DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Investment Research Corp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew David RavesKestra Private Wealth Services, LLC BD affiliatedInvestment Research Corp independent RIAAffiliated broker-dealer or bank to independent RIANov 18, 2025Nov 17, 2025
Heidi Sue KennedyGrove Point Advisors, LLC BD affiliatedInvestment Research Corp independent RIAAffiliated broker-dealer or bank to independent RIAApr 17, 2025Apr 17, 2025
Christine Sionia NeilsonMML Investors Services, LLC BD affiliatedInvestment Research Corp independent RIAAffiliated broker-dealer or bank to independent RIAFeb 14, 2024Feb 8, 2024
Eric Wei Ting LinStonex Advisors Inc. BD affiliatedInvestment Research Corp independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2022May 8, 2025 (859 d)
Phillip Ryan HortonMML Investors Services, LLC BD affiliatedInvestment Research Corp independent RIAAffiliated broker-dealer or bank to independent RIAApr 14, 2022Apr 25, 2023 (376 d)
Joe Morris ZimmermanStonex Advisors Inc. BD affiliatedInvestment Research Corp mixed wealthAffiliated broker-dealer or bank to independent RIADec 31, 2020Jan 4, 2021
Michael James ThrockmortonIts Asset Management, L.P. independent RIAInvestment Research Corp mixed wealthRIA to RIAAug 11, 2020Sep 1, 2020
Matthew David RavesEdward Jones national BDInvestment Research Corp independent RIAAffiliated broker-dealer or bank to independent RIASep 27, 2018Apr 2, 2024 (2014 d)
Jason Eric AndersonNext Financial Group, Inc. otherInvestment Research Corp mixed wealthOtherJun 30, 2017Jan 27, 2022 (1672 d)
Todd Christian SmithLPL Financial LLC otherInvestment Research Corp otherOtherFeb 6, 2017Feb 14, 2017
Jeremy Scott EatonInvestors Capital Advisory otherInvestment Research Corp otherOtherDec 31, 2015Feb 14, 2017 (411 d)
Byron Kum Wah LeongLincoln Investment otherInvestment Research Corp otherOtherDec 31, 2014Feb 3, 2015 (34 d)
Maria Elizabeth BongiovanniHantz Financial Services, Inc. no RAUMInvestment Research Corp otherOtherMay 16, 2012May 24, 2012
Jason Wayne BairdHantz Financial Services, Inc. no RAUMInvestment Research Corp otherOtherMay 16, 2012Jun 7, 2012
John Eugene WeidnerOneamerica Securities, Inc. otherInvestment Research Corp otherOtherJan 20, 2012Jan 9, 2012
Christine Mitchell MccaffertyMsi Financial Services, Inc. otherInvestment Research Corp otherOtherSep 8, 2011Sep 12, 2011
Michael James ThrockmortonWorld Capital Advisors, LLC otherInvestment Research Corp otherOtherDec 31, 2010Jan 3, 2011
Paul William FosterWorld Capital Advisors, LLC otherInvestment Research Corp otherOtherDec 31, 2010Jan 4, 2011
Stephen Stanley WebbEquitable Advisors, LLC national BDInvestment Research Corp otherOtherOct 22, 2010Oct 20, 2010
Brian Joseph ReganWorld Capital Advisors, LLC otherInvestment Research Corp otherOtherJul 23, 2010Jul 22, 2010
James Anthony PanzerStifel, Nicolaus & Company, Incorporated national BDInvestment Research Corp independent RIAAffiliated broker-dealer or bank to independent RIAJul 27, 2009Jul 30, 2026 (6212 d)
Gary Raymond MccarverRoyal American Financial Advisors, LLC state registeredInvestment Research Corp otherOtherMay 16, 2008Apr 6, 2009 (325 d)
Mark D Manber1717 Capital Management Company unclassifiedInvestment Research Corp otherOtherDec 14, 2007May 31, 2017 (3456 d)
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23 moves match.