DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Sagepoint Financial, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Jerold CeaglskeMML Investors Services, LLC otherSagepoint Financial, Inc. BD affiliatedOtherJan 19, 2018Jan 18, 2018
Allen Lee Wilferd HermanBennett, Herman & Geertsen, LLC. unclassifiedSagepoint Financial, Inc. otherOtherDec 31, 2017Jan 21, 2016
Thomas D FlegalLPL Financial LLC independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2017Jan 2, 2018
Jeffrey Bruce LernerMML Investors Services, LLC otherSagepoint Financial, Inc. BD affiliatedOtherDec 19, 2017Dec 15, 2017
Thomas Allen WittkopfSii Investments, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 15, 2017Dec 15, 2017
Donald Eugene BaxterSii Investments, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 13, 2017Nov 30, 2017
Tamara Ann FrattarelliBmo Harris Financial Advisors, Inc otherSagepoint Financial, Inc. BD affiliatedOtherDec 12, 2017Dec 6, 2017
Scott Edward BrownSii Investments, Inc. otherSagepoint Financial, Inc. BD affiliatedOtherDec 1, 2017Dec 6, 2017
Justin Paul BaxterSii Investments, Inc. otherSagepoint Financial, Inc. BD affiliatedOtherDec 1, 2017Dec 6, 2017
Antonio BetancourtSii Investments, Inc. otherSagepoint Financial, Inc. BD affiliatedOtherNov 29, 2017Nov 28, 2017
Jason BatistaSii Investments, Inc. otherSagepoint Financial, Inc. BD affiliatedOtherNov 29, 2017Nov 28, 2017
Jessica Lynn ColeSii Investments, Inc. otherSagepoint Financial, Inc. BD affiliatedOtherNov 29, 2017Nov 28, 2017
Thomas David FisherSii Investments, Inc. otherSagepoint Financial, Inc. BD affiliatedOtherNov 28, 2017Nov 28, 2017
Denise Elaine IarrobinoSii Investments, Inc. otherSagepoint Financial, Inc. BD affiliatedOtherNov 28, 2017Dec 5, 2017
Jean Jacques PierreRegal Investment Advisors LLC otherSagepoint Financial, Inc. BD affiliatedOtherNov 28, 2017Nov 21, 2017
Edward Lawrence KiernanSii Investments, Inc. otherSagepoint Financial, Inc. BD affiliatedOtherNov 28, 2017Nov 28, 2017
Margaret Ellen GreenSii Investments, Inc. otherSagepoint Financial, Inc. BD affiliatedOtherNov 28, 2017Nov 28, 2017
Leo RosnerCambridge Investment Research Advisors, Inc. otherSagepoint Financial, Inc. BD affiliatedOtherNov 21, 2017Nov 13, 2017
Matthew E LoverineMML Investors Services, LLC otherSagepoint Financial, Inc. BD affiliatedOtherNov 16, 2017Nov 10, 2017
Jerry BodaBoda Financial Group,Inc unclassifiedSagepoint Financial, Inc. otherOtherNov 14, 2017Feb 22, 2017
Steven Donald KochMML Investors Services, LLC otherSagepoint Financial, Inc. BD affiliatedOtherNov 14, 2017Nov 10, 2017
Taylor Cade HoskinsMML Investors Services, LLC otherSagepoint Financial, Inc. BD affiliatedOtherNov 14, 2017Nov 10, 2017
Chris SavorelliRaymond James & Associates, Inc. national BDSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 14, 2017Oct 9, 2019 (694 d)
Jacob L BakerMML Investors Services, LLC otherSagepoint Financial, Inc. BD affiliatedOtherNov 14, 2017Nov 10, 2017
Richard Alan NorkinWestern International Securities otherSagepoint Financial, Inc. BD affiliatedOtherNov 13, 2017Nov 13, 2017
Shawn Michael McelderrySii Investments, Inc. otherSagepoint Financial, Inc. BD affiliatedOtherNov 13, 2017Nov 13, 2017
John R MartinNational Planning Corporation ("Npc Of America" In Fl & Ny) otherSagepoint Financial, Inc. BD affiliatedOtherNov 10, 2017Dec 4, 2017
Nathaniel Allen StarkeyNational Planning Corporation ("Npc Of America" In Fl & Ny) otherSagepoint Financial, Inc. BD affiliatedOtherNov 10, 2017Dec 4, 2017
Jeff J. KimB.B. Graham & Company, Inc. otherSagepoint Financial, Inc. BD affiliatedOtherNov 9, 2017Nov 1, 2017
Angeli Aguila ForsterNational Planning Corporation ("Npc Of America" In Fl & Ny) otherSagepoint Financial, Inc. BD affiliatedOtherNov 7, 2017Oct 31, 2017
Jimmey Earl GreenMML Investors Services, LLC otherSagepoint Financial, Inc. BD affiliatedOtherNov 3, 2017Nov 6, 2017
Christopher Cameron ReedMML Investors Services, LLC otherSagepoint Financial, Inc. BD affiliatedOtherNov 3, 2017Nov 1, 2017
Mary Jacqueline Angbetic WaldenNational Planning Corporation ("Npc Of America" In Fl & Ny) otherSagepoint Financial, Inc. BD affiliatedOtherNov 2, 2017Nov 2, 2017
Douglas John MayesNational Planning Corporation ("Npc Of America" In Fl & Ny) otherSagepoint Financial, Inc. BD affiliatedOtherNov 2, 2017Oct 31, 2017
Casey Michael BroachNational Planning Corporation ("Npc Of America" In Fl & Ny) otherSagepoint Financial, Inc. BD affiliatedOtherNov 1, 2017Oct 27, 2017
David WilsonNational Planning Corporation ("Npc Of America" In Fl & Ny) otherSagepoint Financial, Inc. otherOtherOct 27, 2017Oct 26, 2017
Tony Diar BakerliWells Fargo Advisors wirehouseSagepoint Financial, Inc. otherOtherOct 27, 2017Sep 29, 2017
Troy Douglas ClemenWells Fargo Advisors wirehouseSagepoint Financial, Inc. otherOtherOct 27, 2017Sep 29, 2017
Daniel Damien CodaNational Planning Corporation ("Npc Of America" In Fl & Ny) otherSagepoint Financial, Inc. otherOtherOct 26, 2017Oct 24, 2017
Paul Luis SorianoNational Planning Corporation ("Npc Of America" In Fl & Ny) otherSagepoint Financial, Inc. otherOtherOct 26, 2017Oct 24, 2017
Joseph Robert Gabriel StepanicNational Planning Corporation ("Npc Of America" In Fl & Ny) otherSagepoint Financial, Inc. otherOtherOct 26, 2017Oct 24, 2017
Dan T. ShimogawaNational Planning Corporation ("Npc Of America" In Fl & Ny) otherSagepoint Financial, Inc. otherOtherOct 26, 2017Oct 24, 2017
Stavros MoforisRegal Investment Advisors LLC otherSagepoint Financial, Inc. otherOtherOct 25, 2017Oct 17, 2017
Archester L NeilPruco Securities, LLC otherSagepoint Financial, Inc. BD affiliatedOtherOct 17, 2017Mar 7, 2019 (506 d)
Amanda Louise BostLPL Financial LLC otherSagepoint Financial, Inc. otherOtherOct 12, 2017Oct 23, 2017
Cameron Guy CubberleyMML Investors Services, LLC otherSagepoint Financial, Inc. otherOtherOct 12, 2017Oct 16, 2017
Brett E SuchyWells Fargo Advisors wirehouseSagepoint Financial, Inc. otherOtherOct 4, 2017Sep 29, 2017
Corey Jonathan HedgesEquitable Advisors, LLC national BDSagepoint Financial, Inc. otherOtherOct 4, 2017Sep 21, 2017
Kelly Rae WelkerLPL Financial LLC otherSagepoint Financial, Inc. otherOtherOct 2, 2017Sep 22, 2017
Spiros VassilakosLPL Financial LLC otherSagepoint Financial, Inc. otherOtherSep 11, 2017Aug 31, 2017
Derick Roger KlugMML Investors Services, LLC otherSagepoint Financial, Inc. otherOtherSep 1, 2017Sep 1, 2017
Christopher Alfred FaustMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSagepoint Financial, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 14, 2017Aug 24, 2018 (375 d)
Meghan Raeann CadyOneamerica Securities, Inc. otherSagepoint Financial, Inc. BD affiliatedOtherAug 14, 2017Jul 3, 2018 (323 d)
Jacob Alan LinchSignator Investors, Inc. otherSagepoint Financial, Inc. otherOtherAug 8, 2017Aug 14, 2017
Robert Lee WheelerBennett, Herman & Geertsen, LLC. unclassifiedSagepoint Financial, Inc. otherOtherAug 7, 2017Aug 8, 2017
Ben ValdovinosTd Ameritrade, Inc. no RAUMSagepoint Financial, Inc. otherOtherJul 28, 2017Oct 5, 2017 (69 d)
Richard Nicholas RimatoPrincipal Securities, Inc. otherSagepoint Financial, Inc. otherOtherJul 26, 2017Jul 20, 2017
Babatunde Miklos OgunlanaRegal Investment Advisors LLC otherSagepoint Financial, Inc. otherOtherJul 26, 2017Jul 26, 2017
Erin Morgan Steele1st Global Advisors Inc otherSagepoint Financial, Inc. otherOtherJul 17, 2017Jul 14, 2017
Ryan JoelsonNuveen Asset Management, LLC otherSagepoint Financial, Inc. otherOtherJun 19, 2017Sep 7, 2017 (80 d)
Page 6 of 17PreviousNext
977 moves match.