DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Centaurus Financial, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Brian Clarke Gates	Brookstreet Securities Corporation unclassified	Centaurus Financial, Inc. other	Other	Jul 3, 2007	Jun 28, 2007
Lawrence Elliott Smith	Brookstreet Securities Corporation unclassified	Centaurus Financial, Inc. other	Other	Jun 27, 2007	Jun 27, 2007
Robert Ian Kassel	Brookstreet Securities Corporation unclassified	Centaurus Financial, Inc. other	Other	Jun 27, 2007	Jun 27, 2007
Andrew Christopher Papp	Brookstreet Securities Corporation unclassified	Centaurus Financial, Inc. other	Other	Jun 27, 2007	Jun 26, 2007
Michael Phillip Gorak	Brookstreet Securities Corporation unclassified	Centaurus Financial, Inc. other	Other	Jun 27, 2007	Jun 28, 2007
Richard Thomas Campbell	Cetera Advisor Networks LLC other	Centaurus Financial, Inc. other	Other	May 7, 2007	May 1, 2007
Scott J Finnegan	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Centaurus Financial, Inc. BD affiliated	Wirehouse to affiliated broker-dealer or bank	May 4, 2007	Jun 24, 2022 (5530 d)
Teresita Marie Miller	Cetera Advisor Networks LLC other	Centaurus Financial, Inc. BD affiliated	Other	Apr 30, 2007	Jan 1, 2025 (6456 d)
Joseph Anthony Grutta	Questar Asset Management, Inc. other	Centaurus Financial, Inc. other	Other	Jan 3, 2007	Nov 29, 2006
Gary Goldberg	Financial & Tax Strategies, Inc. unclassified	Centaurus Financial, Inc. other	Other	Dec 31, 2006	Jun 11, 2001
Vic V Mullet	Investors Capital Advisory other	Centaurus Financial, Inc. other	Other	Dec 31, 2006	Jan 3, 2007
Richard Charles Ponce	Western International Securities other	Centaurus Financial, Inc. other	Other	Dec 13, 2006	Nov 9, 2010 (1427 d)
Cameron Michael Clark	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Centaurus Financial, Inc. other	Other	Nov 1, 2006	Mar 16, 2007 (135 d)
Ronald G Bristol	Ameriprise Financial Services, LLC national BD	Centaurus Financial, Inc. other	Other	Sep 30, 2006	Sep 26, 2006
Michael Andrew Montgomery	Questar Asset Management, Inc. other	Centaurus Financial, Inc. other	Other	Sep 26, 2006	Sep 29, 2006
Ryan Keith Burnham	Ameriprise Financial Services, LLC national BD	Centaurus Financial, Inc. other	Other	Sep 21, 2006	Oct 24, 2006 (33 d)
John Fiske Faustino	Cantella & Co., Inc. other	Centaurus Financial, Inc. other	Other	Jul 31, 2006	Jul 28, 2006
Michael Charles Mattison	Usallianz Securities, Inc. unclassified	Centaurus Financial, Inc. other	Other	Jul 24, 2006	Aug 31, 2006 (38 d)
Donald Glenn Baker	Voya Financial Advisors, Inc. other	Centaurus Financial, Inc. other	Other	Apr 5, 2006	Apr 5, 2006
Daniel Robert Hill	Suntrust Investment Services, Inc. other	Centaurus Financial, Inc. other	Other	Apr 4, 2006	Apr 10, 2006
Patricia Ann Marlow	Commonwealth Financial Network national BD	Centaurus Financial, Inc. other	Other	Jan 30, 2006	Jan 27, 2006
Kenneth Alfred Mccabe	Ameriprise Financial Services, LLC national BD	Centaurus Financial, Inc. other	Other	Jan 26, 2006	Feb 29, 2012 (2225 d)
Carol Butler Holm	Principal Securities, Inc. other	Centaurus Financial, Inc. other	Other	Jan 12, 2006	Jan 17, 2006
Jeffrey David Morelan	Allen Capital unclassified	Centaurus Financial, Inc. other	Other	Dec 31, 2005	Oct 3, 2002
Michael Emil Fassi	Geneos Wealth Management, Inc. other	Centaurus Financial, Inc. other	Other	Dec 13, 2005	Jun 8, 2006 (177 d)
Douglas Stuart Misterly	Financial West Group other	Centaurus Financial, Inc. other	Other	Dec 2, 2005	Nov 20, 2007 (718 d)
Loris Blake Rose	Equitable Advisors, LLC national BD	Centaurus Financial, Inc. other	Other	Jul 14, 2005	May 18, 2017 (4326 d)
Charles Eugene Munoz	Equitable Advisors, LLC national BD	Centaurus Financial, Inc. other	Other	Jul 14, 2005	Jul 11, 2005
Cheryl Lynn Kitashima	Kms Financial Services, Inc other	Centaurus Financial, Inc. other	Other	Jun 20, 2005	Jun 20, 2005
Ronald Joseph Burkard	Equitable Advisors, LLC national BD	Centaurus Financial, Inc. other	Other	Mar 10, 2005	Mar 7, 2005
Ross Charles Bonifield	Rubicon Financial Network state registered	Centaurus Financial, Inc. other	Other	Mar 9, 2005	Mar 28, 2005
James Michael Poindexter	MML Investors Services, LLC other	Centaurus Financial, Inc. other	Other	Feb 15, 2005	Feb 22, 2005
Richard Allen Vaughan	Waterstone Financial Group, Inc. unclassified	Centaurus Financial, Inc. other	Other	Dec 31, 2004	Feb 11, 2005 (42 d)
Alejandro Julius Haas	UBS Financial Services Inc. wirehouse	Centaurus Financial, Inc. other	Other	Nov 29, 2004	Jan 11, 2005 (43 d)
Scott Steven Feher	Sentra Securities Corporation unclassified	Centaurus Financial, Inc. other	Other	Nov 11, 2004	Nov 4, 2004
Chad Randall Turner	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Centaurus Financial, Inc. other	Other	Oct 5, 2004	Nov 9, 2004 (35 d)
Robert Steven Fenton	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Centaurus Financial, Inc. other	Other	Oct 1, 2004	Oct 1, 2004
Jason Todd Hill	Questar Capital Corporation unclassified	Centaurus Financial, Inc. other	Other	Oct 1, 2004	Sep 28, 2004
Timothy David Mcvey	Mutual Service Corporation unclassified	Centaurus Financial, Inc. other	Other	Sep 13, 2004	Sep 1, 2004
Cesar Garcia	Morgan Stanley Dw Inc. unclassified	Centaurus Financial, Inc. other	Other	Aug 27, 2004	Aug 21, 2015 (4011 d)
Edward Rod Klesack	Equitable Advisors, LLC national BD	Centaurus Financial, Inc. other	Other	Aug 23, 2004	Nov 4, 2004 (73 d)
Mollie Horn Strong	Equitable Advisors, LLC national BD	Centaurus Financial, Inc. other	Other	Aug 23, 2004	Aug 17, 2004
Scott Douglas Phillips	Stuart Investment Advisory Corp. unclassified	Centaurus Financial, Inc. other	Other	Aug 17, 2004	Jan 17, 2007 (883 d)
Loren Elmer Ehlers	Mutual Service Corporation unclassified	Centaurus Financial, Inc. BD affiliated	Other	Jun 9, 2004	Jan 1, 2025 (7511 d)
Chang Soo Han	Equitable Advisors, LLC national BD	Centaurus Financial, Inc. other	Other	Jun 4, 2004	May 14, 2004
Marty Gore Dennis	T. J. Raney & Sons, Inc. unclassified	Centaurus Financial, Inc. other	Other	May 24, 2004	Jan 5, 2005 (226 d)
Paul Michael Gargano	Equitable Advisors, LLC national BD	Centaurus Financial, Inc. other	Other	Feb 10, 2004	Feb 2, 2004
Sonji Rollins Tucker	Suntrust Investment Services, Inc. other	Centaurus Financial, Inc. other	Other	Oct 16, 2003	Jan 5, 2004 (81 d)
Paul Stanley Nurkiewicz	Equitable Advisors, LLC national BD	Centaurus Financial, Inc. other	Other	Oct 9, 2003	Jan 20, 2004 (103 d)
Frank Cleveland Jones	Equitable Advisors, LLC national BD	Centaurus Financial, Inc. other	Other	Sep 8, 2003	Oct 16, 2003 (38 d)
Michael Ray Mason	Equitable Advisors, LLC national BD	Centaurus Financial, Inc. other	Other	Aug 28, 2003	Mar 16, 2004 (201 d)
Charmaine Brown	Morgan Stanley Dw Inc. unclassified	Centaurus Financial, Inc. other	Other	Aug 28, 2003	Sep 14, 2005 (748 d)
Kenneth Tod Mason	Equitable Advisors, LLC national BD	Centaurus Financial, Inc. other	Other	Aug 26, 2003	Mar 16, 2004 (203 d)
Steven Silverman	Equitable Advisors, LLC national BD	Centaurus Financial, Inc. other	Other	Aug 14, 2003	Oct 30, 2009 (2269 d)
Raymond Gale Hickman	Equitable Advisors, LLC national BD	Centaurus Financial, Inc. other	Other	Aug 8, 2003	Feb 17, 2005 (559 d)
Johan Henrik Frisell	Voya Financial Advisors, Inc. other	Centaurus Financial, Inc. other	Other	May 28, 2003	May 16, 2003
Clayton Thomas Murdy	Voya Financial Advisors, Inc. other	Centaurus Financial, Inc. other	Other	May 22, 2003	May 16, 2003
Timothy Neil Tremblay	Voya Financial Advisors, Inc. other	Centaurus Financial, Inc. other	Other	May 21, 2003	May 16, 2003
Robert Frederick Mckay	Allianz Global Investors Managed Accounts LLC other	Centaurus Financial, Inc. other	Other	Apr 14, 2003	May 7, 2013 (3676 d)
Steven Phillip Margulin	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Centaurus Financial, Inc. other	Other	Mar 17, 2003	Jul 21, 2003 (126 d)

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436 moves match.