| Tracey Kirsteen Collins | Cuna Brokerage Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Sep 1, 2006 | Oct 4, 2006 (33 d) |
| Jason Blair Davis | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Sep 1, 2006 | Oct 12, 2006 (41 d) |
| George Coltrane Benoit | Wells Fargo Investments, LLC unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Aug 9, 2006 | May 29, 2008 (659 d) |
| Michael Bono | Morgan Stanley Dw Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Aug 3, 2006 | Sep 19, 2006 (47 d) |
| Bradley J Geltzer | Raymond James Financial Services, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Jul 26, 2006 | Nov 29, 2006 (126 d) |
| Edward Thomas Kenney | Suntrust Investment Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Jul 20, 2006 | Jul 20, 2006 |
| Nicholas Ray Powell | Ameriprise Financial Services, LLC national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 17, 2006 | Aug 16, 2006 |
| Daniel Wade Mccall | Pnc Wealth Management other | Bb&T Investment Services, Inc. no RAUM | Other | Jul 11, 2006 | Jul 6, 2006 |
| Dean Read Castor | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 5, 2006 | Oct 17, 2008 (835 d) |
| Robert Joseph Basil Kotler | Morgan Stanley Dw Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Jun 6, 2006 | Jun 13, 2006 |
| Scott Douglas Suarez | Ameriprise Financial Services, LLC national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 19, 2006 | Jul 13, 2006 (55 d) |
| Ellen Glenn Honeycutt | A. G. Edwards & Sons, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Apr 18, 2006 | May 15, 2006 |
| Gregory Warren Smith | Fifth Third Securities, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Mar 25, 2006 | Mar 27, 2006 |
| Gustavo Laguarda | Morgan Stanley Dw Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 23, 2006 | Apr 18, 2006 |
| Melissa Lynn Wright | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 22, 2006 | Mar 24, 2006 |
| Justin Louis Morris | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 21, 2006 | Mar 21, 2006 |
| Sheila Kay Freeman | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 21, 2006 | Mar 21, 2006 |
| Ransom Garris Stokes | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 21, 2006 | Mar 21, 2006 |
| Brian Kevin Blankinship | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 21, 2006 | Mar 21, 2006 |
| Kelly Lea Whitlock | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 21, 2006 | Mar 21, 2006 |
| Leslie Michelle Hetager | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 21, 2006 | Mar 21, 2006 |
| Chip Jason Jurgensen | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 21, 2006 | Mar 21, 2006 |
| Kristeena Michele Beasley | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 21, 2006 | Mar 21, 2006 |
| Katherine Auman Matthews | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 21, 2006 | Mar 21, 2006 |
| Patricia Beacham Respess | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 21, 2006 | Mar 21, 2006 |
| John Stephen Dickson | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 21, 2006 | Mar 21, 2006 |
| Paula Christine Gunter | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 21, 2006 | Mar 21, 2006 |
| Kelly Mcclain Kemp | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 21, 2006 | Mar 21, 2006 |
| Brandon Scott Weber | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 21, 2006 | Mar 21, 2006 |
| Christopher Mark Britt | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 21, 2006 | Mar 21, 2006 |
| Clinton Joel Robinson | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 21, 2006 | Mar 21, 2006 |
| Haskell Hubert Shelton | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 21, 2006 | Mar 21, 2006 |
| Katherine Shelton Fonville | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 21, 2006 | Mar 21, 2006 |
| Marie-Jose Bettis | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 21, 2006 | Mar 21, 2006 |
| Paul Joseph Bopp | Ameriprise Financial Services, LLC national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 16, 2006 | Apr 10, 2006 |
| Nell Richeson Cordick | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Mar 8, 2006 | Mar 7, 2006 |
| Michael J Calandruccio | Ryan Beck & Co. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Feb 24, 2006 | Mar 14, 2006 |
| Jennifer Nicole Ross | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Feb 17, 2006 | Feb 16, 2006 |
| William Bradford Flowers | A. G. Edwards & Sons, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Feb 15, 2006 | Feb 14, 2006 |
| Gabriel Brian Brogden | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Feb 14, 2006 | Aug 12, 2009 (1275 d) |
| Shawn Etienne Roberts | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Feb 14, 2006 | Feb 14, 2006 |
| Jeffrey Michael White | Waddell & Reed other | Bb&T Investment Services, Inc. no RAUM | Other | Feb 13, 2006 | Oct 31, 2006 (260 d) |
| Susanne Smith Miller | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Feb 9, 2006 | Feb 7, 2006 |
| Cynthia Neal White | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Feb 9, 2006 | Feb 8, 2006 |
| Harold Allen Lockwood | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Feb 9, 2006 | Jan 26, 2006 |
| Jennifer A Mcdonald | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Feb 1, 2006 | Jan 31, 2006 |
| Matthew James Sherlock | Equitable Advisors, LLC national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 10, 2006 | Feb 15, 2006 (36 d) |
| Adam Paul Davis | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Jan 6, 2006 | Jan 5, 2006 |
| Kendrick Martin Whitehurst | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Jan 6, 2006 | Dec 21, 2005 |
| William Michael Brinkley | Lehman Brothers Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Jan 4, 2006 | Mar 28, 2006 (83 d) |
| Jacqueline Hanson Aime | Suntrust Investment Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Dec 14, 2005 | Jan 3, 2006 |
| Celeste Kathleen Byers | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Dec 13, 2005 | Dec 13, 2005 |
| David William Rakestraw | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Dec 13, 2005 | Jan 5, 2006 |
| David Hunter Marshall | Equitable Advisors, LLC national BD | Bb&T Investment Services, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 12, 2005 | Apr 5, 2006 (114 d) |
| Tate Haire | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Dec 9, 2005 | Dec 7, 2005 |
| Dwight David Mcpherson | Bb&T Asset Management, Inc. unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Dec 7, 2005 | Dec 7, 2005 |
| William Paul Comer | Wells Fargo Advisors wirehouse | Bb&T Investment Services, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Dec 5, 2005 | Feb 14, 2006 (71 d) |
| David Alan Reynolds | Pnc Wealth Management other | Bb&T Investment Services, Inc. no RAUM | Other | Nov 16, 2005 | Nov 10, 2005 |
| Phillip Nathan Senderowitz | Suntrust Investment Services, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Sep 16, 2005 | Dec 9, 2005 (84 d) |
| Geoffrey Michael Tomasetti | Blue Vase Securities, LLC unclassified | Bb&T Investment Services, Inc. no RAUM | Other | Aug 18, 2005 | Sep 16, 2005 |