DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Mariner

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Steven David LockshinAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 3, 2022
Dominic Joseph CozzettoAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 1, 2022
Jonathan Paul StraubAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 8, 2022
Marc Lee RussellAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 1, 2022
Niza Hang Oun-NguyenAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Jan 18, 2022
Sara Pierce ClarkAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 17, 2022
Erik Paul GulsrudAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 1, 2022
Christopher George CeriniAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 15, 2022
Matthew Christopher WoodwardAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 15, 2022
Phillip Joseph BoscarinoAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 1, 2022
Joy Soon OhAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 15, 2022
Jacob James DormanAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 1, 2022
Tanner John HamiltonAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 15, 2022
Mitchell William SpinnebergAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 1, 2022
Nicholas Vladimir StruncAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 1, 2022
Mark William HarrisAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 15, 2022
Aderemi O AdeyemoAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 15, 2022
Brett James ThomasAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 15, 2022
Michael Stanley BurrAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 3, 2022
Anthony Nicholas FerraioloAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 1, 2022
Joshua Lewis ChambersAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 2, 2022
Alison Morgan RothAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 1, 2022
Tia Lanae PetersonAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 15, 2022
Jennifer Hollenbeck AnkerAdvice And Planning Services BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherMar 23, 2022Apr 28, 2022 (36 d)
Patrick Ryan McdowellArbor Wealth independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 23, 2022Mar 1, 2022
Andrew Kenneth McdowellArbor Wealth independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 23, 2022Mar 1, 2022
Jordan L CrabbColumn Capital Advisors, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 23, 2022Apr 5, 2022
Lynne Wentzel MathewsArbor Wealth independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 23, 2022Mar 4, 2022
Amy Helen SecorAdvice And Planning Services BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherMar 22, 2022Apr 18, 2022
Teresa A HayesU.S. Bancorp Investments, Inc. BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherMar 21, 2022Jun 17, 2022 (88 d)
Rachel Ann VivianEdelman Financial Engines mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 14, 2022Feb 23, 2022
Joseph Anthony AzzopardiEdelman Financial Engines mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 3, 2022Feb 8, 2022
Matthew HansonAdviceperiod, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankFeb 24, 2022Sep 3, 2021
Michael Ryan BakerSequoia Financial Group, L.L.C. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankFeb 22, 2022Mar 8, 2022
Carlos Antonio HernandezMercer Global Advisors Inc. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankFeb 20, 2022Feb 23, 2022
Kip Allen MechalsCascadia Advisory Services, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 28, 2022Mar 16, 2022 (47 d)
Eric Krausz AdlerCascadia Advisory Services, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 28, 2022Jan 26, 2022
Douglas Kay PerryCascadia Advisory Services, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 28, 2022Jan 3, 2022
Gregory Scott BowenCascadia Advisory Services, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 28, 2022Jan 3, 2022
William Henry LederCascadia Advisory Services, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 28, 2022Jan 3, 2022
Paul Raymond ErenfeldCascadia Advisory Services, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 28, 2022Jan 3, 2022
Robert Patrick BiancardiCascadia Advisory Services, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 28, 2022Jan 3, 2022
Michael Robinson MackelvieCascadia Advisory Services, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 28, 2022Jan 3, 2022
Otoniel Francisco MaxwellCascadia Advisory Services, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 28, 2022Jan 6, 2022
Joseph James SimsSavant Investment Group, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 26, 2022Dec 16, 2021
Scott Laurence LummerSavant Investment Group, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 26, 2022Dec 16, 2021
Alexis J HowardSavant Investment Group, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 26, 2022Dec 16, 2021
Robert Barclift BordenMercer Global Advisors Inc. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 25, 2022Feb 10, 2022
Joyce Maria SkaperdasGranite Investment Advisors, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 20, 2022Jan 3, 2022
William David HutchensGranite Investment Advisors, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 20, 2022Jan 3, 2022
Timothy Sean LeskoGranite Investment Advisors, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 20, 2022Jan 3, 2022
Craig Douglas SmithGranite Investment Advisors, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 20, 2022Jan 3, 2022
Victor Gerald SoucyGranite Investment Advisors, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 20, 2022Jan 3, 2022
Nicholas Frank MacdonaldGranite Investment Advisors, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 20, 2022Jan 3, 2022
Jillian Blair ThomasGranite Investment Advisors, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 20, 2022Jan 3, 2022
Martha Elizabeth CottrillWhitegate Investment Counselors, Inc. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 19, 2022Jan 3, 2022
Chad Leslie RichardsonWhitegate Investment Counselors, Inc. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 19, 2022Jan 5, 2022
Jennifer J. WilcoxWhitegate Investment Counselors, Inc. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 19, 2022Jan 3, 2022
Amanda Carter JohnsonEdelman Financial Engines mixed wealthMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 18, 2022Mar 24, 2022 (65 d)
Mary Elizabeth SchallAspiriant, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJan 11, 2022Jan 27, 2022
Page 8 of 15PreviousNext
886 moves match.