| Spencer Maxwell Dalton | Eaton Vance Management other | Nuveen Asset Management, LLC mixed wealth | Other | Oct 20, 2011 | Aug 6, 2020 (3213 d) |
| Bryan Charles Tennant | Calamos Wealth Management LLC other | Nuveen Asset Management, LLC other | Other | Oct 14, 2011 | Oct 18, 2011 |
| Sharif Salah Husseini | Amg Funds LLC other | Nuveen Asset Management, LLC other | Other | Oct 7, 2011 | Mar 9, 2015 (1249 d) |
| Jay Cary Parker | Advice And Planning Services other | Nuveen Asset Management, LLC other | Other | Oct 4, 2011 | Mar 3, 2023 (4168 d) |
| Stuart Blumenthal | Morgan Stanley wirehouse | Nuveen Asset Management, LLC other | Other | Sep 9, 2011 | Mar 15, 2012 (188 d) |
| Karen Elizabeth Lutomski | Lazard Asset Management LLC other | Nuveen Asset Management, LLC mixed wealth | Other | Jul 6, 2011 | Dec 18, 2025 (5279 d) |
| Andrea Giganti Brooklier | Morgan Stanley wirehouse | Nuveen Asset Management, LLC other | Other | Jun 29, 2011 | Jul 19, 2011 |
| Dominick J Trapasso | Credit Suisse Securities (USA) LLC other | Nuveen Asset Management, LLC other | Other | Jun 10, 2011 | Jun 7, 2011 |
| Benjamin Aaron Krimmel | Morgan Stanley wirehouse | Nuveen Asset Management, LLC other | Other | Jun 3, 2011 | Jun 13, 2011 |
| Erin Donnelly | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Nuveen Asset Management, LLC other | Other | May 17, 2011 | Mar 2, 2012 (290 d) |
| John Bryson Palmer | Morgan Stanley wirehouse | Nuveen Asset Management, LLC other | Other | Mar 23, 2011 | May 22, 2012 (426 d) |
| Karen Lynn Stevison | U.S. Bancorp Asset Management, Inc. other | Nuveen Asset Management, LLC other | Other | Jan 5, 2011 | May 3, 2011 (118 d) |
| Thomas Vincent Reid | U.S. Bancorp Asset Management, Inc. other | Nuveen Asset Management, LLC other | Other | Jan 5, 2011 | Apr 11, 2011 (96 d) |
| Ryan Patrick Dwyer | U.S. Bancorp Asset Management, Inc. other | Nuveen Asset Management, LLC other | Other | Jan 5, 2011 | Mar 11, 2011 (65 d) |
| Nicholas Henry Lanctot | U.S. Bancorp Asset Management, Inc. other | Nuveen Asset Management, LLC other | Other | Jan 5, 2011 | Apr 9, 2011 (94 d) |
| Andrew Philip Haas | U.S. Bancorp Asset Management, Inc. other | Nuveen Asset Management, LLC other | Other | Jan 5, 2011 | Apr 4, 2011 (89 d) |
| Eric Borsoni | Rydex Advisory Services, LLC unclassified | Nuveen Asset Management, LLC other | Other | Sep 22, 2010 | Oct 10, 2014 (1479 d) |
| James Roy Woodfin | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Nuveen Asset Management, LLC mixed wealth | Wirehouse to independent RIA | Jan 19, 2010 | Dec 18, 2025 (5812 d) |
| Brian Christian Lang | Directed Services LLC other | Nuveen Asset Management, LLC mixed wealth | Other | Dec 14, 2009 | Aug 25, 2025 (5733 d) |
| John Scott Ellspermann | UBS Financial Services Inc. wirehouse | Nuveen Asset Management, LLC other | Other | Apr 15, 2009 | Jun 23, 2023 (5182 d) |
| Daniel Arnot Noonan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Nuveen Asset Management, LLC other | Other | Oct 5, 2005 | Nov 18, 2022 (6253 d) |
| David Maurice Flaherty | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Nuveen Asset Management, LLC other | Other | Oct 3, 2005 | Oct 16, 2015 (3665 d) |
| Alan Michael Papier | Morningstar Investment Services LLC other | Nuveen Asset Management, LLC other | Other | Apr 12, 2005 | Mar 12, 2013 (2891 d) |
| Darren Anthony Brich | Dws Investment Management Americas, Inc. other | Nuveen Asset Management, LLC other | Other | Apr 7, 2005 | Apr 9, 2011 (2193 d) |
| Francesco Cristiano | Rittenhouse Asset Management, Inc. unclassified | Nuveen Asset Management, LLC other | Other | Dec 31, 2003 | Nov 24, 2010 (2520 d) |
| Raymond Allen Olson | Rittenhouse Asset Management, Inc. unclassified | Nuveen Asset Management, LLC other | Other | Dec 31, 2003 | Sep 1, 2011 (2801 d) |
| John Patrick Ginley | Rittenhouse Asset Management, Inc. unclassified | Nuveen Asset Management, LLC other | Other | Dec 31, 2003 | Sep 1, 2011 (2801 d) |
| Richard William Baur | Rittenhouse Asset Management, Inc. unclassified | Nuveen Asset Management, LLC other | Other | Dec 31, 2003 | Sep 1, 2011 (2801 d) |
| Brian Keith Brummell | Rittenhouse Asset Management, Inc. unclassified | Nuveen Asset Management, LLC other | Other | Dec 31, 2003 | Sep 1, 2011 (2801 d) |
| Brian Keith Brummell | Nuveen Investments Advisers, LLC other | Nuveen Asset Management, LLC other | Other | Dec 31, 2003 | Sep 1, 2011 (2801 d) |