| Aaron Francis | Equitable Advisors, LLC national BD | Scottrade Investment Management other | Other | Apr 22, 2008 | Jan 25, 2017 (3200 d) |
| Lance Allen Robert Chuck | Edward Jones national BD | Scottrade Investment Management other | Other | Mar 14, 2008 | Sep 15, 2016 (3107 d) |
| Marc Leigh Steingrebe | Citigroup Global Markets Inc. other | Scottrade Investment Management other | Other | Mar 10, 2008 | Sep 16, 2016 (3112 d) |
| Anthony Morea | Td Ameritrade, Inc. no RAUM | Scottrade Investment Management other | Other | Feb 7, 2008 | Mar 23, 2017 (3332 d) |
| Jennifer Holmes | A. G. Edwards & Sons, Inc. unclassified | Scottrade Investment Management other | Other | Jan 2, 2008 | Aug 25, 2016 (3158 d) |
| Brooks David Vanderzee | Suntrust Investment Services, Inc. other | Scottrade Investment Management other | Other | Dec 31, 2007 | Mar 29, 2017 (3376 d) |
| Jason Paul Batrez | Morgan Stanley & Co. LLC unclassified | Scottrade Investment Management other | Other | Dec 18, 2007 | Nov 15, 2016 (3255 d) |
| Mark Rorke Remund | Invest Financial Corporation other | Scottrade Investment Management other | Other | Dec 11, 2007 | Jun 1, 2017 (3460 d) |
| Jeffrey Brian Snyder | Td Ameritrade Investment Management, LLC other | Scottrade Investment Management other | Other | Dec 4, 2007 | Sep 28, 2016 (3221 d) |
| Kenneth Henry Smail | Morgan Stanley & Co. LLC unclassified | Scottrade Investment Management other | Other | Nov 30, 2007 | May 16, 2017 (3455 d) |
| Chad Davis | Morgan Stanley & Co. LLC unclassified | Scottrade Investment Management other | Other | Aug 16, 2007 | Jun 9, 2016 (3220 d) |
| Gregory W Harmon | UBS Financial Services Inc. wirehouse | Scottrade Investment Management other | Other | Jun 18, 2007 | Mar 23, 2017 (3566 d) |
| Javier Guztavo Orozco | Wells Fargo Investments, LLC unclassified | Scottrade Investment Management other | Other | May 21, 2007 | May 4, 2017 (3636 d) |
| Feroz Subedar | Ameriprise Financial Services, LLC national BD | Scottrade Investment Management other | Other | May 3, 2007 | Sep 28, 2016 (3436 d) |
| Jackson N Turner | Chevy Chase Financial Services unclassified | Scottrade Investment Management other | Other | May 2, 2007 | Mar 17, 2017 (3607 d) |
| Galen G Jang | Td Ameritrade Investment Management, LLC other | Scottrade Investment Management other | Other | Mar 12, 2007 | Sep 19, 2016 (3479 d) |
| Michael Joseph Zadlo | Td Ameritrade Investment Management, LLC other | Scottrade Investment Management other | Other | Mar 1, 2007 | Oct 3, 2016 (3504 d) |
| Stephen Joseph Ridge | Park Avenue Securities LLC other | Scottrade Investment Management other | Other | Feb 9, 2007 | Aug 21, 2017 (3846 d) |
| Lee Michael Lehmkuhler | Ameriprise Financial Services, LLC national BD | Scottrade Investment Management other | Other | Jan 26, 2007 | Feb 15, 2017 (3673 d) |
| Quan Wei Lee | Td Ameritrade Investment Management, LLC other | Scottrade Investment Management other | Other | Nov 17, 2006 | Sep 19, 2016 (3594 d) |
| Charles Joseph Wick | Ameriprise Financial Services, LLC national BD | Scottrade Investment Management other | Other | Jun 26, 2006 | Apr 19, 2017 (3950 d) |
| Christopher Mark Beaudry | Td Ameritrade Investment Management, LLC other | Scottrade Investment Management other | Other | May 9, 2006 | May 12, 2017 (4021 d) |
| Brian Robert Doan | Thrivent Investment Management Inc. other | Scottrade Investment Management other | Other | Apr 18, 2006 | May 10, 2016 (3675 d) |
| Jesse William Burr | Principal Securities, Inc. other | Scottrade Investment Management other | Other | Apr 3, 2006 | Jul 11, 2017 (4117 d) |
| Joseph Vincent Goldy | A. G. Edwards & Sons, Inc. unclassified | Scottrade Investment Management other | Other | Mar 14, 2006 | Jun 7, 2016 (3738 d) |
| Michael Thomas Iannucci | Td Ameritrade, Inc. no RAUM | Scottrade Investment Management other | Other | Feb 21, 2006 | May 15, 2017 (4101 d) |
| Paul Edmund Zbytniewski | Td Ameritrade, Inc. no RAUM | Scottrade Investment Management other | Other | Feb 1, 2006 | Mar 17, 2017 (4062 d) |
| John R Frank | Ameriprise Financial Services, LLC national BD | Scottrade Investment Management other | Other | Jan 10, 2006 | May 1, 2017 (4129 d) |
| Derek Adnams | Cuna Brokerage Services, Inc. other | Scottrade Investment Management other | Other | Jan 3, 2006 | Jan 11, 2017 (4026 d) |
| Stephen Rockhill | Morgan Stanley Dw Inc. unclassified | Scottrade Investment Management other | Other | Dec 1, 2005 | Aug 8, 2017 (4268 d) |
| Paul Richard Guistolise | Td Ameritrade, Inc. no RAUM | Scottrade Investment Management other | Other | Nov 7, 2005 | Nov 15, 2016 (4026 d) |
| Scott Michael Marshall | Td Ameritrade, Inc. no RAUM | Scottrade Investment Management other | Other | Oct 17, 2005 | Nov 29, 2016 (4061 d) |
| Christopher Emil Carroll | Td Ameritrade, Inc. no RAUM | Scottrade Investment Management other | Other | Sep 15, 2005 | Dec 23, 2016 (4117 d) |
| Sonya Lydon Logan | Ameriprise Financial Services, LLC national BD | Scottrade Investment Management other | Other | Aug 31, 2005 | Jun 7, 2017 (4298 d) |
| Franklin Coronado | Td Ameritrade, Inc. no RAUM | Scottrade Investment Management other | Other | Aug 25, 2005 | May 12, 2017 (4278 d) |
| Leonardo Fiorentino | Chase Investment Services Corp. other | Scottrade Investment Management other | Other | Aug 9, 2005 | May 19, 2017 (4301 d) |
| Donald Wayne Nadeja | Td Ameritrade, Inc. no RAUM | Scottrade Investment Management other | Other | Jul 27, 2005 | Nov 29, 2016 (4143 d) |
| Pamela Calhoun | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Scottrade Investment Management other | Other | Jul 1, 2005 | Apr 19, 2017 (4310 d) |
| William Franklin Cordray | Td Ameritrade, Inc. no RAUM | Scottrade Investment Management other | Other | Jun 13, 2005 | Sep 1, 2016 (4098 d) |
| Samuel Phillip Davis | Ameriprise Financial Services, LLC national BD | Scottrade Investment Management other | Other | Jun 4, 2005 | Aug 11, 2016 (4086 d) |
| Scott Everett Graul | Td Ameritrade, Inc. no RAUM | Scottrade Investment Management other | Other | Feb 2, 2005 | Apr 20, 2017 (4460 d) |
| David Marc Janis | Ameriprise Financial Services, LLC national BD | Scottrade Investment Management other | Other | Oct 13, 2004 | Mar 21, 2017 (4542 d) |
| Matthew William Gladbach | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Scottrade Investment Management other | Other | Oct 11, 2004 | Jul 1, 2017 (4646 d) |
| John Edward Brazell | Charles Schwab & Co., Inc. national BD | Scottrade Investment Management other | Other | Dec 19, 2003 | Mar 6, 2017 (4826 d) |