DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Independent Advisor Alliance, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

341 moves
AdvisorFromToTypeLeftRegistered
David G. CurryOsaic Fa, Inc. otherIndependent Advisor Alliance, LLC otherOtherApr 22, 2015Apr 20, 2015
Joseph Parker BennettInvest Financial Corporation otherIndependent Advisor Alliance, LLC otherOtherApr 22, 2015Apr 21, 2015
Erik Bendix IbsenAmeriprise Financial Services, LLC national BDIndependent Advisor Alliance, LLC otherOtherApr 7, 2015Apr 6, 2015
Terrence ColenCuna Brokerage Services, Inc. otherIndependent Advisor Alliance, LLC otherOtherFeb 3, 2015Mar 2, 2015
Jeffrey Scott CollinsEdward Jones national BDIndependent Advisor Alliance, LLC otherOtherNov 6, 2014Dec 23, 2014 (47 d)
Darryl Cermak-SerfassWells Fargo Advisors wirehouseIndependent Advisor Alliance, LLC otherOtherOct 7, 2014Oct 7, 2014
William Brad BrantleyNfp Advisor Services, LLC otherIndependent Advisor Alliance, LLC otherOtherAug 25, 2014Aug 25, 2014
William Ryan TrippEdward Jones national BDIndependent Advisor Alliance, LLC otherOtherAug 4, 2014Aug 22, 2014
Cory Adam ShufordLPL Financial LLC otherIndependent Advisor Alliance, LLC otherOtherJun 25, 2014Jul 24, 2014
William Brett MckeithanAmeriprise Financial Services, LLC national BDIndependent Advisor Alliance, LLC otherOtherMay 19, 2014May 20, 2014
Jasmine SehgalLPL Financial LLC otherIndependent Advisor Alliance, LLC otherOtherMay 5, 2014May 5, 2014
Stephanie Yaun VokralGaines Financial Group otherIndependent Advisor Alliance, LLC no RAUMOtherMar 13, 2014Mar 17, 2014
Johnny Kenard RutledgeEdward Jones national BDIndependent Advisor Alliance, LLC otherOtherMar 11, 2014Jul 5, 2016 (847 d)
Jessica Nadine SextonCetera Advisor Networks LLC otherIndependent Advisor Alliance, LLC no RAUMOtherFeb 21, 2014Mar 6, 2014
Steven Joseph DevlinLPL Financial LLC otherIndependent Advisor Alliance, LLC no RAUMOtherFeb 5, 2014Feb 19, 2014
Michael David SobiloLPL Financial LLC otherIndependent Advisor Alliance, LLC no RAUMOtherFeb 5, 2014Feb 17, 2014
David Lee MaynardLPL Financial LLC otherIndependent Advisor Alliance, LLC otherOtherDec 23, 2013Mar 25, 2014 (92 d)
Craig Boyce FaileSignator Investors, Inc. otherIndependent Advisor Alliance, LLC no RAUMOtherDec 20, 2013Dec 20, 2013
Joshua Brandon WebbWells Fargo Advisors wirehouseIndependent Advisor Alliance, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Dec 9, 2013Dec 9, 2013
Douglas Clayton MelroseWells Fargo Advisors wirehouseIndependent Advisor Alliance, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Dec 5, 2013Dec 5, 2013
Robert Bruce EberstIndependent Financial Partners otherIndependent Advisor Alliance, LLC otherOtherOct 21, 2013Oct 13, 2014 (357 d)
Jeff Lee MacyMsi Financial Services, Inc. otherIndependent Advisor Alliance, LLC no RAUMOtherSep 17, 2013Feb 17, 2014 (153 d)
Jason Alan LangdaleLPL Financial LLC otherIndependent Advisor Alliance, LLC otherOtherJul 19, 2013Jul 18, 2017 (1460 d)
Kristy Jan MeelerMML Investors Services, LLC otherIndependent Advisor Alliance, LLC independent RIAOtherMay 2, 2013May 22, 2026 (4768 d)
Laura Kay BrownMML Investors Services, LLC otherIndependent Advisor Alliance, LLC independent RIAOtherMay 1, 2013May 26, 2026 (4773 d)
Stephen Michael ThomasWells Fargo Advisors wirehouseIndependent Advisor Alliance, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Feb 21, 2013Dec 18, 2013 (300 d)
John Paul SineathEdward Jones national BDIndependent Advisor Alliance, LLC otherOtherAug 10, 2012Sep 24, 2014 (775 d)
Justin Michael BosticWells Fargo Advisors wirehouseIndependent Advisor Alliance, LLC otherOtherJul 23, 2012Jul 23, 2014 (730 d)
Michael Sheridan YorkStratos Wealth Partners, Ltd otherIndependent Advisor Alliance, LLC otherOtherMay 21, 2012Apr 6, 2015 (1050 d)
Ryan John SchriftMorgan Keegan & Company, LLC otherIndependent Advisor Alliance, LLC otherOtherMay 15, 2012Aug 29, 2014 (836 d)
Keith A GregoryEdward Jones national BDIndependent Advisor Alliance, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserNov 23, 2011Mar 7, 2014 (835 d)
Gary Lynn Deese, CltcEdward Jones national BDIndependent Advisor Alliance, LLC otherOtherNov 8, 2011Jun 25, 2014 (960 d)
Richard Justin SchrumRaymond James Financial Services Advisors, Inc otherIndependent Advisor Alliance, LLC otherOtherOct 3, 2011Aug 20, 2014 (1052 d)
Antonio Vince PorrettaWells Fargo Advisors wirehouseIndependent Advisor Alliance, LLC otherOtherJul 13, 2011Jul 22, 2014 (1105 d)
James Anthony MccollomEsi Financial Advisors otherIndependent Advisor Alliance, LLC independent RIAOtherJul 6, 2010Nov 19, 2019 (3423 d)
E Allen HancockOsaic Fs, Inc. otherIndependent Advisor Alliance, LLC otherOtherAug 4, 2008Jul 19, 2017 (3271 d)
Richard Timothy CurranCsi Retirement Specialists, LLC unclassifiedIndependent Advisor Alliance, LLC no RAUMOtherJun 14, 2007Mar 21, 2014 (2472 d)
Robert Paul RussoA. G. Edwards & Sons, Inc. unclassifiedIndependent Advisor Alliance, LLC no RAUMOtherMay 18, 2007Dec 17, 2013 (2405 d)
Richard Wayne HarveyWoodbury Financial Services, Inc. otherIndependent Advisor Alliance, LLC otherOtherMay 9, 2007Feb 9, 2015 (2833 d)
Erik K. HofstromEquitable Advisors, LLC national BDIndependent Advisor Alliance, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 1, 2005May 16, 2023 (6466 d)
Jeffrey Michael LansinkMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseIndependent Advisor Alliance, LLC otherOtherDec 7, 2004Jan 7, 2015 (3683 d)
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