DFX Intelligence
Advisor moves
Arrivals at Hightower Advisors, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,009 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ronald Teri Bolte | Edelman Financial Engines mixed wealth | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2022 | Feb 28, 2022 |
| Jenni G Engstrom | Tc Wealth Partners, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2022 | Jan 2, 2022 |
| Kelly Wiley | Tc Wealth Partners, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2022 | Jan 2, 2022 |
| Kevin Rice | Tc Wealth Partners, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2022 | Jan 2, 2022 |
| Evan Serwinski | Tc Wealth Partners, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2022 | Jan 2, 2022 |
| Jill Ward | Tc Wealth Partners, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2022 | Jan 2, 2022 |
| Daniel Patrick Obrien | Tc Wealth Partners, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2022 | Jan 2, 2022 |
| Kathryn Mcgough | Tc Wealth Partners, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2022 | Jan 2, 2022 |
| Kimberly Ann Obrien | Tc Wealth Partners, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2022 | Jan 2, 2022 |
| Sean Michael Touhy | Ameriprise Financial Services, LLC national BD | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2022 | Mar 28, 2022 (34 d) |
| Erica Lee Wiggins | Clear Perspective Advisors, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 15, 2022 | Jan 4, 2022 |
| William Gregory | Clear Perspective Advisors, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 15, 2022 | Jan 4, 2022 |
| Aurora Margarita Barcenas | Investec Wealth Strategies independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 28, 2022 | Apr 7, 2022 (69 d) |
| Bruce Price Thompson | Thompson Wealth Management, Ltd. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 17, 2022 | Feb 13, 2022 |
| Peter Sullivan | Thompson Wealth Management, Ltd. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 17, 2022 | Jan 19, 2022 |
| Andrew Richardt | Thompson Wealth Management, Ltd. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 17, 2022 | Jan 19, 2022 |
| Lorraine Geraldine Hutchinson | Wintrust Investments mixed wealth | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 14, 2022 | Jan 14, 2022 |
| Kelly Marie Manchac | Wintrust Investments mixed wealth | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 14, 2022 | Jan 14, 2022 |
| Laurie Ann Marks | Trigofi state registered | Hightower Advisors, LLC BD affiliated | Other | Jan 2, 2022 | Nov 25, 2022 (327 d) |
| Michael William Landsberg | Landsberg Bennett Private Wealth Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2021 | Jan 1, 2025 (1097 d) |
| Lewis Cass Bennett | Landsberg Bennett Private Wealth Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2021 | Jan 2, 2025 (1098 d) |
| Faiza Kedir | Landsberg Bennett Private Wealth Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2021 | Nov 29, 2021 |
| Debra Ann Cooper | Landsberg Bennett Private Wealth Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2021 | Jan 1, 2025 (1097 d) |
| Adrienne Moore | Landsberg Bennett Private Wealth Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2021 | Jan 2, 2025 (1098 d) |
| Flor Estela Matteen | Landsberg Bennett Private Wealth Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2021 | Jan 2, 2025 (1098 d) |
| Christopher Stephen Dooley | Rwa Wealth Partners independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 23, 2021 | Oct 25, 2022 (306 d) |
| Amy B Gilbert | Charles Schwab & Co., Inc. national BD | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2021 | Jan 11, 2022 |
| Marc Evan Friedman | Investment Security Group, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 15, 2021 | Sep 30, 2021 |
| Jonathan Andrew Ferguson | Alexandria Capital independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 13, 2021 | Oct 29, 2021 |
| Eileen Polese | Alexandria Capital independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 13, 2021 | Oct 29, 2021 |
| Alicia Sher | Bluerock Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 10, 2021 | Oct 20, 2022 (314 d) |
| Seth Taylor Adams | Bluerock Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 10, 2021 | Oct 3, 2022 (297 d) |
| Rajen Kantilal Chokshi | Bluerock Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 10, 2021 | Dec 10, 2021 |
| Brian Michael Mcgraw | Thrivent Investment Management Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Jun 1, 2022 (173 d) |
| Amanda Kathryn Standard | Bluerock Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 10, 2021 | Jan 4, 2022 |
| Justin John Gillette | Bluerock Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 10, 2021 | Feb 11, 2022 (63 d) |
| Kyle Christian Balcos | Wells Fargo Advisors wirehouse | Hightower Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 8, 2021 | Jun 1, 2022 (175 d) |
| David Patrick Beatson | Alexandria Capital independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2021 | Oct 29, 2021 |
| Scott Stirling Walker | Alexandria Capital independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2021 | Oct 29, 2021 |
| John Kyle Redican | Alexandria Capital independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2021 | Oct 29, 2021 |
| Raphael Lewis | Alexandria Capital independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2021 | Oct 29, 2021 |
| Bryan W Keane | Alexandria Capital independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2021 | Oct 29, 2021 |
| Louis N Liberatore | Alexandria Capital independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2021 | Oct 29, 2021 |
| Todd Tamagnini | Alexandria Capital independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2021 | Oct 29, 2021 |
| Ingrid Portia John | Alexandria Capital independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2021 | Oct 29, 2021 |
| Catherine Eleanor Mulcahy | Alexandria Capital independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2021 | Oct 29, 2021 |
| Michael Wayne Dibala | Investment Security Group, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2021 | Jan 1, 2025 (1149 d) |
| Mitchell R Powers | Investment Security Group, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2021 | Jan 1, 2025 (1149 d) |
| Barbara J Krause | Investment Security Group, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2021 | Sep 30, 2021 |
| Richard Cameron Acres | Investment Security Group, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2021 | Jan 1, 2025 (1149 d) |
| Caroline Mulcahy Shoener | Vestor Capital, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 1, 2021 | Oct 11, 2021 |
| Richard Todd Freilich | Bel Air Investment Advisors LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 14, 2021 | Sep 15, 2021 |
| Craig Andrew Brothers | Bel Air Investment Advisors LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 14, 2021 | Feb 14, 2025 (1219 d) |
| Eileen King Bohn | Bel Air Investment Advisors LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 14, 2021 | Dec 10, 2024 (1153 d) |
| Edwin Henry Huey | Bel Air Investment Advisors LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 14, 2021 | Sep 15, 2021 |
| Todd Michael Morgan | Bel Air Investment Advisors LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 14, 2021 | Sep 15, 2021 |
| Kevin William Philip | Bel Air Investment Advisors LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 14, 2021 | Sep 15, 2021 |
| Jack Raymond Suzar | Bel Air Investment Advisors LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 14, 2021 | Sep 15, 2021 |
| Ronald Jay Silverman | Bel Air Investment Advisors LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 14, 2021 | Mar 6, 2025 (1239 d) |
| Stephanie Withers | Bel Air Investment Advisors LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 14, 2021 | Sep 15, 2021 |