DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Investors Capital Advisory

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scot Patrick SageserEastern Point Advisors Inc. unclassifiedInvestors Capital Advisory otherOtherMay 12, 2005May 10, 2005
Ivan Cid GonzalezLPL Financial LLC otherInvestors Capital Advisory otherOtherMay 3, 2005Oct 23, 2006 (538 d)
Edward Lawrence KomitoNext Financial Group, Inc. otherInvestors Capital Advisory otherOtherApr 8, 2005Jun 24, 2005 (77 d)
Robert Lewis HawkinsWealthkare.Com, Inc. independent RIAInvestors Capital Advisory otherOtherMar 29, 2005Sep 8, 2006 (528 d)
Cynthia Jacqueline TamPartnervest Advisory Services LLC otherInvestors Capital Advisory otherOtherMar 11, 2005Mar 24, 2005
Robert Michael GianchigliaEastern Point Advisors Inc. unclassifiedInvestors Capital Advisory otherOtherMar 4, 2005Feb 11, 2005
Carlos Manuel OliveiraCommonwealth Financial Network national BDInvestors Capital Advisory otherOtherFeb 16, 2005Feb 16, 2005
Freddie Lee BarbourEastern Point Advisors Inc. unclassifiedInvestors Capital Advisory otherOtherFeb 8, 2005Nov 21, 2005 (286 d)
Stephen Anthony DelleloEastern Point Advisors Inc. unclassifiedInvestors Capital Advisory otherOtherJan 13, 2005Jan 31, 2005
David Wai Pak ChowAdvantage Capital Corporation unclassifiedInvestors Capital Advisory otherOtherJan 6, 2005May 16, 2008 (1226 d)
Paul Thomas LysanLegacy Financial Group unclassifiedInvestors Capital Advisory otherOtherDec 31, 2004Feb 11, 2005 (42 d)
Jacob Eliahu ShulamSentinel Pension Advisors, LLC. otherInvestors Capital Advisory otherOtherDec 17, 2004Nov 29, 2004
Kenneth Vincent NelsonMorgan Keegan & Company, LLC otherInvestors Capital Advisory otherOtherOct 5, 2004Apr 24, 2007 (931 d)
Lisa Jane NelsonMorgan Keegan & Company, LLC otherInvestors Capital Advisory otherOtherSep 30, 2004Mar 27, 2007 (908 d)
John Charles SalvaggioEastern Point Advisors Inc. unclassifiedInvestors Capital Advisory otherOtherJun 14, 2004Jul 7, 2004
John Walter MacdonaldEastern Point Advisors Inc. unclassifiedInvestors Capital Advisory otherOtherJun 14, 2004Jun 14, 2004
William Blair GordonEastern Point Advisors Inc. unclassifiedInvestors Capital Advisory otherOtherJun 14, 2004Jun 16, 2004
Stuart Bryan HawEastern Point Advisors Inc. unclassifiedInvestors Capital Advisory otherOtherJun 14, 2004Jun 16, 2004
Melissa Joy NordabyManulife Investment Management (US) LLC otherInvestors Capital Advisory otherOtherJun 8, 2004Mar 1, 2006 (631 d)
Werner MaiwaldCetera Investment Services LLC otherInvestors Capital Advisory otherOtherApr 21, 2004Mar 10, 2006 (688 d)
Travis Gerald EcholsWells Fargo Advisors wirehouseInvestors Capital Advisory otherOtherJan 30, 2004Jun 8, 2004 (130 d)
Hilary Suzanne Jones RojoAmeriprise Financial Services, LLC national BDInvestors Capital Advisory otherOtherJan 9, 2004Apr 20, 2005 (467 d)
John James MeklisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseInvestors Capital Advisory otherOtherSep 16, 2003Apr 3, 2006 (930 d)
Stanley WongTd Wealth Management Services Inc. unclassifiedInvestors Capital Advisory otherOtherAug 26, 2003Jun 11, 2008 (1751 d)
Richard WeissAmeriprise Financial Services, LLC national BDInvestors Capital Advisory otherOtherAug 20, 2003Jul 21, 2004 (336 d)
Jim Alan YockeyFisher Investments otherInvestors Capital Advisory otherOtherApr 14, 2003May 16, 2005 (763 d)
Ellen PeloquinUsi Advisors otherInvestors Capital Advisory otherOtherAug 20, 2002Aug 25, 2005 (1101 d)
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207 moves match.