DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Smh Capital Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jeffrey Glynn Rhame	Miller-Green Financial Services LLC other	Smh Capital Advisors LLC other	Other	Jun 6, 2016	Oct 4, 2005
Bert Earl Miller	Miller-Green Financial Services LLC other	Smh Capital Advisors LLC other	Other	Apr 10, 2014	Mar 9, 2005
Christine E Goates	First Command Financial Planning, Inc. other	Smh Capital Advisors LLC other	Other	Oct 30, 2012	Oct 24, 2012
John Calandro	Calandro Advisory Services, Inc. unclassified	Smh Capital Advisors LLC other	Other	May 15, 2009	May 19, 2006
Jenny Don Carlos	Sanders Morris LLC other	Smh Capital Advisors LLC other	Other	Apr 14, 2009	Apr 14, 2009
Lisa Celeste Haley	LPL Financial LLC other	Smh Capital Advisors LLC other	Other	Sep 12, 2007	Oct 18, 2007 (36 d)
James Allen Neuenschwander	Miller-Green Financial Services LLC other	Smh Capital Advisors LLC other	Other	May 18, 2006	Nov 4, 2005
Christopher Shawn Ramsey	Miller-Green Financial Services LLC other	Smh Capital Advisors LLC other	Other	May 18, 2006	Oct 4, 2005
Stephen Richard Cordill	Oppenheimer Asset Management other	Smh Capital Advisors LLC other	Other	Apr 18, 2006	Apr 18, 2006
Jeffrey Alan Thompson	Carnegie Wealth Advisors, LLC unclassified	Smh Capital Advisors LLC other	Other	Mar 10, 2006	Aug 16, 2002
Susan Anne Schaufele	Ferris, Baker Watts, LLC unclassified	Smh Capital Advisors LLC other	Other	Dec 14, 2005	Dec 19, 2005
James Raymond Clark	Stephens other	Smh Capital Advisors LLC other	Other	Oct 4, 2005	Oct 3, 2005
Richard Allan Walsh	Cascade Investment Group, Inc. other	Smh Capital Advisors LLC other	Other	Mar 11, 2005	Mar 11, 2005
Thomas Mahone Tolleson	Cetera Advisors LLC other	Smh Capital Advisors LLC other	Other	Aug 25, 2004	Jul 27, 2004
Neal Paul Quon	1717 Capital Management Company unclassified	Smh Capital Advisors LLC other	Other	Jun 9, 2004	Sep 27, 2005 (475 d)
William Hale Mildren	Piper Sandler & Co. no RAUM	Smh Capital Advisors LLC other	Other	Dec 5, 2003	Feb 18, 2004 (75 d)
Margaret Wade Johnson	Piper Sandler & Co. no RAUM	Smh Capital Advisors LLC other	Other	Dec 5, 2003	Feb 18, 2004 (75 d)
Jason N Ginder	Wells Fargo Advisors wirehouse	Smh Capital Advisors LLC other	Other	Oct 20, 2003	Jan 2, 2004 (74 d)
Lawrence Jay Kalish	Wells Fargo Advisors wirehouse	Smh Capital Advisors LLC other	Other	Oct 20, 2003	Mar 12, 2004 (144 d)
Thomas Brian Allred	Wells Fargo Advisors wirehouse	Smh Capital Advisors LLC other	Other	Mar 27, 2003	Mar 25, 2003
Lisa Gaye Marcelli	Banc One Securities Corporation unclassified	Smh Capital Advisors LLC other	Other	Feb 5, 2003	Feb 5, 2003

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21 moves match.