 |
| Wayne A Meland | Morgan Stanley wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 23, 2019 | Apr 22, 2019 |
| Delfina Guerra Buenrostro | Morgan Stanley wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 23, 2019 | Apr 22, 2019 |
| Jon Eric Price | Morgan Stanley wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 18, 2019 | Apr 12, 2019 |
| Maribel F Mapes | Morgan Stanley wirehouse | Benjamin F. Edwards & Company, Incorporated BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 17, 2019 | Apr 12, 2019 |
458 moves match.