DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sage Advisory Services Ltd Co

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jack Raymond Kulpa	Anchor Capital Advisors LLC mixed wealth	Sage Advisory Services Ltd Co mixed wealth	RIA to RIA	Sep 30, 2025	Oct 7, 2025
Robert William Flora	Truist Advisory Services, Inc. BD affiliated	Sage Advisory Services Ltd Co mixed wealth	Affiliated broker-dealer or bank to independent RIA	Dec 15, 2023	Sep 30, 2024 (290 d)
Melania Mccarley	American Beacon Advisors, Inc. other	Sage Advisory Services Ltd Co other	Other	May 4, 2023	May 11, 2023
Jamisen Michael Allen	J.P. Morgan Securities LLC wirehouse	Sage Advisory Services Ltd Co other	Other	Feb 26, 2022	Mar 9, 2022
Matthew Johnson	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Sage Advisory Services Ltd Co other	Other	Feb 7, 2022	Feb 17, 2022
Amy Carole Swearingen	American Beacon Advisors, Inc. other	Sage Advisory Services Ltd Co other	Other	Dec 4, 2020	Feb 27, 2020
Dale Jarrett Korman	Novak & Powell Financial Services, Inc. independent RIA	Sage Advisory Services Ltd Co other	Other	Mar 27, 2020	Apr 3, 2020
Lily Tu	J.P. Morgan Securities LLC wirehouse	Sage Advisory Services Ltd Co other	Other	Mar 23, 2020	Jun 26, 2020 (95 d)
Andrew Rickert Hinnant	UBS Financial Services Inc. wirehouse	Sage Advisory Services Ltd Co other	Other	Jun 19, 2019	Sep 12, 2019 (85 d)
Thomas J Bourg	Invesco Advisers, Inc. asset manager	Sage Advisory Services Ltd Co other	Other	May 31, 2019	Jan 2, 2020 (216 d)
Ashley Renee Potts	Raymond James & Associates, Inc. national BD	Sage Advisory Services Ltd Co other	Other	Oct 10, 2018	Oct 15, 2018
Gregory Hamilton Cobb	Boyd Watterson Asset Management, LLC other	Sage Advisory Services Ltd Co other	Other	Mar 26, 2018	Jun 15, 2018 (81 d)
Vincent Matthew Aquino	UBS Financial Services Inc. wirehouse	Sage Advisory Services Ltd Co other	Other	Dec 21, 2017	Oct 7, 2020 (1021 d)
Sophie G Brooks-Ames	Equitable Advisors, LLC national BD	Sage Advisory Services Ltd Co other	Other	Aug 9, 2017	Aug 18, 2017
Bradford George Norford	Citigroup Global Markets Inc. other	Sage Advisory Services Ltd Co other	Other	Nov 18, 2016	Dec 1, 2016
Michael Ronald Navone	Whv Investments, Inc. other	Sage Advisory Services Ltd Co other	Other	Jul 29, 2016	Jun 10, 2016
Sean Francis Mcshea	Ryan Labs Asset Management other	Sage Advisory Services Ltd Co other	Other	Jun 2, 2015	May 9, 2019 (1437 d)
Christopher J Hodgdon	Virtus Investment Advisers, LLC other	Sage Advisory Services Ltd Co other	Other	Apr 7, 2015	Jul 22, 2015 (106 d)
Shane Austin Morrow	Eagle Strategies LLC other	Sage Advisory Services Ltd Co other	Other	Nov 3, 2014	Nov 12, 2014
Kimberly Faith Sowers	Independent Portfolio Consultants, Inc. other	Sage Advisory Services Ltd Co other	Other	Sep 30, 2014	Oct 13, 2014
Wade Thomas Uloth	Veritrust Financial, LLC other	Sage Advisory Services Ltd Co other	Other	Sep 27, 2013	Oct 2, 2013
Zachary Thomas Sooter	Assetmark, Inc. other	Sage Advisory Services Ltd Co other	Other	Jun 27, 2011	Sep 15, 2011 (80 d)
Leonard Dustin Finley	Consulting Services Group, LLC other	Sage Advisory Services Ltd Co other	Other	Aug 17, 2010	Sep 10, 2010
Arthur Leon Cherches	Invesco Advisers, Inc. other	Sage Advisory Services Ltd Co other	Other	Apr 26, 2010	Feb 4, 2011 (284 d)
Michael David Walton	Brokersxpress LLC other	Sage Advisory Services Ltd Co other	Other	Jan 6, 2010	Feb 5, 2010
Bradley David Jacob	Citigroup Global Markets Inc. other	Sage Advisory Services Ltd Co mixed wealth	Other	Jul 2, 2008	May 4, 2026 (6515 d)
Aaron Spatz	Ofi Private Investments Inc other	Sage Advisory Services Ltd Co mixed wealth	Other	Dec 19, 2005	Sep 27, 2024 (6857 d)
Robert Donald Williams	UBS Financial Services Inc. wirehouse	Sage Advisory Services Ltd Co other	Other	May 18, 2004	Jul 20, 2004 (63 d)
Philip Joseph Scrofani	Citigroup Global Markets Inc. other	Sage Advisory Services Ltd Co other	Other	Oct 29, 2002	Sep 2, 2004 (674 d)

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29 moves match.