Advisor moves

Arrivals at Rfg Advisory, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Thomas Jackson Williams	LPL Financial LLC other	Rfg Advisory, LLC other	Other	Jan 27, 2016	Jan 28, 2016
James Dudley Sumpter	Ameriprise Financial Services, LLC national BD	Rfg Advisory, LLC other	Other	Dec 28, 2015	Dec 28, 2015
Jack Burnette	Ameriprise Financial Services, LLC national BD	Rfg Advisory, LLC other	Other	Nov 11, 2015	Nov 11, 2015
Stephen Herman Wedel	LPL Financial LLC other	Rfg Advisory, LLC other	Other	Nov 2, 2015	Aug 11, 2014
David Holt Worley	LPL Financial LLC other	Rfg Advisory, LLC other	Other	Oct 30, 2015	Nov 18, 2015
Keith Douglas Klusmeyer	LPL Financial LLC other	Rfg Advisory, LLC other	Other	Oct 30, 2015	Aug 11, 2014
Christopher Allen Beste	LPL Financial LLC other	Rfg Advisory, LLC other	Other	Oct 30, 2015	Aug 11, 2014
Travis William Freeman	LPL Financial LLC other	Rfg Advisory, LLC other	Other	Oct 29, 2015	Aug 11, 2014
Daniel Jordan Klein	LPL Financial LLC other	Rfg Advisory, LLC other	Other	Oct 28, 2015	Aug 11, 2014
Timothy Joseph Banks	LPL Financial LLC other	Rfg Advisory, LLC other	Other	Oct 28, 2015	Aug 11, 2014
Danton Kent Troyer	LPL Financial LLC other	Rfg Advisory, LLC other	Other	Oct 28, 2015	Aug 11, 2014
Marney Skinner	LPL Financial LLC other	Rfg Advisory, LLC other	Other	Oct 28, 2015	Aug 27, 2014
Jamin Colin Kirkwood	Secure Financial Management independent RIA	Rfg Advisory, LLC other	Other	Oct 21, 2015	Oct 13, 2015
Stephen Brian Carney	LPL Financial LLC other	Rfg Advisory, LLC other	Other	Sep 14, 2015	Aug 26, 2015
Drew Robert Geldbach	LPL Financial LLC other	Rfg Advisory, LLC other	Other	Aug 21, 2015	May 19, 2015
Garry Charles Hill	LPL Financial LLC other	Rfg Advisory, LLC other	Other	Aug 11, 2015	Mar 14, 2014
Dennis Walter Bielik	Scottrade Investment Management other	Rfg Advisory, LLC other	Other	Aug 7, 2015	Oct 21, 2015 (75 d)
James Ashley Mann	Pnc Managed Account Solutions, Inc. other	Rfg Advisory, LLC independent RIA	Other	Jul 10, 2015	Nov 17, 2020 (1957 d)
Katie Esser Hammock	Ameriprise Financial Services, LLC national BD	Rfg Advisory, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Jul 8, 2015	Apr 24, 2018 (1021 d)
Kevin Wade Harper	Ameriprise Financial Services, LLC national BD	Rfg Advisory, LLC other	Other	May 28, 2015	May 28, 2015
David Ashley Ladd	LPL Financial LLC other	Rfg Advisory, LLC other	Other	Apr 17, 2015	Aug 11, 2014
James Harol Harrison	Ameriprise Financial Services, LLC national BD	Rfg Advisory, LLC other	Other	Feb 20, 2015	Feb 23, 2015
Clayton Bitting Aho	Ameriprise Financial Services, LLC national BD	Rfg Advisory, LLC other	Other	Feb 10, 2015	Feb 10, 2015
John James Gallia	On Investment Management Co other	Rfg Advisory, LLC other	Other	Jun 18, 2014	Oct 23, 2014 (127 d)
Counce Moody Drinkard	&Partners other	Rfg Advisory, LLC other	Other	Jan 3, 2014	Jan 25, 2017 (1118 d)
Mark Andrew Pearson	Noesis Capital Management Corp other	Rfg Advisory, LLC other	Other	Dec 19, 2013	Dec 2, 2013
Robert Morris Glasgow	Independent Financial Partners other	Rfg Advisory, LLC other	Other	Jul 1, 2013	Jan 21, 2014 (204 d)
James Terry Bethea	Securities America Advisors, Inc. other	Rfg Advisory, LLC other	Other	Aug 8, 2011	Aug 8, 2011
Hamilton Perkins Bouchelle Poynor	Securities America Advisors, Inc. other	Rfg Advisory, LLC other	Other	Aug 8, 2011	Aug 9, 2011
Brian Alan Ryals	Securities America Advisors, Inc. other	Rfg Advisory, LLC other	Other	Aug 8, 2011	Aug 8, 2011
Bobby Ray Trust White	Securities America Advisors, Inc. other	Rfg Advisory, LLC other	Other	Aug 8, 2011	Aug 8, 2011
Frederick Lawrence Angst	Securities America Advisors, Inc. other	Rfg Advisory, LLC other	Other	Aug 8, 2011	Aug 8, 2011
Bradley J Kamman	Securities America Advisors, Inc. other	Rfg Advisory, LLC other	Other	Aug 8, 2011	Aug 9, 2011
Jon Benjamin Dixon	Securities America Advisors, Inc. other	Rfg Advisory, LLC other	Other	Aug 8, 2011	Aug 8, 2011
David Schroll	Fsc Securities Corporation other	Rfg Advisory, LLC other	Other	Jul 18, 2011	Feb 8, 2016 (1666 d)
William Sam Kallaos	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Rfg Advisory, LLC other	Other	Dec 3, 2009	Aug 11, 2014 (1712 d)

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216 moves match.