DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at &Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tyler GundersonWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIANov 5, 2025Oct 31, 2025
Aaron James ConnollyWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIANov 5, 2025Oct 31, 2025
Christy Ruth TurnerWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIANov 4, 2025Oct 10, 2025
Jeffrey Michael SmithWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAOct 29, 2025Oct 24, 2025
Seth Burleigh HeislerWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAOct 29, 2025Oct 24, 2025
Jose A BravoWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAOct 29, 2025Oct 27, 2025
Joshua SouthwickWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAOct 29, 2025Oct 24, 2025
David Alan KaslowOppenheimer & Co. Inc. BD affiliated&Partners independent RIAAffiliated broker-dealer or bank to independent RIAOct 24, 2025Oct 24, 2025
Edward JordanichWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAOct 24, 2025Oct 2, 2025
Michael Cary StalneckerOppenheimer & Co. Inc. BD affiliated&Partners independent RIAAffiliated broker-dealer or bank to independent RIAOct 24, 2025Oct 24, 2025
Malory CaltagironeWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAOct 23, 2025Oct 17, 2025
Jarid Carl KingWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAOct 22, 2025Oct 17, 2025
Clyde Martin PilkingtonWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAOct 22, 2025Oct 17, 2025
Lisa Dorothy Probanski-BonitoWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAOct 22, 2025Oct 27, 2025
Aaron YoonEdward Jones national BD&Partners independent RIAAffiliated broker-dealer or bank to independent RIAOct 20, 2025Oct 17, 2025
Roberta Lynn KealyWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAOct 15, 2025Oct 2, 2025
Candace Lynn DelucaStratos Wealth Partners, Ltd BD affiliated&Partners independent RIAAffiliated broker-dealer or bank to independent RIAOct 13, 2025Oct 14, 2025
Christopher BishopEdward Jones national BD&Partners independent RIAAffiliated broker-dealer or bank to independent RIASep 29, 2025Sep 29, 2025
Daniel Robert KerriganLPL Financial LLC BD affiliated&Partners independent RIAAffiliated broker-dealer or bank to independent RIASep 26, 2025Sep 18, 2025
Michael Roy PerryWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIASep 25, 2025Sep 19, 2025
Matthew Lee BrutonWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIASep 25, 2025Aug 22, 2025
David Sanford ThompsonWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIASep 24, 2025Sep 19, 2025
Jennifer Ann RobinsonWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIASep 24, 2025Sep 19, 2025
Deanna Cheryl PostWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIASep 24, 2025Sep 19, 2025
Reeves Joshua ThompsonWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIASep 24, 2025Sep 19, 2025
Shannon Burnett FernandezLPL Financial LLC BD affiliated&Partners independent RIAAffiliated broker-dealer or bank to independent RIASep 19, 2025Sep 19, 2025
Reece EddyEquitable Advisors, LLC national BD&Partners independent RIAAffiliated broker-dealer or bank to independent RIASep 19, 2025Sep 12, 2025
Kaleb Bryant CowartLPL Financial LLC BD affiliated&Partners independent RIAAffiliated broker-dealer or bank to independent RIASep 19, 2025Sep 18, 2025
David James GunterRaymond James & Associates, Inc. national BD&Partners independent RIAAffiliated broker-dealer or bank to independent RIASep 15, 2025Sep 12, 2025
Stephen Paul UzonyiRaymond James & Associates, Inc. national BD&Partners independent RIAAffiliated broker-dealer or bank to independent RIASep 15, 2025Sep 12, 2025
David Michael TarantiniWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIASep 10, 2025Sep 5, 2025
David Lewis NickelWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIASep 3, 2025Aug 28, 2025
Samuel John MartinRaymond James Financial Services Advisors, Inc BD affiliated&Partners independent RIAAffiliated broker-dealer or bank to independent RIAAug 29, 2025Aug 26, 2025
Ruth Ann MillerWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 27, 2025Aug 22, 2025
Paul William ZambriskiWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 26, 2025Aug 21, 2025
Tyler Joseph PolsonWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 26, 2025Aug 21, 2025
Alysha Rae Haezaert-HouseWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 26, 2025Aug 21, 2025
Matthew Anthony TuroOsaic Wealth, Inc. BD affiliated&Partners independent RIAAffiliated broker-dealer or bank to independent RIAAug 26, 2025Nov 5, 2025 (71 d)
Brandon Harrison CraigerEdward Jones national BD&Partners independent RIAAffiliated broker-dealer or bank to independent RIAAug 18, 2025Aug 15, 2025
Ashlee CraigerEdward Jones national BD&Partners independent RIAAffiliated broker-dealer or bank to independent RIAAug 18, 2025Aug 15, 2025
Justin Robert MishacoffCommonwealth Financial Network national BD&Partners independent RIAAffiliated broker-dealer or bank to independent RIAAug 11, 2025Aug 12, 2025
Dana Nicole Hausler PollardCommonwealth Financial Network national BD&Partners independent RIAAffiliated broker-dealer or bank to independent RIAAug 11, 2025Aug 12, 2025
Joyce Mary MurphyCommonwealth Financial Network national BD&Partners independent RIAAffiliated broker-dealer or bank to independent RIAAug 11, 2025Aug 12, 2025
Charles GordonWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 5, 2025Jul 30, 2025
Shawn GordonWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 5, 2025Jul 30, 2025
Tyler GoodsonWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 5, 2025Jul 30, 2025
Jared SmithWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 5, 2025Jul 30, 2025
Kyle ScottWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 5, 2025Jul 30, 2025
Tommy James FieldsWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 5, 2025Jul 30, 2025
Kevin James BraddockCommonwealth Financial Network national BD&Partners independent RIAAffiliated broker-dealer or bank to independent RIAAug 4, 2025Aug 5, 2025
Virginia BowieWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 30, 2025Jul 30, 2025
Glenn R RudyWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 28, 2025Jun 15, 2026 (322 d)
Dean BlissitWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 22, 2025Jul 15, 2025
Tammy JonesWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 22, 2025Jul 15, 2025
William PaschalWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 22, 2025Jul 15, 2025
Jennifer FeraldiWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 22, 2025Jul 15, 2025
Kathryn Moore HartnettWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 22, 2025Jul 15, 2025
Pasquale CaponeWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 16, 2025Jul 11, 2025
Cristina Marie CaponeWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 16, 2025Jul 11, 2025
Matthew Stephen FrankWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJun 20, 2025Jun 13, 2025
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515 moves match.